1) Lettera Enciclica di frate Elia a tutte le provincie dell'ordine,
sulla morte di San Francesco, inviata subito dopo la morte del
santo il 3 ottobre 1226 = LEE;.
2) Vita Prima di Tommaso da Celano, 1228/29 = 1c;.
3) Vita Seconda di Tommaso da Celano, 1246/47 = 2c;.
4) Trattato dei Miracoli di san Francesco di Tommaso da Celano,
1252/53 = 3c;.
6) Leggenda Maggiore di san Bonaventura da Bagnoregio, 1263 =
LM;.
7) Leggenda dell'anonimo perugino, tra il 1266 e il 1279 = AP;.
8) Leggenda dei tre compagni, posteriore alla Leggenda dell'Anonimo
Perugino = 3Cp;.
9) Leggenda Perugina, fine XIII inizio XIV secolo = LP;.
10) Specchio di perfezione dello stato di frate minore, circa
1318 = SP;.
11) I fioretti di san Francesco, composti probabilmente da Ugolino
da Montegiorgio, circa 1327/1340 = Fior;.
12) Delle sacre istimate di santo Francesco e delle loro considerazioni,
in appendice ai Fioretti = Cons.
The frescos of Assisi are apparently connected by a guiding
thread. They make up a whole like the threads of a cloth whose
pattern has been deviced beforehand. The idea underlying this
study is that the work was conceived of as a whole by the distinct
communities of the friars of the Franciscan Order and the painters
that worked with Giotto. Since each individual fresco is logically
connected to the rest of the cycle the reading of each piece will
be dependent on the logic of the whole plan. If we give the frescos
a name and an order we will get an index of the story we are telling.
For the sake of a new reading of the cycle I will suggest to see
it as the expression of the will of two distinct communities,
that of the friars and that of the painters. Because I feel strongly
that the whole work of art was planned before its realization
I will argue against any speculation about chronology. The fact
of working on one part of the whole project before another could
be accidental and caused by restoration works in an area of the
church or by financial circumstances, such as lack of oblations.
Nowadays we would speak of work done on a time and material basis).
An obvious clue to the unity of the work is the painted architecture
above the frescos that also contributes to the unity on the architecture
of the basilica. The long frame painted in a perspective that
holds the cycle together calls the attention to the existence
of one previous original plan. To examine the frescos according
to a chronological order would simply divert them from the original
plan, i.e. to tell a story.
We do not want to say that this is the only possible way to observe
the frescos. Those who happen to look at them as they are placed
on the walls of the Church without specific knowledge of the Art
of the 14th century will still appreciate their historic value.
Starting with the earliest will help understanding Giotto's art
of painting and his personality, as well as the evolution of the
Art of the 14th century. Yet it will not illuminate our comprehension
of Franciscanism or of the project of the Basilica of Assisi.
To start with let us consider the way the frescos are placed in
relation to the entrance of the Basilica. They are a continuous
line from left to right that starts on the right wall and includes
the entrance. Those who have entered the basilica -whether pilgrims
or visitors it does not make any difference- had to search for
the way of viewing the cycle. The frescos would speak of the Order
and Franciscanism, as the story of its Founder's life was being
displayed before their eyes. The question was not one of crossing
the basilica to get to the first fresco. Order and rationality
were to be the criteria for those who planned, those who worked
on and those who viewed the frescos. The idea was simple: just
like linear writing, onwards from left to right.
For a full understanding of the cycle we will look at the author
and the client of the work. So far research has indulged on the
individuation of what was original and what was not, i.e. what
was Giotto's work and what was done by his assistants. In fact
bearing in mind that in those times the magister was the main
actor of a whole corporative organization, it would be rather
appropriate to argue that the author of the cycle was a group
of painters led by a certain Giotto.
Let us consider the distribution of the work itself: some people
would see to the preparation of paint, others would lay it out,
some others would render the plaster while a sort of stage was
being made for the magister or some other experienced assistant
to start the painting on those parts of the wall which were ready
& that is what we call team work! Indeed a feature of team
work is that everything is planned well in advance. In this case,
for example, the structure of the image must have been conceived
of with a view to allow an easy but invisible joint of the colored
areas, which also had to respect the idea of the distribution
of the parts that was to be expressed.
The argument here is that a large mural fresco cannot but be a
joint work where it is up to the magister, Giotto for these circumstances,
to set the mode and the degree of the assistance. If that is the
case, to make an effort to establish what was done by Giotto and
what was not is pointless. In other words, the object of our research
here is one work of art, created by Giotto and his collaborators
(who were not merely assistants), and not a series of individual
pieces to be appreciated in relation to the artistic personality
of the author.
As for the client of this collective work of art, this must have
been collective as well: the Franciscan Order, in point of fact.
The matter must have been discussed in a larger context than Assisi,
and it would be incorrect to speak of dealings between the General
Minister of the Order and some assistant-friars and Giotto.
After these preliminary statements, the most relevant issue remains
to be discussed : who conceived of the work? In the hope to find
an answer to this question we will examine each individual fresco
in order to reveal the apparent and hidden meanings and will compare
them with their literary sources.
I believe that the sequence of the frescos depends on the theme
of the story that was to be told, i.e. the history of Franciscanism.
Therefore comparing these stories with the literary examples of
the same stories -whether they be earlier or contemporary to the
realization of the frescos- turns up to be a critical issue. The
fact that the frescos become themselves sources for other literature
on the subject is not accidental in my view. Another step will
be to analyze the structure of the plan, as one would do to understand
the grammar of a sentence. The ideas expressed through that grammar
will lead us to the people who felt the urgence of planning the
work.
As long as we do not have a certain answer, the argument is the
following: the idea of the subject is likely to have originated
in the Franciscan community, with the General Minister as their
spokesman, and the form and the structure of the frescos is likely
to have been fruit of the art of the "group" of painters
led by Giotto. The meeting of the minds of the two communities
produced the cycle. As for the relevance of the figure of Giotto,
the fact that researchers have proved occasional absence of the
magister from the worksite supports the argument in favor of the
collaborative character of the work, where the ultimate control
of the magister, not his constant presence, is fundamental.
In a preliminary stage of interpretation it does not really matter
to ascertain which parts of this or that fresco was painted by
Giotto himself or by any of his assistants, despite the fact that
recurrence of traits does help identification. Here it seems more
relevant to investigate the relationship between the magister
and the community of friars, which helps appreciating the spiritual
and cultural charge they passed on to the artist. This element
cannot be disregarded: the Order was not any common client. We
ought to read the frescos in relation to the various sources which
are available, including biographies. We should learn to appreciate
the life of Giotto- the name here also includes the people involved
in the project- as a process of his art as well as of his understanding
of the figure of Francis. Giotto's knowledge of the life of the
Saint has erroneously been taken for granted by most Art Historians.
Historians also frequently write that Giotto's art is "bourgeois".
This interpretation conceals the religious character that affects
the work, which in fact becomes apparent as the work and the study
progress. I argue that we get to know Giotto's spiritual interest
through the realization of the work itself. And then we can look
better at the frescos which are in their turn illuminated by this
new light. The importance of what is being said is not absolute.
It is specially relevant to the emphasis that should be given
in research on the subject of the collective, or better collegiate
character of this particular work of art. The same observation
is however appliable to other contemporary works, as this was
common in the Middle Ages. Critical studies often exalt Giotto's
personality and the fact that Giotto was the first modern artist,
which is to a certain extent true. However Giotto was also the
last great artist of the Middle ages and it would not be correct
to do away with the conservative character of his art with respect
to the evolution of the style and the role of religion in the
arts. This is mirrored in the complexity the history of art and
accounts for the involutions and revivals of the art of the following
century.
Appreciating the past in relation to the present is indeed a common
mistake. There it is, then, Giotto - the forerunner of a Florentine
middle-class spirit that he could never get to experience, the
spirit that gave rise to new ideas in the world of the arts and
the economy. Even if we accept the assumption that Giotto was
a "forerunner" nevertheless we must take into account
that there were other artists who considered Giotto's experiments
too advanced and unsuited to express an inner spirituality. It
is an erroneous assumption that Giotto's art was accepted by the
artists of his time. In the 14th century, during and after the
Black Death in Florence the prevailing culture was closer to the
people and though this did not necessarily mean a return to the
past, we cannot call this the age of "the bourgeois".
(In effect the conception of spatiality of the cycle of The Life
of Christ in Padova was very distant from that of the previous
generation of painters, which goes to support the view of an "innovative"
Giotto. On the other hand the favorite argument of those who underline
that Giotto stands out of his time is the quality of his works,
and not merely the innovation of technique and composition).
-With reference to the evaluation of artistic quality I suggest
a wider angle for the reserch, that takes into account the literary,
musical, and artistic ferment that characterizes the Italy of
the late 13th and early14th century. There was a tension towards
quality that allowed the acceptance of the new forms of art which
would not have been possible had the quality been lower.-.
Besides illuminating some aspects of the art of Giotto, this brief
study wants to contribute to the research on the Culture of the
14th century and Franciscanism in particular, the latter being
a key element of the European thought and spirituality of the
time. The language of this work will not always be correct from
the point of view of Art Criticism. This is to make the gist of
the argument more clear- in jocund words we could say that there
is nothing more obscure, undefinable and undefining, than the
language of Art Criticism.
While other studies may follow that will ascertain the chronology
and the attribution of the frescos, the present work will focus
on the study and reading of the structure of the images. I also
believe that it can reveal the evolution of the compositive art
of the painters- since it is impossible to argue that Giotto and
his collaborators had one way of painting that was not affected
by change.
Establishing dates is meaningful for didactic purposes when we
want to be accurate as we deal with issues such as influence and
originality with respect to the past. To what extent, for instance,
can we say that Giotto was a forerunner of Humanism and that he
started a new age in the figurative arts that will yeld the phenomenon
we call Humanism?.
Giotto was one of the major artists in the history of Italian
Art, and his art was very distinctive for sure. His personality
was powerful and his contribution to the creation of a new figurative
language was great. He could profit from the experience of past
generations for the sake of a new vision. It is possible that
the evolution of painting was to happen anyway, but I doubt it
would have been under that great impulse without Giotto's presence.
With reference to what has been said before about the relevance
of establishing the originality of Giotto's frescos, the statement
should be read in the context of the interpretation of the cycle
of Assisi. On the contrary for what concerns the study of the
evolution of the Italian Arts, the inquire about originality is
fundamental for the evaluation of the development of visual communication
and aesthetics. Needless to say, from whatever viewpoint the study
be done, the frescos where Giotto himself intervenes are always
aesthetically superior and more pleasant to look at.
One last introducing remark about the present work concerns the
name I will use to refer to the author of the cycle of Assisi.
Despite what has been said about the collective nature of the
work the fact of the matter is that Giotto was the man who urged
and guided the group. He was the magister and let me say, the
manager in the hierarchy of the project, which for the Middle
Ages was of no little value.
The Disposition of the Frescos
Before we examine the criteria of arrangement of the frescos
it is worth considering two facts. The first is that the choice
of arranging the sequence according to the chronology of the Saint's
life is not obvious. It would be interesting to confirm it was
the will of the Order. Any decision about it must have followed
the internal life of the Order. The second is that any considerable
work of art of that age could be read at more than one level,
each bringing its input of meaning. These levels concerned the
subject, the order, and the number of the differents parts that
composed the work. We will try to face interpretation taking into
account as many factors as possible.
To start with, we can observe that the culture of the time was
not a historicist one. No scholar of the time takes particular
pain for establishing exact chronologies, not even Dante. In the
Late Middle Ages time is an obvious datum, with no special value
of its own, unless the topic be very practical or very speculative.
The great works of the age follow other criteria, such as symbols
or numbers. These elements, together with the subject of the work
make up a whole, as the case is with Dante's Divina Commedia.
