LME considers fee increases Financial Times
The London Metal Exch ange, the world’s largest, has hinted that it intends to raise membership and contract fees next year as part of shift away from a non-profit status.

Duane Morris LLP Group Profile for Broker-Dealer & Securities
Our clients - including broker-dealers, exchanges, contract markets, ECNs, hedge funds, portfolio managers, commodity pool operators and advisors,
FASB: Definition of a Derivative: Effect of Offsetting Contracts
Assume a broker-dealer stands ready to buy and sell a non-exchange-traded commodity forward contract that would relieve either party to the contract of its
Page 1 Let our experience guide you. APPLICATION FOR SECURITIES
Does the Securities Broker-Dealer contract with its Registered Representatives Option Contract. %. Commodities. %. Commodity Futures
US CODE: Title 7,7a. Derivatives action execution facilities
(C) the underlying commodity has no cash market;. (D). (i) the contract is a security (A) the broker-dealer be in good standing with the Securities and
SECTION TWO DEFINITION OF TERMS Introduction
Futures contracts (commodities). Trade confirmations. Prospectuses broker dealer must be registered in its home state as well as in the states of its
Commodity Futures Trading Commission § 36.2
broker-dealer is a natural person or. proprietorship, the broker-dealer must (4) Does not involve any commodity. futures contract or commodity option
Section 17CFR190.06
A commodity broker must provide an opportunity for each customer to specify when undertaking its first hedging contract whether, in the event of bankruptcy,
Utah Code Section 61-1-13
(B) a broker-dealer in effecting actions in this state limited to those (ii) Any commodity contract offered or sold shall, in the absence of
Idaho Statutes
BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER convicted of a misdemeanor involving a security, a commodity future or option contract,
75-89-9. Exempt actions; qualified seller defined
(b) A commodity contract for the purchase of one or more precious metals which license as a securities broker-dealer, securities broker-dealer agent, commodity+contract+broker+dealer: commodity+contract+broker+dealer