Therefore we can argue that Giotto's cycle of Assisi, because
of its cultural relevance, must have followed other criteria than
the mere chronology of the Saint's life. Most probably theological
and rhetorical consideration guided the plan of the frescos, as
regards the number, the disposition and the symbolic value that
was to be given to the whole and to its parts. Support for this
argument can also be found in the main literary source for Giotto's
work, i.e. Saint Bonaventura's Legenda Maior.
In the light of what has been said we want to articulate the possibility
to subdivide the cycle into groups of frescos and see the logic
of it. The first idea that comes to the mind is that the total
number of 28 frescos could be subdivided into four groups of seven
or seven groups of four- both numbers being charged with symbolic
and allegorical value. This hypothesis cannot be proved . A third
will be considered: the cycle of Assisi can be subdivided into
three distinctive groups: the first and the last of seven pictures
each, and the central of fourteen, that is seven pairs. The combination
of three and seven should not puzzle: it was common in the organization
of contemporary texts, three being the figure for pefection (the
Trinity) and seven being the figure for the completed work (the
Seven Days of Creation). The fact that the central group is made
up of two pairs can be explained by the consideration that that
phase was the most important in the Saint's life, i. e. when he
acted with and for the Order, which by then had become a reality
of great relevance.
The first seven episodes represent the iter of Saint Francis's
conversion until the approval of the Rule. The last seven represent
the exequies and the canonization of the Saint, including the
post mortem miracles necessary for the process of canonization
. The central group, the most important one, shows the development
of the Order during the life of the Saint. As a matter of fact
the idea of the first and the last group is pretty intuitive whereas
to establish links between the central seven pairs of frescos
which are oredered by theme and not chronology was a cogitative
matter.
In short, in the first group the Saint is not in the Order yet,
in the second he is with the Order, in the third it is the Order
that continues the work of the Saint. The protagonists of the
groups are in the numbers of 1,2,1, (Saint Francis, Saint Francis
and the Order, the Order): when the protagonists are two the pictures
are double.
The Divine Comedy has a similar precision in its structure. I
like referring to Dante's work because it gave birth to the Italian
literary language as well as Giotto's painting gave birth to the
Italian language of painting. What is more, both the Italian vernacular
of the Comedy and the frescos were made to be read by the people.
And in those times the images in Churches were the only source
of education for the people.
With reference to the scheme that we suggested above, we can sum
up as follows:.
- the first episode is a prophecy of the future vocation;.
-the second is the inner conversion, the choice, with the gift
of the cloak, as a symbol for a new path;.
- the third, the dream of the palace, shows the road to perfection;.
-the fourth is the open exhortation to restore the Church expressed
through the image of Saint Damian praying Christ Crucified;.
-the fifth is the renunciation to the father's possessions, the
first act of a new life and the Bishop's acceptance of Francis
among the clergy;.
-the sixth is the manifestation of the Divine Will to the Pope
in the dream of the falling of the Basilica Lateranense.
-the seventh is the confirmation of the first rule of the Order
which closes this first part of the cycle.
All this is aimed at showing that the birth of the Franciscan
Order was part of a Divine Plan to restore the Church that arises
from the choice of one man, Saint Francis, and produces the creation
of an early community thanks to a process of conversion that is
described in the various episodes.
The following fourteen frescos are more difficult to read. They
present common themes in pairs:.
-the eighth and the ninth are obvious prophecies of the future
glory of the Saint: here Saint Francis stands together with the
great prophets (Isaia) and the angels (Lucifer's throne is for
him). These episodes are placed at the initial phase of the Saint's
action as the Founder of the Order;.
-the tenth and the eleventh witness to the power of the Saint's
Word even where he is not acting personally (the expulsion of
the demons from Arezzo) or is not successful (the meeting with
the Sultan);.
-the twelfth and the thirteenth show the Saint's closeness to
Christ; thence the possibility to follow His example. The first
of the pair, that showing the Saint's ecstasy, is medieval in
the portrayal of sanctity. The second, which shows the Nativity
Scene of Greccio, is particularly important for the study of Italian
folk traditrion.
-the fourteenth and the fifteenth which are placed on the sides
of the portal are at the centre of the cycle. They show the Saint's
power on nature and also bring in allegorical meanings (the miracle
of the sprng-water and the sermon to the birds).
-the sixteenth and the seventeenth emphasize the prophetic spirit
in its proper sense: it is the Holy Spirit speaking through the
Saint when he foresees the Knight of Celano's death and when he
preaches in front of the Pope;.
-the eighteenth and the nineteenth underline the likeness between
the Saint's life at the end of his journey in the footsteps of
Christ (the gift of ubiquity in the case of Assisi and Arles and,
most importantly, the stigmatas)and Christ himself. Independently
from the time when these episodes occurred, they are placed before
the corporal death to mean that Saint Francis reached his perfection
on this Earth;.
-the twentieth and the twenty-first show the Saint's corporal
death together with his ascension to the Heavens . In the twenty-first,
in particular, two scenes are represented but the episode is one:
the Saint's death. It was apparently necessary to picture both
as they were both decisive at the moment of canonization. On the
other hand if the two episodes had been separated to cover two
frescos, the planned symmetry of the cycle would have been broken.
The last series of seven frescos describes episodes occurred after
the Saint's corporal death and is aimed at proving the continuity
of the Saint's work:.
-the twenty-second is about the attestation of the stigmatas;.
-the twenty-third shows the funeral;.
-the twenty-fourth describes the solemnity of the canonization
as if to prove that Saint Francis was the greatest of all Saints;.
-the twenty-fifth is connected to the preceding ones and confirms
the truth of the Holy Stigmatas, through the Pope's prophethic
dream. This miracle was indeed the most difficult to prove and
yet the most valuable.
- the last three frescos are miracles after invocation that prove
the Saint's power post mortem.
It must be acknowleged that the close analysis of the pairs or
individual frescos is definitely richer in meaning than the overall
picture we tried to present here above. This study will be faced
below. However to end this chapter it might be worth recalling
that the frescos are not placed in relation to the entrance of
the basilica, but winding from left to right and including the
portal. The pilgrim would go through the whole cycle, learn about
the Order and the Life of the Saint and no attempt was made to
exploit the fact that the vistor should walk along the whole church
before facing the first fresco of the cycle.
The Structure of the Picture
After the analysis of the overall structure, the next step
in our study is dealing with the structure of the individual frescos.
We do not want to go on with the idea that Giotto variously attempted
to work out ideas of space through perspective, as this is not
the case here. He had not yet started research on perspective
since he had not an idea of perspective as a mathematical representation
of space. However, at the time he was certainly making efforts
to clear up his doubts about space, which eventually refined his
way of thinking of the structure where he composed the picture.
What he did was something more than simply letting spatiality
be determined by the position of characters and objects. Here
part of the play is done by invisible agents, such as the lines
that our eyes draw when they follow the characters' looks, or
the inclination of the figures or the heads of a crowd. These
elements create links between things and people and , adding to
the lines of the architecture and the landscapes, form the structure
of the picture. The latter is not pre-existant and it will be
correct to say that all the elements of a picture, the visible
and the invisible ones, make it up.
In later days the structure of the image will become an independent
feature and will have a name- Perspective. It will be endowed
with a life and a history of its own, independent and prior to
the objects that will be inserted into it, even though the picture
will need elements and clues to its invisible presence. This is
not the case with Giotto's frescos; here it is impossible to distinguish
between the arrangement in space and the structure. However this
does not mean that the destination of space is either casual or
intuitive of a sense of perspective. It is rather conceived of
rationally, or I prefer to say.. structured. Incidentally, I apologize
for the repeated use of a certain terminology, which I think necessary
for the sake of clarity. When a word is chosen for its proper
meaning, it is indeed hard job to replace it successfully.
To bring it home, those elements that in the past were functional
to the narrative of a picture (e.g. the direction of a look, a
simplified architecture or a gesture) are now deliberately co-ordinated
in a rational whole, that is in a spatial and temporal structure.
The image is framed and in effect the progressive refinement of
the technique used in the cycle induces to think of the perspective
net as the next step to be made. These observations do not apply
to the frescos where Giotto did not contribute his control. In
these cases the ability to calculate spatiality is lacking.
The last three frescos, for instance, where Giotto did not have
a part are set in the atemporal space of popular tales.
With regard to the lines formed by the looks of the faces, I want
to argue against those who have observed a lack of feeling in
Giotto's characters. In fact Giotto tended to express individual
feelings in relation to a more general reality, which has a collective
character. The looks, such a distinctive feature of a face, are
always set in a context, in a structure in point of fact. Giotto
uses the lines that the observer mentally forms to follow the
looks of his characters to give clues, meaning and sometimes Pathos
to the picture.
Another feature related to overall aspects of the cycle is the
delineation of interiors: in general terms it is rather precise
and solid. With a wider background scenery farther details lose
precision and the landscapes are delineated only through few elements
of set purpose that cannot be considered for that symbolical.
Very often a more limited space within the wider scene frames
one or more characters as if the painter needs more controllable
boundaries for the main episode.
The tendency is to give each element of the narration its space
as as The Death of the Knight of Celano, or The Miracle of the
Spring, or The Miracle of the Stigmatas and finally in Vision
of the Thrones in Glory and The Chariot of Fire. In these cases
the presence of architectural elements rather distinguishes priviliged
spaces than delineates a proper architecture.
We can also consider the spatial coherence of the area of the
confirmation of the Rule and the effect of unity of the two groups
of characters. The same coherence is to be found in the symmetries
of The Gift of the Cloak, or of The Renouncing to the Father's
goods, or The Preaching to the Birds, or The Preaching in front
of Onofrio III. In all these cases even if the spatiality of the
picture is not always conceived of as a whole, the structure of
the fresco is.
It is worth noting that in the frescos realized when the magister
was absent, his instructions were often misunderstood by his collaborators
who either placed the characters irrespectively of the limits
thought for them or filled up the various spatial areas of the
frescos or alternatively did not fill them enough. Cases of excess
are The Death of the Saint, The Nativity Scene of Greccio, The
Canonization and The Lament of the Clarisses. On other occasions,
such as The Vision of Saint Augustin, and the last three frescos
of the cycle, which Giotto certainly did not supervise, the characters
are forcedly placed in the panel. For a better understanding and
more evidence of what has been said, please refer to the analysis
of the individual episodes.
The New Art of Franciscanism
In the context of the culture of the thirteenth and fourteenth
centuries, the Franciscan world appeared to be the most fertile
in ideas and spirit. As we know, humanism connects the historicist
view of the world to solidity and unity at the level of architectural
spatiality, which is one the many mirrors of a whole reality conceived
of in those terms. This will be theorized by the great architects
of the following centuries with particular concern for the notion
of perspective construction of spatiality as a mental construction
of reality. The Franciscan Order was ahead in time in applying
these ideas to its relationship with the world.
The Churches of the Franciscan Order tend to do away with aisles,
spires, and excessive stained-glass windows in order to keep a
basic unity and a spatial solidity despite the fact that the Franciscans
looked to Gothic architecture because they wanted to adopt forms
of expression which had become common in the whole of Europe and
that were the expression of a collective mind and the realization
of a collective action ( let us think of the architecture of the
Romanic and Gothic churches of the age preceding Giotto's times).
In fact the Franciscan churches were not Gothic in structure not
at least in the ways that Gothic was thought of in the North of
Europe. The proper Gothic involves a type of linear and spatial
tension that does not derive from or get to a global vision of
spatiality. Furthermore the collective consciousness that produced
it did not acknowledge a global vision of the world in Time and
never made that fundamental step from the collective to the universal
while continuously wanting to transcend to the atemporal and eternal,
that is God. On the contrary the Franciscan order sets itself
down as the Order that lives in the reality of history and operates
the mystery of Salvation on this earthly world. Saint Francis
is an alter Christus not only for his imitation of Christ at the
limits of human nature, but also for the fact that his action
is addressed to this world just like Christ's was. In effect many
scholars have also read the Saint and his followers' attitude
to Nature as an anticipated sign of the Renaissance.
The newly acquired purity of spatiality also involved the knowledge
of new criteria of representation, which complicated the acquisition
of meaning of the image in spite of its increased realism of the
image. In order to appreciate this, let us consider the case of
the position of the main character in a painting or a mosaic.
Before Giotto this was generally central, and its size was usually
bigger which also guided the interpretation of the subject. From
now on these standards disappear and other information is needed
for a full understanding of the work of art, which then eventually
becomes much clearer and detailed than in the past.
My idea is that Giotto and his collaborators did not apply modern
composition schemes to given subjects: they perfected or invented
those schemes in order to represent the novelty that was being
proposed by the friars. Part of the novelty was the expression
of new notions of nature and spatiality, which was not open in
the literary sources, but yet clear enough to be analyzed both
in written and in visual sources.
When Giotto represents nature in a way that seems conspicuous
for the age, the novelty lies more in the new attitude of the
Order than in the artist's originality. In fact the episodes witnessing
to the Saint's love and respect for nature in its various manifestations
are already described in the early literary sources and Giotto
does not add any new element in the narration. In other words,
working on this cycle Giotto is complying with a tendency which
arose originally in the religious movement and only later florished
as part of the aesthetic criteria of humanism.
On the other hand the way for the imitation of Christ that was
being suggested rested on values such as work and its fruit rather
than mortification and ascesis. Wasn't this a response to the
society of the time which tended towards earthly matters and needed
positive examples of poverty? This is the new consciousness of
Franciscanism that operates in the world- and this is why those
internal currents that still stood on late-medioeval principles
of poverty and abstinence were less fortunate.
Bearing all this in mind we want to inquire about the structure
of the picture as well as consider the intended audience of the
frescos, since participation has always been particularly important
for religious art. A factor that has been considered by scholars
is that for some time Art had been the repetition of an established
iconography, which made the artists feel mere executors of pre-constituted
forms. I believe that this factor did not affect the pilgrims
that visited the Saint's tomb or the crowds that looked at the
images that after the Assisi model decorated the monasteries and
churches of all Europe with the new iconography.
The degree to what Giotto was independent of the clergy is an
issue that concerned him at the time and relatively affects our
studies today. The main question was indeed creating an iconology
for the founder of the Order and an iconography that was innovative
and therefore might risk rejection: an innovative painter was
called for the task. One problem was the representation of the
Holy Stigmatas, which placed Saint Francis in a special position
as compared to other saints. In point of fact Giotto's frescos
were nothing but the perfection of a process already started in
the iconography that other artists had started in the lower basilica.
At the time of the decoration of the Basilica the Order was going
through internal debate that started around the question of the
interpretation of the Rule but in fact ended with the formation
of currents, if not factions that questioned the very role of
the Order within the Church bringing it on the verge of a Reformation.
In this context Giotto's frescos appear as the "official"
position of the Order.
The fact that the frescos were addressed to travelling pilgrims
is at one with the peculiar action of evangelization which was
being done in accordance with the ways and times of the Rule.
It is worth recalling that except for Germany, the Franciscan
Order was the most powerful, most complex and most popular of
all religious organizations of the time- its influence was in
fact comparable with that of Rome.
It was not by coincidence that the frescos were started not long
before the first Holy Year, which Bonifacio VIII proclaimed in
1300. One obvious reason was the expectation of large numbers
of pilgrims crossing Italy all the way from Europe to Rome. The
enthusiasm and zeal of the Order for the realization and decoration
of the two churches must have been impressive, worthy of the greatest
architectural and artistic undertaking of the time.
The frescos of the Basilica can be compared to the Aperta, those
books which were addressed to the laymen and the common people
as opposed to the Arcana or Profunda, which were only accessible
to the clergy (the words aperta and arcana refer to the Holy Scriptures).
The Franciscan friars preached by way of example- the 28 episodes-
apparently abandoning the complexity of rhetoric, although in
point of fact the very structure of the cycle is complex and rhetorical.
It seems important that the common people, which are addressed
by the frescos, are present in the scenes so that they can easily
identify with the message. This also explains the fact that the
spatiality of the panels is often distributed in a similar way
to that of sacred representations. Moreover, the image of Christ
that is most adopted in the cycle, a suffering Christ, is very
significant for an evangelization work that addresses the destitute
and the suffering.
One last consideration about the Tituli at the bottom of the frescos.
Various medioeval sources state that the figurative language is
regarded as a necessary makeshift for the written word, but of
a lower value. Thence the necessity of the Tituli in verse or
prose form to explain the images. The medioeval art therefore
struggled for a precise iconography that as time passed could
become established in the popular culture and do away with the
Tituli. The question of religious figurative art was how to create
a new iconography and not have to call for participation in the
event, or how to propose models and not exploit the power of wonder
at miracles.
Let's make a step back in time. In the Libri Carolini the authors
want to prove that the images of religious art are admired for
their beauty and not because they possess something divine in
them. This was a response to the iconoclast decrees of Constantinople
that denounced the worship of images. One argument of the book
is that the same image can convey different meanings, and therefore
sacredness could not be inherent in the image but originated from
faith. Another argument is that the artist's own devotion is not
sufficient to draw the believers' worship, whereas the aesthetic
qualities can do that, which implies that the more beautiful the
images, the more they attract. This may sound too mundane to our
religious spirit, but it was an effective argument against the
accusation of idolatry.
In effect the need grew to embelish churches with images that
were as direct as possible in order to educate the believers that
walked in. Abstractions and allegories gave way to simplicity
and contact with reality for better communication with the world.
Giotto was the painter who could combine the portrait of spirituality
and the narration of a new action in the world, that was the calling
of the Franciscan Order. The Franciscan Order was the most obvious
agent of this change as their vocation was to be close to common
people and, when it came to helping the destitute, their action
was very practical both in understanding and in comforting those
who needed aid. He had to face the challenge of the time: devicing
a new manner of representing and understanding reality that satisfied
the needs of the new ideology while effectively creating the iconography
of the Saint of Assisi. The process was inevitable in the History
of Italian Art and the fact that Giotto initiates it throws light
on the appreciation of the artist. Giotto has for long been considered
the painter of the arising middle-class interpreting the religious
feeling in a bourgeois manner. This kind of criticism in fact
neglects the importance and the quality of the religious spirit
of the age, which I tried to convey above.
Giotto as a Source
The main source for the stories of the cycle of Assisi was
Legenda Maior by Saint Bonaventura from Bagnoregio. All of the
29 episodes of the frescos (one panel has two) are contained in
the book, which was in fact the official biography of the Saint,
the only that might be credited. When Saint Bonaventura became
General Minister of the Order he even ordered to burn other existing
Legendae, according to what was decided in the General Chapter
of Paris in 1266 to put an end to the internal debate that often
recurred for support to other sources, ascribed to Francis's early
mates.
The scenes of the cycle are not always faithful to the Legenda
Maior and very often diverge from it significantly, with occasional
inspiration from other sources, and more frequent original innovations.
I believe that these differences can be considered telling clues
of the attitudes and regulations of the Franciscan Order at the
end of the 13th century rather than new possible sources about
the Saint's life. An example is provided by the two frescos dealing
with the climax of the saint's perfection on Earth, one of the
key moments of the cycle, where Saint Francis is considered a
Christ-like figure in body as well as in spirit. This pair of
rescos (the 18th and 19th) diverges from Saint Bonaventura's text.
Just like any literary text, the cycle of Assisi has both universal
value and historic interest. Since it was at the heart of the
cultural activity of the Order it bears significant witness to
their vision. We will have to see into the images and interpret
them in the light of the cultural context so as to identify also
the ways and reasons that influenced Giotto's own vision and art.
It is worth recalling here the hypothesis of this research, that
is to say, the belief that the cycle was planned before its realization
and that nothing was left to improvisation but decided and organized
by two distinct communities, the friars' and the painters', of
which the most important figures were Giotto from Bondone and
Giovanni della Marca.
There are many issues at stake here that can be studied more profitably
by historians than by critics of art: the references to the Saint
as an alter Christ, the question of how having the stigmatas accepted
in popular iconography, the preoccupation for a balance between
the necessity to show the decisive moments of the Saint's life
as a events of the divine Will rather than consequences of the
clergy's decision and the equally important necessity to underline
the submission to the Order.
These cases also show the influence of other legends than the
official source and older traditions: scholars of other fields
than mine may deal with these topics better than I could, but
I strongly feel the importance of a couple of remarks here.
At the time of the works on the Basilica one of the contemporary
sources of the cycle, the so-called Leggenda Antica Perugina or
Old Legend of Saint Francis, was being collected out of various
material that could reconstruct the oldest memories of the Saint's
early followers. When it came to the frescos devoted to the Saint's
death Giotto placed these characters close to the body mourning
apart from the rest of the clergy. This was an acknowledgment
of a certain privilege of the originary members of the Order,
but at the same time it was a statement about their role, bound
to the presence of their spiritual Guide.
Thus when the Order was fixing once and for all the official life
and iconography of the Saint, they also took care of according
a special role for his early followers, even though limited in
time and space to the Saint's life on earth. In this way, the
Order could get rid of the extreme fringes of the Order, who wanted
a stricter respect of the Rule.
New Attributions?
About the possibility of new attributions of the frescos of
the Upper Basilica some methodological remarks should be done
as far the specific case is concerned and in general terms.
At the time of the recent restoration of the cycle the earlier
attribution to Pietro Cavallini has been reconsidered in consideration
of formal similarities which have been observed in the coloring
technique of a number of faces. These similarities are real, but
so is the argument that any painter of the age could have used
that technique of laying color in respect of the specific inclination
and direction of the brushes.
However I would rather face the matter from the point of view
of history and methodology rather than style. In fact nothing
is incontrovertible unless supported by positive sources, which
are rarely direct in this case. In fact it is true that little
documentation exists but it should be kept in mind that as long
as he did not possess the juridical status of magister Giotto
was not allowed a real artistic or managing autonomy that could
be attested.
I believe that the big mistake is insisting on wanting to indentify
one name in a case where the nature of the work requires the co-operation
of many. This was even more frequent for bigger companies that
were involved in more than one concerns at the time and had to
share the tasks of the works, so that some people would do the
more simple or humble jobs and others would be involved in the
more artistic tasks.
Moreover I believe that the great fame that Dante associates with
Giotto in the year 1300 - the year of the first Jubilee derived
from the fact that the painter was sent for by Pope Bonifacio
VIII on that occasion, which also explains his having to leave
the cycle to a group of painters of his workshop different from
the one that had started the work.
Another argument against Giotto's attribution was his young age
for such an important task. The issue needs some historic remarks:
in those centuries people were considered old at the age of 50.
Therefore whatever date we decide to assume for the beginning
of the works, Giotto could have been in his late twenties at the
time, which means that he was definitely a grown-up. To prove
what I am saying suffice the literature of the time or the very
iconography of Saint Francis, who is portrayed as a beardless
youth when an adoloscent or just older than that and as an old
canute man in his last days, that is when he was about 44 or 45!.
In conclusion, at least three hands must be admitted to have been
working on the Upper Basilica. For chronological reasons the young
Giotto is likely to have worked on the last two episodes only
of the stories of the Old Testament. This is common knowledge
and there is no reason at all to present it as a sensational outcome
of research. As far as the Lower cycle is concerned there are
many more than three hands that can be recognized and the last
six or seven episodes appear to have been done by different painters
from those who worked on the others. Yet, at the cost of being
repetitive, I want to underline that the plan of the cycle remains
one regardless of the hands that may appear or disappear on the
individual panels. This plan is referable in style and meanings
to one organizing mind, Giotto's in fact.
There remain many doubts about the attribution of the frescos
of the Lower Basilica. Here the name of Giotto has always been
associated to that of Cimabue, and maybe, Cavallini, on account
of the archaic character of the iconography.
However there is very little documentation available on the subject,
if any at all and no hypothesis is presently possible. That is
why I argued above - almost provocatively, that it does not really
matter to establish which parts were done by Giotto himself and
which not.
But indeed this statement did not want to open up the subject
to further speculation, like that around such a vague artist as
Cavallini, whose presence is unattested in Assisi, differently
from Giotto's, whose movements are all recorded even though not
precisely.
To put it very simply, what is the point of replacing the documented
presence of Giotto in Assisi with that unattested of Cavallini
? More importantly I believe that the Cavallini of Saint Cecily's
was still very much attached to tradition to be entrusted such
iconographic and stylistic novelties as the frescos of Assisi.
On the contrary, Giotto derived a new way of seeing things in
space and time from Cimabue's ability to get close to human feelings,
which expressed the change in the medioeval society of the time
and will later yeld his studies on perspective. In a few words
the two might have spoken the same language but said different
words: how could we mistake one for the other?.
Cavallini was distant from Cimabue and Giotto as regards both
technique and mentality, even though his collaborators were probably
more aware of the changes than he was. In fact it is more likely
that one of his assistants was employed by Giotto who was sent
for to work in Rome, where Cavallini had already been working.
This either means that Giotto was the painter à la mode
at the time or that the Pope decided to deprive the Franciscan
Order of their best artist, a political choice then to reduce
the power of the ever more independent friars of Assisi.
One last supportive argument is Dante's reference to Giotto as
an example of clara fama at the time of his voyage to Hell, that
is in the year 1300, which could have not been made if the painter
had not been invested with such an important task as Assisi's
frescos.
Finally it might not be worth replying to Zeri's observation the
Giotto of Assisi would be too different from the Giotto of Padova
to be credited for attribution. In fact Lionello Venturi already
found a linking moment in the Christ of Rimini and, apart from
that we could remind the eminent scholar of the many great painters
in the history of art that evolved their style gradually or suddenly
even in the span of relatively short lives- Raffaello and Picasso
to name but the most famous.
AN ANALYSIS OF THE FRESCOS.
The analysis of the frescos will be grounded as follows. In
the first place I will have recourse to the vernacular reconstruction
that Father Bonaventura Marinangeli did of the titulus.Then I
will make reference to the literary sources where the episode
is narrated and finally I will examine the fresco in connection
to the group where it belongs. Observations which are valid for
more than one fresco will not be repeated to avoid loading the
discourse with useless information.
FIRST EPISODE
(The First of the First Group)
When a simple man of Assisi lays out his clothes on the ground before the blessed Francis and pays homage to his passage also declaring, inspired by God, as it is believed, that Francis is worth every reverence, because he is to do great things soon and therefore must be honored by everyone.
LM 1,1.
As for many other frescos of the cycle, the perspective keeps
all lines parallel whether they be frontal or lateral always showing
the viewer the right side of the buildings. Saint Francis and
the simple man form a right-angle triangle where the figure of
Francis is one cathetus, the line formed by the edges of the man's
cloak and clothes is the other cathetus, and the ideal line linking
Francis's and the man's looks and going down to the latter's feet
forms the hypotenuse.
All the figures are enclosed in the line that the color of the
clothes forms and the composition is symmetrical with respect
to the church in the background. The latter is an obvious reference
to the Roman temple of Minerva, the present-day church of St Mary's
in Assisi, a prison at the time. Here the portal is missing and
the diameter of the columns is reduced in order to show the rear
wall. The most important part of the composition is hardly contained
in the hemycicle that is formed by the four figures placed at
the side, according to a a scheme which will be very successful
in the 15th century.
In this composition the figure of Saint Francis is not yet central
as if the Saint were not ready yet to become the protagonist of
his own mission. The simple man of Assisi laying the cloak at
the center of the composition is inviting the Saint to take the
place that is for him. Francis seems to be questioning the man
or maybe himself as he looks down to him, and even if with hesitation,
he obviously accepts the offer and makes the first step on the
cloak. Matching the simple man ( "a very simple man, for
certain" in the Legenda Maior) there stand the learned and
rich men framing the scene. The four figures are placed on lines
converging towards the centre of the composition while Saint Francis
and the simple man are located more to the centre and in the foreground,
the background being constructed in a viewpoint of its own, which
is not in perspective yet.
This composition, albeit naive, allows Giotto to distinguish the
various moments of the Legenda Maior: the town, the Saint and
the simple man, and the men who are "not simple". Each
moment possesses its exact logical place. The emphasis on the
contrast between simple and learned that was expressed in the
literary sources was in relation to the social hierarchy of the
time, when the idea of education was associated with the upper
classes. In the fresco another meaning is added: simple here means
"immediate", ready to follow God's command. The fresco
here expresses the exhortation to Francis not to hesitate and
be immediate to follow Christ's example.
There is a contrast in the attitude of the characters portrayed
in the fresco. The four beholders in front a place where justice
was administered can be considered witnesses of the event, - they
are four as in legal cases or marriages. They do not show any
sign of comprehension of the divine aspect of the episode, the
two on the left seemingly indifferent while one of the two on
the right points to the scene as to question the other who slightly
raises a hand to mean "Don't worry about that!". On
the contrary, the simple man addresses Francis in a very clear
and direct way as if God on giving him the impetus to act also
provided him with the awareness of the "justness" or
better "righteousness" of the action.
The gesture, consequently, rather than "strange" in
itself is "stranger" to the people of the town, since
they cannot respond spontaneously, being their hearts closed to
any divine message. Other is the reaction of Francis who agrees
to walk on the cloak even if still unaware of the reasons or implications
of the act. We should here recall the many invitations to follow
the ways of the Lord without questioning that recur in both books
of the Bible. An example is Luca 19, 36 where Jesus enters Jerusalem.
Francis is indeed portrayed as an alter Christus.
A more significant reference is Giobbe: "Francis did not
yet have a knowledge of the Lord's designs over him". This
quotation accounts for his inquisitive air, but does not explain
the attitude of the beholders. The fact that they are four witnesses
like in a legal matter may want to underline the factuality of
the episode, which had been mentioned only in San Bonaventura's
text. While an accepted reading of this fresco sees it as a reminder
of the necessity to be or become "simple" in order to
follow the Lord's ways, and the current formula Homage of the
Town to the Saint will not add more to that, I believe that it
plays down the memory of the misunderstanding that the Saint had
to endure and that there could be a more extreme interpretation
: the temple is deprived of its portal as a sign of the decadence
of the Church, which living only on appearances, lost the true
way to Christ.
Let us consider the image of the temple on the fresco: as it has
been mentioned above, the present Tempio di Minerva was the prison
of the municipality in Giotto's times. Yet, on drawing the shape
of that ancient Roman temple, the painter includes a rosette supported
by two angels, as in suggestion of a church. Still, this remains
a church with no entrance: in stead there is a column in the middle
of it, that is a place where nobody would have imagined one, neither
in the classic age nor in Giotto's times not to hide the rear
door or hinder the passage. On the other hand there is neither
evidence nor reference to explain why the columns that in the
Tempio di Minerva are in the number of six are only five on the
fresco. Was it mere inaccuracy or was there any idea behind it?
We have had no means to find out.
SECOND EPISODE
(Second of the First Series)
When the Blessed Francis meets a noble and poorly dressed knight and moved and respectful of his poverty immediately takes off his cloak and covers him.
LM 1,2- 2c5- 3cp 6.
Although there is nothing of a miracle about this episode,
it is presented as a miracle because it represents the moment
of Saint Francis's conversion. The sources date it differently:
in the first biography by Tommaso da Celano and Saint Bonaventura
the dream that announces God's call occurs after Francis has opened
his heart by making a choice with this act; in Leggenda dei Tre
Compagni first there is the call and then the conversion and the
miraculuous call is emphasized by a parallel with Saint Paul's
falling off his horse when he hears a mysterious voice.
This memory is absent in earlier biographies and the very episode
is minimized. Tommaso da Celano sees it as the homologous inverse
of Saint Martin's gift to the poor man. But Saint Martin's deed
occurs at the end of a life of perfection whereas Saint Francis's
rejection of the superfluous befalls him at the beginning of his
life, so as to suggest that his road wiil lead much farther that
Saint Martin's. However this parallel leaves no trace in Giotto's
fresco (some indirect reference can be found in the later frescos
by Simone Martini in the Lower Basilica).
Both Giotto and Simone Martini picture the Saint leaving the town,
but Martini's town in the Lower Basilica is just the setting for
the episode- people would wear a cloak only when they set for
a journey. For Giotto, who is apparently highlighting this episode
as the climax of Saint Francis's life, the setting is extremely
important. He represents the old and the new life - the town and
the Church- on two mountains, so as to emphasize the gap between
them. Differently from Martini's picture, the town is deliberately
far and indefinite. It is certainly an opulent view and even if
it does not belong totally to the rich, it appears as a mundane
world that the friars abandon in order to live in the Church of
God, in poverty. It is not coincidental, then, that the mountain
where Giotto places the Church rises in the area of spatiality
assigned to the poor knight. That is the direction that needs
taking.
The Saint is portrayed in the middle of the scene, at the road-fork,
as he chooses to change his way. His posture is firm in contrast
with the previous scene where the Saint seemed to question the
poor man that lay the cloak on the ground for him. The line that
ideally joins the Saint's and the knight's looks makes a quadrangolar
mass, higher than the other quadrangolar mass formed by the figure
of the horse dismounted by the Saint. Accepting the new life,
Francis humbles himself and by stooping he rises.
Saint Francis decides to do without the cloak, an essential piece
of cloth for the upper- class of that age and an expensive one
because of the quantity of wool employed and of the close weave
of the warp. He is not giving up what he does not need, as Saint
Martin does when he gives half of his cloak. Francis gives up
the whole of his properties, including his horse - another symbol
of the powerful and the rich- , which Giotto portrays left alone
on the old way.
Another significant reference for the interpretation of this fresco
is the fact that Francis would have liked to go to Gualtiero di
Brienne for a knigthood, a title that for instance Saint Martin
never gave up. With this episode we can say that he is taking
another road from the one that he wished to take: the road of
religious conversion. However it might be noteworthy the fact
that the religious Order founded by him will be often compared
to a chilvary order.
As far as spatiality is concerned, Giotto portrays Francis standing
and the knight slightly bent, the Saint now at the centre as the
main actor of the story, above the others. The various moments
have each its own place, with a special interest in things and
the nature, which is also so peculiar of Saint Francis' preaching.
The horse bends his head with the same curve that the poor knight's
back makes as he receives the gift from Saint Francis and an ideal
line connects the looks of the two characters. The actor of this
episode is evidently the Saint, who invites the poor knight, consciously
depriving himself of what is now worthless for him. The conversion
here is action and initiative rather than repentance.
As far as color is concerned, the Saint and the sky over his head
behind the aureole are in cold tones, whereas the poor knight
and the horse are painted in warmer tones. The mountains, the
buildings of the town and the church have a thicker color in neutral
tints. The color and the line that encloses a color delineate
the mass of the image: for instance, the volume of the horse is
given by its color (the body) but is also enclosed by the lines
of the neck, of the legs and the tail. Another example is the
way the feet are painted. Apparently out of the border of the
mass, they are askew and nearly independent.
The mountains present two different landscapes. The one where
the town rises is rocky and indented and complex in its construction
like the town is. The one where the church rises is gentle and
simple and the church itself forms a compact and well-defined
mass.
There is here an initial idea of a central point, like a vanishing
point from which two lines depart as in a very primitive perspective.
The image is constructed along these two diagonals: one runs along
Saint Francis's arm and upper edge of the cloak up to the mountain
where the town rises, the other runs along the opposite mountainside
and the line of shade that delineates the dark side of the mountain
of the town.
The structure of the image has more unity than in the previous
fresco where the action and the setting were allocated two different
areas. Here there is no intermediate element connecting the main
characters and the mountains, because they would have been logically
useless. Among the characters we include the horse, although the
animal is not yet at the same level of the protagonist as, about
three hundred years later, one will be in Saint Paul's Conversion
by Michelangelo Merisi da Caravaggio in Santa Maria del Popolo
in Rome.
As we have said, Giotto tends to show the right side of things
portrayed in his frescos. Right is also the side from which the
pilgrims walk in the Basilica when they see the frescos, which
seems to suggest that Saint Francis gets on the road of perfection
at the point where the others have stopped. This idea may also
be referred to Tommaso da Celano's declaration that no founder
of religious orders was as perfet as Saint Francis. Taking everything
into account we can say that this episode is initial and essential
to the Saint's spiritual iter.
THIRD EPISODE
(Third of the First Series)
The Blessed Francis, as he had fallen asleep the following night, saw a wonderful and sumptuous palace and arms with the insignia of Christ and as he asked whom they belonged to, a voice from above answered they would be for him and his knights'.
LM 1,3- 1c6- 2c6- 3Cp5-AP 5.
Before this dream, Saint Francis had already made the decisive
act of his conversion. The dream continues the idea of the parallel
between the Franciscan Order and a chivalry order and in point
of fact emphasizes it. But there are significant variations in
the sources.
The Vita Seconda by Tommaso da Celano also includes a beautiful
bride together with the arms and the suits of armour. This figure,
obviously representing poverty, does not appear in Giotto's fresco,
who follows the "official" biography by Saint Bonaventura.
On the other hand this turns to be in accordance with the painter's
style of this period when he chooses to reduce the number of characters
in order to simplify the action and contain it into few distinct
spaces, easily identifiable, each with a different "view".
Other differences concern the figure of Christ and the voice that
the Saint hears. For Tommaso da Celano Christ appears to Saint
Francis as well as to Saint Martin to praise them. For Saint Bonaventura
there is no relationship between the voice that Francis hears
and Christ and the voice mentions, together with the master and
the servant, the rich and the poor- obviously in spiritual riches-
in order to indicate what shoud be the true wealth of the Order
. Bonaventura believed that the connection between the Order and
the Knights was too mundane and that the other with Saint Martin
was pointless as the figure of Saint Francis had now dimmed that
of Saint Martin even in popular culture. Finally in the text by
the Anonimo Perugino Christ is not mentioned, nor is the voice,
but an undescribed companion is.
In Giotto's fresco the bride is missing, the arms do not bear
the Cross but Christ appears beside Saint Francis. This synthesis
shows Giotto's wide knowledge of sources. I will now analyze the
fresco as far as its structure is concerned.
There are two viewpoints of the palace, which is divided into
two parts: the lower is massive, with a porch downstairs and an
open gallery above it; the upper part is smaller, like a large
tower, with a terrace and two storeys with windows so close as
to form three-light windows. The palace is viewed from the front
and the right side, but the lower part is viewed from above and
the upper part from below. A very different view (I deliberately
avoid the phrase "point of view", which pertains to
the study of perspective) is assigned to the two characters in
the foreground, Christ and the sleeping Francis. Dream and reality
are reported with adequate distance.
The shape of the bed repeats the lines of the open gallery of
the palace, with two lateral avant-corps and one central recess.
Both the bed and the tester are viewed from the right side but
its feet and the tops of the staffs that support it seem to be
on two straight lines converging towards a point back in space,
very similarly to a real perspective.
Giotto exploits the tester to build the main image in spatiality
or to build spatiality through it. This image is a parallelepipedom
where the two main characters are seen frontally and form an independent
figure. The main axis runs along Saint Francis's body. Giotto
makes it visible creating a deep fold in the blanket that reveals
the hip and the leg of the character. This line is one side of
a triangle, whose other sides are one of the staffs of the tester
and Christ's arm, the latter being highlighted by the shape of
the gown.
Saint Francis's head is laid upon the Saint's hand instead of
upon a pillow, as to suggest the idea that the Saint was half-asleep
rather than dreaming, which in fact follows the Leggenda dei Tre
Compagni.
The front curtain is rolled up around the pier of the tester to
fill in a void in the composition of the image. The latter is
given unity in spite of the ignorance of perspective thanks to
a way of viewing objects in the lower part of the fresco from
above and objects in the upper part from below. This is definitely
true for the bed, the open gallery, the door of the tester and
the palace. The Saint is also approximately seen from above, probably
also to emphasize the curve of the leg under the blanket. Christ
is seen frontally thus acquiring a centrality that does not depend
on the vertical line that cuts the image into two parts separating
the tester-space-parallelepipedom from the palace. However Christ's
arm indicates the vertex of the group, Saint Francis. In fact,
as it has already been said, Christ and Saint Francis form a triangle,
that is a symbol of perfection. Here Giotto emphasizes the most
important character (generally Saint Francis, Christ here), showing
Christ standing and the Saint lying. The painter does not need
to resort to differences of size to suggest hierarchy, as painters
had always done in cases like this.
One last remark is about the comparison between the composition
of spatiality in this fresco and that of the others that have
been analyzed above. As I have said, Christ and Saint Francis
here make up a triangle that fits perfectly the whole composition.
It is not so for the triangle that the figures of the episode
of the simple man form, and on the other hand the whole fresco
keeps a distance between the episode and the setting, the town,
where it takes place. The second episode, that of the cloak, shows
more resemblance: it is constructed on diagonals tracing a cross
in the centre of the image. In point of fact in these cases we
could speak of four ideal triangles constructing spatiality, which
is a combination that was particularly considered at the time,
especially for buildings of importance and cathedrals.
FOURTH EPISODE
(Fouth of the First Series)
As the Blessed Francis is praying in front of an image of Christ Crucified, a voice from the Crucifix said these words three times:" Francis, you will go and restore my house falling to ruins" thus meaning the Church of Rome.
LM 2,1 - 2c10- 3Cp 13- 3c2.
The episode is reported in Legenda Maior with an emphasis on
the factuality of the miracle since the voice is said to be heard
by the Saint's "corporal hears". The text also explains
that in the beginning the Saint thought he had to restore a physical
church made of material walls rather than the Church that Christ
gained by his own blood, as it was written in The Acts of the
Apostles (20,28).
Saint Bonaventura's source is Vita Seconda by Tommaso da Celano
where in fact the conversion is more sudden and Francis understands
the meaning of the utterance, which is pronounced just once. For
Tommaso da Celano Francis intentionally does not want to accomplish
his task preferring to "gradually move from the flesh to
the soul". On the other hand, it has already been said that
the writer considers the episode of the cloak- the point of arrival
of other Saints, such as Martin- the starting point of Francis's
conversion.
Both Leggenda dei Tre Compagni and Vita Seconda explain the episode
as Francis's reception of Christ's passion into his soul- the
first step towards the Holy Stigmatas. The moment when he hears
the voice in San Damiano's does not represent a miracle, but a
step forward a new path in life: Francis, the man, will start
living and acting as God's poor servant or mad man as one prefers
to say.. in any case a life based on poverty and renounce to worldly
riches. In fact the sale of the riches in Foligno, the proceeds
of which he will use to restore San Damiano's, is another event
in the process which has been related to this episode alternatively
being set just before or after it.
Back to the question of the reality of the voice speaking to Francis,
the earliest sources, and the very first, in particular, the Vita
Prima by Tommaso da Celano do not mention a physical voice, and
also the Vita Seconda leaves some doubt. But Saint Bonaventura
is positive about it and Giotto's image- the Saint on his knees,
his hands opened as if they had just been held in an act of praying,
and a look of wonder in his eyes towards the crucifix seemingly
slightly bent towards him- seems to suggest that the painter is
following the official biography.
About the iconography of the Saint, this fresco shows an unusual
image of Francis, not wearing a tonsure or a habit, but some head-gear,
which would suggest that the iconography became established as
the works of the cycle progressed. This would not surprise the
modern mind but in the past a fixed image was essential for recognition
of a character or Saint. However the aureole and the described
image cannot leave doubts about the Saint's piousness. One final
remark about Francis's image here is that even though this is
not a strict profile, only one foot is visible - - another clue
to Giotto's disregard for this feature of the human body.
About the structure of this fresco, there is a lot to be said.
Giotto depicts the moment when the Saint is astonished on hearing
the words from the Crucifix that tell him to restore the Church.
Therefore the elements he has to represent are Saint Francis,
the crucifix, and the Church of Saint Damiano in ruins.
For the purpose he decides to split the panel into four parts
by an ideal cross and assign each element a part. The Saint is
on the left and Christ Crucified is on the right; the third element,
which is necessary for the individuation of the miracle, i.e.
the church, is the place where the two elements are inserted.
Not wanting the building in the background with its proper dimensions
as he had done for the other frescos, and considering that the
dimensions of the protagonist of the cycle could not be reduced
to make him proportionate to an element which is fundamental,
yet subordinate to the overall image Giotto resorts to stratagems.
He subdivides the space of the church into a number of areas and
assigns the characters separate, autonomous spaces, which partially
solves the problem of the impossibility of likely proportions
for the three elements. In fact Saint Francis still appears extremely
big in relation to the aisles of the Church, reaching the height
of the columns even though on his knees whereas the crucifix is
proportional to the building in one dimension only, the height
. Yet there is some imagination working here: the Saint becomes
visible only if the external wall of the church were missing or
better as if its lower part were transparent up to the architrave
whereas the upper part on the left is closed by the external wall
and by the roof. The Saint thus occupies one of the four parts
in which the image is divided, the lower left, and this space
is autonomous, encircled by four columns, two pairs in fact, one
behind him and one in front of him. Moreover, of the two pairs,
one is closer and one is farther to the viewer since the church
is viewed from a side. The farther pair is the inner, nearly placed
according to the schemes of a perspective with a central vanishing
point in relation to the space assigned to Saint Francis. However,
irrespective of perspective laws, the columns all have the same
diameter and height.
This composition seems to suggest a first break of the rule according
to which things within a spatial unit are always seen from the
same side and the lines along which the image is constructed are
always parallel. Only one area is divided in such a way as to
create distinct, even though not separate, spaces: one for each
element to be represented. Only the roof of the closer aisle is
panelled along parallel lines sidelong leftwards, thus repeating
the usual scheme.
The right half of the fresco is structured so that the space where
the crucifix is placed appears as a whole. The cross that cuts
the panel into four can be worked out by intuition through the
projections of the architrave which appears broken because of
the fall. To the extreme right there is a column signalling that
the lower part of this half of the panel can be seen in consideration
of an imagined transparent or missing wall like in the area where
Francis is located. Only here the wall is totally missing as the
imagined fall includes the architrave and the upper part of the
church which on the left have been kept in order to divide the
space. Here the space is kept one and the view opens up from the
altar to the apsidal vault and up to the sky since the very roof
is broken.
The reasons for this are in the already mentioned play with proportions
and space in order to keep hierarchies: as the Saint is already
too big for the architecture of the church, the crucifix cannot
possibly be bigger. Therefore Giotto places the crucifix in an
area which has a double height compared to the other, with the
result that the Saint is the protagonist according to dimension
and Christ is according to spatiality. The space assigned to Him
includes the altar where He is made flesh, the Crucifix, His image,
the bowl-shaped vault representing the heavens where He dwells,
and the very Heavens, the sky. Nothing is casual in Giotto's frescos,
which on the other hand was expected of any artist of his time.
To create the effect of a closeness between Christ Crucified and
Saint Francis, Giotto has the space spin around an imaginary axis
on the right corner of the apse, which is for this reason viewed
almost frontally not concealing any part of it to the viewer.
Moreover the shorter sides of the altar are not parallel (which
is very unusual for Giotto who always keeps the parallelism of
lines) as if they were rays from the front column of the space
assigned to Saint Francis. This second anti-clock rotation shifts
the altar leftwards, that is towards the Saint. The step of the
altar also appears funnily twisted to reach a harmonious perspective
result with the space around it. In fact when one object is given
more than one angle of inclination in the same image the result
is apparent rotation- Guido Reni will exploit this effect for
his crucifixes in later times.
Finally because the external wall and the architrave mark off
the front plane, the elements painted in that space - the crucifix,
the altar and the apsidal vault- must be all contained within
it, thus causing an apparent movement of the crucifix, which on
the other hand is a bi-dimensional object, a painted board, as
it was commom in those times, along whose longer arm some pious
women are represented.
The complexity of this artifice is justified by the seriousness
of the matter. Although the image of Christ is quite damaged,
Giotto's intention to emphasize the communication between Him
and the Saint is clear. Looking at the crucifix, the viewer's
look immediately turns to Saint Francis and viceversa. It is not
so much a question of gestures or poses as it is of ideal lines
that represent the characters' looks and create links within the
image. In this spiritual dialogue Saint Francis becomes converted
and accepts Christ, but his attitude here is rather passive as
it is the Divine Will to be operating on the fertile land of the
Saint's soul which is undergoing its process of conversion and
devotion.
FIFTH EPISODE
(Fifth of the First Series)
When he returns everything to his father and, taking off his clothes, he gives up his father's riches saying to him: "From now on may I say with absolute certainty: Our Father that dwells in the Heavens, since Pietro di Bernadone has repudiated me".
LM 2,4- 1c15-2c12-3Cp19-AP8.
This episode is one of the most important steps in the process
of the Saint's conversion and for the foundation of the Franciscan
Order. The first four panels have already showed the first urge
to conversion through a presage (the episode of the simple man),
the inner conversion manifesting itself in a gesture (the gift
of the cloak), a second presage, this time coming from Christ
himself (the dream of the palace) and finally the open exhortation
to start a new path (the episode of San Damiano's).
These episodes can be subdivided into two groups: the first relating
to the achievement of an old form of perfection (Saint Francis
equalling Saint Martin) and the second to the preparation to a
new form of sanctity through the direct intervention of Jesus
Christ speaking to him first obscurely and then openly. The scenes
that come after these episodes will therefore depict the beginning
of this new phase: the renunciation to the riches, together with
the dream of the Lateran and the approval of the Rule make up
a trilogy related to the birth of the Franciscan Order.
In the course of time this fifth episode was deprived of its dramatic
character and the symbolic and legal sense were emphasized. In
Vita Prima by Tommaso da Celano the renunciation to the riches
and the restituition of the bag with the money are one episode
which causes Francis's father to lose his temper. In Vita Seconda
the scene is played down: Francis is not taken by his father in
front of the bishop, but it is the latter to advice him to return
the money. At this point Francis returns his clothes together
with the bag and shows he is wearing a hair-shirt. Saint Bonaventura
in Legenda Maior adopts the earlier scheme but includes the idea
of the hair-shirt, a detail that emphasizes the idea of the religious
mortification of flesh. Giotto's interpretation emphasizes the
notion of poverty rather than that of the mortification: the reason
might be that the hair-shirt was later abolished by Saint Francis
for his Order. What is important here is that Pietro holds his
son's clothes, including the underpants, showing that Francis
had turned himself into a totally naked poor man.
We should here remark the absence of women in the painting, which
cannot be justified by the fact that the subject of the painting
has legal implications and that women were not full legal subjects
at the time. Neither children were, but they are present among
the crowd that witness to the episode. The reason for the exclusion
must then be the nakedness of Saint Francis: the episode should
not be an example of scandalous behaviour for the pilgrims and
visitors of the Basilica.
Leggenda dei Tre Compagni provides a different version : Francis's
decision is taken after reflection in a room where his father
also comes to know about it and loses his temper. Moreover Francis's
choice is offered a sort of justification in spite of any possible
reaction by his father through the introduction of the figure
of the consul. Leggenda dei Tre Compagni refers to a summons to
appear that Francis receives, according to the law, to which he
replies that he has devoted himself to God. At this point the
consuls openly invite Francis to see the Bishop because according
to ecclesiastical law an individual could not enter the clergy
- and therefore pass from civil to ecclesiastical jurisdiction
- simply by an act of will, but had to accomplish formal procedures
that required the approval of the Church. As these procedures
were common knowledge, the reference in Leggenda dei Tre Compagni
seems to emphasize the fact that Francis has belonged to the Church
since the revelation of San Damiano's and because of a direct
call by God. The formal admission will then become obvious here
with the Bishop's protection and later with the approval of the
Rule.
Giotto's fresco is generic as for its reference to sources: the
Saint returns his clothes to his father and the Bishop covers
him by his mantle while the clergymen stay behind. On the left
stand the people of the town, Pietro Bernadone among them wheras
Saint Francis is placed more to the right with his hands joined
in an act of prayer. An ideal line joins the Saint's hands with
another hand that appears from the Heavens with the typical gesture
of the Christ Pantocrator of Byzantine art. The forefinger points
to the group on the right part of the panel, in sign of command
over the Church, even if the hand is perpendicular to the figure
of Pietro Bernadone. The hand obviously represents the Divine
Will that with the gesture commands the clergy, including the
Saint, who is therefore called on directly by God and not by the
representatives of the hierarchy of the Church. Pietro Bernadone's
reaction, which is justifiable in terms of him being Pater Familias,
is in fact hindered by a man wearing a gown and a cloak, most
probably a magistrate.
The scene can be interpreted as follows: Giotto places the two
groups of people facing each other in a sort of opposition, but
when the Saint is called on by God and receives official protection
by the Church, the lay world also has to acknowledge the new choice.
We can say that the fresco represents the moment when Saint Francis
is freed from his father's control by the Divine Will even though
he does not belong to any religious order or to the regular clergy
yet. The Bishop of Assisi, covering Francis's naked body and looking
away in sign of chastity, acknowledges the act that comes from
God.
The Bishop also seems to be speaking to a clergyman: Legenda Maior
refers that the Bishop tells the clergymen to give Francis something
to put on while he himself is covering his nakedness out of pity.
Vita Seconda by Tommaso da Celano seems to suggest that the Bishop
has got a feeling of the divine intervention. Giotto includes
both details: the hand and the dialogue, which confirm that he
made use of various sources for his frescos.
Like the other frescos already examined, this panel is subdivided
into very distinct areas: Giotto places the people of the town
on the left and the Bishop, the clergymen and Saint Francis on
the right. The separation between the City of God, the Church,
and the City of the people, which was clear in the episode of
the cloak, is less obvious here. The background here is formed
by generic town buildings that are not in a continuous line but
cannot possibly form a circle or a square. As it was typical of
Giotto's way of painting buildings, they are higher on the exterior
side of the panel taking up the upper part of it, which also concides
with the sky, wheras the lower part is filled in with living figures.
In this case the buidings show the corners and not the front side,
thus making two sides visible instead of one. Moreover, although
the parallel lines are kept parallel , the perspective is rather
diverging than converging. This is especially apparent in the
building at the back of the group including Saint Francis and
the Bishop.
Saint Francis's looks are parallel to his arms and directed to
God's hand: this ideal diagonal cuts the large blue empty sky
that overlooks the scene. In fact from a structural point of view
this emptiness is thus filled making a difference with the cold
sky of the episode of the gift of the cloak, where a sense of
depth was produced in the painting, thanks to the total absence
of relation with the main scene.
SIXTH EPISODE
(Sixth of the First Series)
As the Pope sees the Basilica Lateranense almost in ruins and a poor fellow, namely the Blessed Francis, supports it on his back to prevent the fall.
LM 3,10- 2c17-3Cp51.
Also this panel can be divided into two areas, as many as the
elements of the story: the Pope who is asleep and Francis that
supports the church.
Differently from its sources, which described Francis as a ragged
fellow, the fresco portrays the Saint in religious clothes. This
is actually the first fresco where Francis is wearing a friar's
habit, a tonsure and a beard, i.e. the iconography that will become
established for the Franciscan order. But if we think that the
preceding panel had showed him among the clergymen it is not surprising
now to see him in religious clothes.
Here the motives of iconography take priority over the didactic
intent which urged the representation of the Saint's humility
as the real strength of the Order as well as of the whole Church.
It is also for reasons of established iconography that the Pope
is portrayed with his mantle and tiara on and with two attendants
sitting at the feet of his rich bed, as the dignity and high rank
required.
A number of stylistic remarks can be made about this fresco. In
the first place Giotto is here more careful about the inner perspective
of buildings Both the tester and the porch of the Basilica appear
more accurate than, for example, the Palace with the arms. In
the second place there is here extraordinary attention for the
portrayal of characters, which makes Giotto stand out as a painter
of his age. With this fresco each character seems to be enclosed
in the formal perfection of its drawing and receives more attention,
with the exception of the Pope that is awkwardly laid on his bed
to be seen frontally as if he were sleeping on a side in spite
of the posture of the body, which is typical of one sleeping on
his back.
As we have said, the figure of the Saint is not at all mean, nor
does he look small or low as the sources would have him. On the
contrary he has a rather strong appearance even in comparison
to other episodes of the cycle. It is a fact that Saint Francis
is the protagonist of the cycle and that therefore his dimensions
must be proportionate to the role. On the other hand when Giotto
wants to underline the humility of the figure he prefers to study
a posture that may reveal modesty rather than play with dimensions.
Apart from these remarks about proportions, there is here the
usual inaccuracy concerning the position of feet that in this
case implies an inconsistency in the composition of the fresco
since the Saint's foot is placed somewhere illogical, i.e. on
the very porch he is supporting. However there is skill in the
way the painter expresses the tension of the Saint's left leg
and the graded effort of the body, which are shown through the
accuracy of the draping and shading of the cowl. An intense look
and a firm posture add to the accurate depiction of the Saint.
There is remarkable care also in the portrayal of the servants
whose figure might correspond to the reference that was added
by Father General Gerolamo d'Ascoli to Legenda Maior about some
attendants of the Pope who, on his awakening, were sent to invite
Saint Francis into His presence. Their existence had been precisely
described in the sources thus causing a special importance for
their figure as the first witness to the miraculuous dream. Both
characters nobly wear a beard, which is perhaps a detail conceived
of in order to distinguish these figures from the clergymen, and
both appear natural. Giotto must have devoted some attention to
their portrayal, which indicates a new pictorial interest in minor
characters- let us notice, for example, the contrast of light
and shade between the dark mantle of the servant on the left and
the light clothes with effects of shading and chiaroscuro of the
one on the right.
I will conclude the analysis of this fresco with some considerations
about spatiality. First of all the sky is filled with complex
architecture instead of being clear and empty like in the previous
frescos. Secondly, if we wanted to subdivide the fresco into four
areas by a cross like we did for the previous panels, it would
be impossible to tell which pillar is the vertical of the cross
or which staff of the tester is the horizontal. Even more apparently,
the crooked roof of the church makes the whole composition much
less precise than that of the other frescos.
Indeed the space assigned to Saint Francis supporting the Basilica
interferes on that assigned to the Pope, nearly falling on it.
The pillars of the bed that stand between the two areas are not
a well-defined border and even though the figure of Saint Francis
is tangent to them and does not go beyond the first pillar, the
idea that the painter conveys is very close to what should have
been the Pope's dream: the Basilica seems to be falling over him
and the Saint is stopping the fall by supporting it.
In conclusion we can say that in spite of the existence of two
areas assigned to the two main characters, the Pope and Saint
Francis, these portions of the panel are neither well-defined
nor symmetrical to each other. This is not a sign of regression
in my opinion because it suggests that the painter is on a new
way of painting heading for the.
unity of the scene.
SEVENTH EPISODE
(Seventh of the First Series)
When the Pope approves the Rule and assigns the mission to preach penance allowing the tonsure for the friars that went with the Saint so that they would spread the Word of God.
LM 3,10- 1c33- 2c17- 3Cp51- AP 36.
This is one of the most important episodes in the history of
Franciscanism. The Pope makes the movement lawful, which may also
mean that he simply acknowledges its existence: from a formal
point of view authorities give permission or recognition even
when they merely acquiesce or let be. In this case the sources
refer to a permission by word of mouth, nearly a period of trial
which is possible on consideration of the fact that the Rule was
written and discussed at large only later on.
Tommaso da Celano does not mention the Rule in either biography,
whereas Saint Bonaventura has the Pope "approve" the
Rule since Saint Francis "wrote in simple words a formula
of life for himself and his friars". Both Vita Prima and
Leggenda dei Tre Compagni record the attendance of the whole Order.
Giotto paints twelve, including Saint Francis following the Anonimo
Perugino and possibly alluding to Christ and the Apostles.
The most conspicuous image of this fresco is the Pope's, who is
portrayed in a blessing posture with his right hand over Saint
Francis while his left is handing a parchment to him, apparently
the approved Rule of the Order. Giotto must be following here
the official biography, since the friars are also wearing the
tonsure mentioned by Saint Bonaventura as a sign of not belonging
to the lay jurisdiction anylonger. This also suggests that since
the earliest contacts were established with the authorities, the
Order had possessed a constitutional form which was not very dissimilar
to the definitive Rule. This is obviously a defense against those
who, in Giotto's times, invoked better accordance with the original
rule. How could it have been otherwise in the main see of the
now established Order?.
The analysis of this episode is complex. To start with, there
are two distinct groups even if they are not viewed separately:
on the left Francis and his friars and on the right the Pope and
the prelates. Among these stand the two servants of the previous
episode, which suggests that Giotto follows the narration that
had the Saint brought in front of the Pope after the latter's
premonitory dream- since the Pope himself had firstly rejected
him. In fact the two servants only represent two witnesses to
the dream or executors of the Pope's decrees, but in the context
of the cycle their presence underlines a more important interposition
in the history of the Order: the Divine will.
Since the Consistory must have been public- for no sources refer
to secrecy- we can suppose that the prelate sitting next to the
Pope and wearing a red mantle can be Santa Sabina's Cardinal and
that the character standing right of the Pope could be the Bishop
of Assisi. The sources refer to them as intermediaries that introduced
Francis to the Pope, but here they appear within the group of
the papal court.
The structure of the fresco clearly shows a separation between
the newly born Order (on being accepted the Rule, the movement
becomes an Order by right) and the prelates of the traditional
hierarchy, their only bond being their subordination to the Pope.
The image is clear: the Pope stands higher but the central figure
is that of Saint Francis, to whom all looks are directed. The
Saint is slightly separated from his own group, so that a series
of converging lines may fall on him, from the right and from the
left of the picture. The play with the looks is such that a bundle
of beams departs from the friars to the Saint and from there it
is directed to the Pope, which at the same time highlights the
unity of the Order and the centrality of the Saint.
Fom the point of view of perspective the composition of this fresco
presents a novelty: the space is unitary. Even if groups of characters
are still obviously discernible, there is a larger unit that includes
all of them. The three walls that surround the scene and the arcade
supporting a hypothetical coffer ceiling mark the bounds of this
space.
The perspective makes the side walls converge towards the back
wall and shows the inner part of the three little arches farther
and adherent to it, wheras the outward part of the arcade is closer
and larger. Thus the three arches form a series of barrel vaults
whose surface is all visible. Moreover if the horizontal lines
of the two side walls had not been kept parallel the perspective
would have been very similar to a Renaissance central perspective.
But this is not the case yet and there is only one viewpoint for
the two sidewalls and two different directrixes diverging with
a rather wide angle.
The ceiling, which could have been theoretically visible, is missing
and therefore there is no element of convergence for the lines
with respect to a central line, perpendicular to the back wall
in perspective and vertical in the execution of the drawing. But
it is too early for such an advanced step and the new unity of
spatiality is already a leap forward.
A final remark is about a detail: the decoration of the upper
arches is of the mosaic sort and the walls are covered with heavy
oriental curtains, which were used in rich houses also for thermic
reasons, that is for their non-conductivity.
EIGHTH EPISODE
(First of the First Pair of the Second Series)
As the Blessed Francis was praying in a hovel (by the Bishop's seat in Assisi) and being physically away from his friars at the hovel outside the town (at Rivotorto),he was seen on a chariot of fire brightly wander about the house round midnight and the hovel lit up as it were day for which reason those who were awake were amazed and those who were asleep woke up and were frightened.
LM 4,4- 1c 47.
The sources refer to this episode as a reward (Tommaso da Celano),
or as a sign of the Divine Will (Saint Bonaventura) which chose
Francis as a new Elijiah, the "chariot and charioteer"
of the spiritual men. In the original version the chariot brings
an igneous globe and Saint Bonaventura adds that the spiritual
light coming from the soul of the Blessed Francis allows the friars
to see into each other's mind, thus causing a premonition of Paradise
and a better confidence among the members of the community.
Giotto alters several elements of the episode, the most important
being the portrayal of the Saint, specially bright on this occasion,
on the chariot instead of the globe so that the image could be
clearer to the pilgrims. Also the chariot does not wander about
the house, but over it making the friars witnesses to the miracle
rather than co-protagonists of the episode and as a consequence
the setting must be modified. The house, one closed space in the
sources, is turned here into a small porch within which some friars
sleep while others call them from the outside to watch the prodigy.
Since the analysis of the previous fresco has proved the conspicuous
progress achieved by the painter as far as perspective drawing,
we have to assume that there are other reasons for setting the
scene in an open space than wanting to avoid the trouble of painting
interiors. Nor does Giotto recur to stratagems like the break
in the wall of San Damiano's. It then appears that Giotto chose
to show the episode as a miraculous premonition of the role of
the Saint as the new Elijiah and of his ascent to the Heavens
in the Glory of God.
There are a number of technichal remarks that can be made about
this fresco. The image is no longer divided into four and the
chariot of fire is not placed symmetrically to the friars standing
on the right and those sleeping on the left. Now when painting
in fresco each layer of plaster dries very quickly and certainly
Giotto's complex composition and outspread figures could not possibly
be painted in one session.
There is a technique that exploits four different cartoons for
the pouncing, which could explain the fact that the previous frescos
were divided into four panels. Supposing the technique was practised
at the time, the sinopites would coincide very skillfully on this
fresco, allowing to paint figures closer. Alternatively, and more
likely, supposing it unknown, and even admitting the usage of
dry retouching for correction and addition, the ability at having
parts painted at different times coincide is even greater.
There is definitely a new effort and skill in the arrangement
of the work. The narrative elements are placed each in its own
area for other reasons than technical. An important feature of
the composition is the play of looks. Here, like in other panels,
Giotto has the looks fix on each other: the viewer realizes that
by following ideal lines and also thanks to the inclination of
the heads.
One of this lines joins the friar in the middle of the sleeping
group with the other inviting him out by his left arm. In addition,
his right arm is in accordance with the left arm of the friar
that is pointing to the chariot and both are ideally joined by
a parallel to the line of the looks mentioned above. Thus the
looks of those watching the fresco must eventually focus on the
Saint, the ultimate object of the whole composition.
One final remark here about the way of exploiting spatiality concerns
the shape of the front part of the chariot, which in a sort of
V , results slightly bent outward. The figure of the Saint, nevertheless,
is still utterly a profile.
NINTH EPISODE
(Second of the First Pair of the Second Series)
When a vision from the Heavens showed a friar many seats amongst which one higher in dignity and shining in every Glory and a voice said to him: "This seat belonged to a fallen angel and is now kept for humble Francis".
LM 6,6- 2c122,3- LP 23- sp60.
The episode is set by Giotto at the time of prayer when a friar,
not daring disturb Francis, stays behind and sees the Thrones
of Glory. An angel addresses him pointing to the magnificent central
Throne with his left and to Saint Francis with his right.
In fact the sources never mention an angel, and two of them (Legenda
Perusina and Speculum Perfectionis) emphasize the spiritual character
of the vision by adding a quotation from Saint Paul: "whether
within the body or outside it only God knows".
Giotto embodies the voice in an angel just like he had done with
Christ in the episode of the Dream of the Palace so that people
could understand that the relationship between the Saint and the
Throne was God's decree and not an arbitrary inference of the
painter or of the friars.
Like for other frescos where the sense becomes clear thanks to
the relations that the lines ideally joining looks and arms create
between characters, this fresco can thus be interpreted without
further information.
Differently from the sources, Giotto's fresco does not portray
the church where the vision takes place. Its prodigious character
is thus stressed and the composition focusses on the triangle
that the threee figures form.
The characters are set against a uniform light blue background
where the five thrones float in a space where geometrical distances
do not matter (Noteworthy for specialists of the field are the
wooden fabric of the thrones and the special padding of the seats).
The only hint to the church is an altar with a canopy over it
in the shape of a small apse.But it does not strike the imagination
and its function is to highlight by contrasts of color -white
and blue- the value of the dominating sky.
The altar is laid on steps, on the lower of which the Saint is
kneeling. This is the bare minimum to suggest that the episode
occurred in a church. Simplifying and saving work seem to be the
rules of this fresco.
The upper part of the altar is viewed from below and is drawn
on parallel lines leftwards, wheras the thrones are drawn rightwards,
which indicates a deliberate separation of the two images.
The altar itself is viewed from above; its sides converging towards
the front as well as the steps and the wooden predella.
The whole altar is drawn in a way that seems to open the space
from the back to the foreground to include the three main figures.
Its right side is viisible whereas of the thrones we see the left
side. In conclusion the setting seems to be drawn on a series
of visual and perspective differences, that someway make sense.
The three figures are more detailed and the friar's and the Saint's
in particular are endowed with a certain elegance, their countour
suggesting those of miniated figures- another evidence of the
well-known relations between the painting and the miniature of
this age. The friar's and the Saint's figures possess movement
and draping, the faces are not mere profiles and respect proportions-
the Saint is here painted as a small man like in written descriptions,
but of course Giotto underlines the importance by placing him
on a slightly higher level and in a central position.
The angel, that cannot be less fundamental than the Saint from
the standpoint of iconology, is isolated and placed in the middle
of the blue background, against which he stands out but also blurs
with his white and bluish wings.
This episode like the previous is a prophecy, this time involving
the Saint in the first place and the Order in the second. The
history of the Order lives through the Saint and its future depends
on the special position that its founder has in the history of
Salvation.
The message directed to the pilgrims of the Jubilee of 1300 was
that Saint Francis was the greatest of all Saints, worth replacing
Lucifer on the nearest Throne to perfection.
Thanks to this unique blessing, Francis achieves a special authority
over the Order which is emphasized in this image.
Differently from the Approval of the Rule, where the collective
moment was the subject of the fresco, here the focus is on the
Saint's Glory in the Heavens (which on the other hand had already
been promised in the episode of the Palace with the arms).
Summing up, this first pair of frescos establishes the principles
of the new iconography: the glory of Saint Francis is the Glory
of the Order and the friars, ever present in the scenes, represent
the body of which the Saint is the head.
TENTH EPISODE
(First of the Second Pair of the Second Series)
When the Blessed Francis saw a multitude of rejoicing demons over the town of Arezzo and said to his follower Silvester ( who was a priest) : " Go, and in the name of God, shouting by the walls, drive out the demons" and as in obedience he shouted, the demons fled and suddenly there was peace.
LM 6,9- 2c 108- LP 81.
This episode is a glorification of obedience, a virtue that
Saint Francis considered the best proof of humility. Here obedience
is expressed through the relationship between Saint Francis's
command and Friar Silvester's execution. There are, however, different
readings of the episode in the sources and the structural and
iconological study that follows will ultimately not provide any
decisive element to ascertain which influenced the painter most
beside the official Legenda Maior.
Saint Bonaventura underlines that obedience is absolute, admitting
no questions whatsoever: Silvester is "simple as a dove",
showing "true obedience" when "executing orders".
In Legenda Perusina too Friar Silvester is "a man of great
Faith, extraordinary simplicity and purity" but he drives
out the demons with the words " From God the Almighty and
by virtue of the Saint Obedience of Francis' s order.." instead
of "from God the Almighty and by order of our Father Francis"
( in Legenda Maior). In Legenda Perusina the notion of obedience
as a virtue originated by the Saint is more similar to that of
loyalty rather than of hierarchical authority.
There are obviously issues at stake within the Order as for these
differences of interpretations and in fact only Tommaso da Celano,
who wrote when the Order was still young, seems to highlight another
aspect of the matter, namely the power of the Saint through his
followers. Finally we will see that Giotto's fresco, though placing
Francis in a corner, emphasizes the centrality of the Saint's
figure.
The fresco repeats a scheme that has already been seen (in the
Renunciation to the father's wealth): the picture is divided into
two by a vertical slice of blue sky that here goes down to the
ground while a horizontal line forms a cross at the height of
the town walls and of the upper part of the first order of the
church. This line is also marked by the height of Friar Silvester,
whose hand is directed to the sky thus creating a connection with
the supernatural, just like in the Renunciation.
The cross appears to be in the background -also figurately- since
it takes shape behind the main characters. A diagonal that starts
with the Saint's back and head, touches the friar's arms and ends
over the roofs of the buildings the town, appears more in the
foreground. As it finally directs the powerful looks of the Saint
to the devils it eventually brings the message of power of the
Saint's will through his friars.
The representation of the demons is interesting and telling about
the composition of the work: there must have been different hands
working on this panel, probably assistants, who lacking Giotto's
direction applied outworn schemes to unfinished parts. This is
likely to have happened for the shape of the demons, for the drawing
of the houses with figures at the windows as witnesses to the
episode and for the the fur (or feathers) covering the monstruous
bodies. This image reminds of the bizantine draping of clothes
that was common throughout the Middle Ages up to Cimabue's times.
The magister, undoubtedly Giotto, must have taken care over details
probably knowing these would impress the most. He may threfore
be the author of the demons' wings and paws which are innovatively
modelled on bats and hens in a naturalistic manner, let alone
of their attitudes and faces which possess a peculiar "feel",
and suggest the touch of genius.
As far as the town is concerned, this is conceived of in a medieval
manner, the buildings being seen one over the other leaving no
space in between. The curved walls are not a solved matter in
Giotto's style yet, but they are somewhat relevant to the perspective
of the whole image. A more effective role of perspective is played
by the church on the left whereas none is done by the roofs of
the buildings. Here the usual front-one side view is reduced to
a two sides- no front view (with the corner close to the viewer).
Up to this fresco the parallel sides of buildings had always been
kept parallel. In this case, apart from the parallel lines of
the roofing-tiles, the lines diverging from the corners highlight
the spatial dimension. The fact that only the upper part of the
town is painted also affects the illusion of depth.
ELEVENTH EPISODE
(Second of the Second Pair of the Second Series)
As the Blessed Francis, in order to testify to the faith of Christ, wanted to go into a big fire with the priests of the Sultan of Babylon ,but none of them wanted to go with him and fled away from the Saint's and the Sultan's presence.
LM 9,8- 1c57- Fior 24.
The episode is mainly drawn from Saint Bonaventura's Legenda
Maior that highlights the priests' withdrawal from the test.
The structure of the fresco is given here as in other cases by
the lines connecting looks and gestures. A triangle is formed
by the lines joining the Sultan's open hand, inviting his priests
to the test, their looks and the fire, which are the three vertexes.
The Saint, in the middle of the image intercepts the Sultan's
gesture and points to the fire and himself with his hands. The
facial expression of the friar behind him shifts the viewer's
looks back to the priests, thus closing the lines of relationships
between the characters, whichever the starting point.
The composition of these ideal lines is almost on one plan which
has little depth and is divided into areas by the three groups
of characters: the priests on the left, the friars in the centre,
and the Sultan with his court on the right. The space behind them
does not follow the tripartition. There is actually coincidence
between the friars and the priests and the pillars of the tribune
behind them and similarly between the Sultan and the baldachin.
However, in general terms, we can say that two architecture units
correspond to three groups of people and that the empty cesure
is not in the centre.
Moreover, the two buildings are not oriented in the same way,
which is evident if we watch the lacunars. The tribune is viewed
from the left and its upper part, which is open at the back, wide
and deep, projects over the Saint. The baldachin is viewed from
the right jutting over the Sultan , but this space is smaller,
narrow, and rather inclined and decentred.
The two characters are treated differently and the Sultan is belittled
by Giotto's composition. In addition, the priests are placed in
a corner, which seems to emphasize their gesture of fleeing: they
vanish from the story just like their position- a sort of vanishing
point- suggests.
This episode stresses the "power" of the Saint's word
and shows that the unwillingness or rejection to opening one's
heart can cause its inefficacy. This relatively unsuccessful episode
is represented with no fear it could be interpreted as a failure.
Miracles and extraordinary facts are not necessary elements of
Franciscanism, whose strength lies in the Word, that is the Word
of Christ, and in the example that the truth must always be proclaimed
even in difficult situations.
Later, however, in the Little Flowers, it is suggested that the
Saint could have gone through the fire and that the Sultan was
secretely converted to Christianism.
A few words should be spent about the representation of the Sultan:
his dignity is adequately respected with an obvious higher position
and his court around him according to an iconography that will
become established during the 15th century. The fact that he was
a non-Christian sovereign does not diminish his kingly status.
In fact already in Sacchetti's short stories the Saladin is described
in the same manner as a knight or a king of the Frankish legends
would have been. Less specifically, the light literature of the
time did not tend to give prominence to the Christian world especially
as Italy was open to trade with the Oriental world.
It is interesting to note here that the fact that Giotto was not
capable of conceiving of Oriental architecture and therefore availed
himself of the schemes of European Gothic was unimportant for
the success of a representation. At the time the function of architecture
in a painting was mainly symbolical of spatiality, with elements
drawn from the surrounding and a view to create a sort of furnishing
for a scene. If the opportunity of painting from life came up,
then the artist would seize on that, but this was not considered
logically necessary in those days though it gradually grew to
be. For instance in the Prophecy of the Simple Man, the first
fresco of the cycle, the representation of the square of Assisi
is exteremely accurate, which suggests a later date for this panel
which can be however supported also by other stylistic remarks.
TWELFTH EPISODE
(First of the Third Pair of the Second Series)
The Blessed Francis, while one day he was fervently praying, was seen by the friars lifted in the air, his arms held up and the body wrapped up by a most shining cloud.
LM 10,4- 2c95.
The figure of Saint Francis lifted up in the air and wrapped
by a very bright small cloud and his arms stretched to form a
cross is drawn from Legenda Maior, where the author also refers
to the friars that saw him and adds that "he was revealed
the hidden secrets of divine wisdom". This episode highlights
the process of being uplifted towards Christ, which had been prophesied
in the episode of San Damiano when the Saint had welcome the Passion
of Christ. The Nativity Scene of Greccio and the Stigmatas will
be the next two fundamental steps of this process.
According to Saint Bonaventura, the episode occurred in a solitary
place in the woods, which causes a problem of interpretation of
Giotto's fresco. Can the walls of the town be interpreted according
to negative logic, i.e. to mean that the episode took place outside
the town, as the trees sketched on the right part of the panel
may also suggest ? It seems awkward, though, that the two settings
should be regarded respectively as the place outside and within
which the event is located. All the more so since in the Driving
Out the Demons from Arezzo the walls denote that the episode takes
place in front of those very walls. Another explanation could
be that two different circumstances merge into one, the other
being when the Saint went through the whole Borgo San Sepolcro
in a state of ecstasy, unaware of what was happening.
The composition is divided into four by the figure of the Saint.
This division is even more evident because of the color of the
sky that has faded differently just following the line that joins
the hands of the Saint, touches his head and ends on the cornice
below the towers of the town. The vertical is signalled by the
Saint himself, so as to have the towers and buildings of the town
on the upper left, the four friars witnessing to the scene on
the lower left, a blessing Christ on the upper right and a mountain
covered with trees on the lower left.
The friars are four, the double of the number required for a legal
act, which has already been considered for the episode of the
Simple Man. Saint Francis'arms are stretched out in the shape
of a cross, also suggesting an image of crucifixion and therefore
reproposing the figure of the Alter Christus . The icon of the
bright white cloud with four upward plumes is not clear. One idea
is that the plumes stand for the Gospels that pushed the Saint
to the imitation of Christ, but this is just a hypothesis. What
is certain is their stylistic peculiar function of giving body
and volume to the cloud.
The play with ideal lines is unequivocal: a diagonal joins Christ's,
the Saint's and the closer friars' looks. The interpretation is
the following: through the Saint's example, the Order can reach
Christ, here partially hidden behind a bright shield, apparently
revealing himself only to Francis who differently from the viewer
can see beyond the shield. However this invitation to spatial
and psychological participation innovates the role of the viewer.
This way of drawing the viewer into the picture, the cloud effect,
the fact that the lines of the building tend to be converging
rather than parallel, and a certain sculptural quality of the
friars' clothes realized through shading, all these elements suggest
a new study of depth. Nevertheless these elements are not part
of a whole new way of conceiving of spatiality and are limited
within their individual separate spaces, differently from other
frescos of the cycle such as the Approval of the Rule where the
effect is of spatial unity.
It must be borne in mind that the fresco technique often compelled
the painters to strive to have parts worked on at the same time
coincide, namely the blue sky and the yellow walls of this fresco.
In fact the bits of the town that are visible behind the friars'
heads are not detailed and the color is not varied whereas its
upper part is more interesting.
THIRTEENTH EPISODE
(Second of the Third Pair of the Second Series)
As the Blessed Francis in memory of the Nativity of Christ, asked for a crèche to be prepared. He had hay brought and an ox and an ass, then he preached on the Nativity of the Poor King and as the Blessed man was praying, a knight saw the Christ Child in the place of that brought by the Saint.
LM 10,7- 1c 84,87.
The most significant divergence from the sources is the setting
of the episode. Both Saint Bonaventura and Tommaso da Celano recount
the fact as being occurred in a stable in the woods, whereas Giotto
locates it in a Church. The difference is important: Saint Bonaventura
reports that the Saint had asked the Pope (and not the Bishop)
for permission to to say Mass outside a consecrated place, underlining
that only the Pope is over the Order. But as the incident was
rare, it is possible that a more traditional version was preferred
here.
The manger is therefore changed into a storied coffer and the
animals are smaller than they would be in reality almost as if
they were dolls of a crèche. The reason for this change
of the setting could be that Giotto did not want to show the Nativity
of Christ as crudely as Saint Francis had done. Whereas the Saint's
intention was to be realistic, Giotto's was to bring the representation
back under the moral authority of the Church, closer to the habitual
way of making crèches.
The scene takes place on the left side of an altar surmounted
by a high ciborium, on the side of an Iconostasis where the believers
would not normally stand. Beyond the iconostasis, where it is
open, several women are visible, whereas on the side of the scene
there are only men: lay men, clergy and friars, among whom Saint
Francis in a deacon's clothes. The other officiant looks at him
piously.
It is difficult to establish which church is described here since
the features of the setting are not detailed. Some critics suggest
it may be the Basilica of Assisi, but since the iconostasis was
abolished from Italian churches after the unification of Rites
of the Council of Trent, the hypothesis is not valid despite the
suggestive resemblance between this setting and the Lower Basilica.
Similarly we can only ascribe the Crucifix on the iconostasis
to a certain cultural context, but not identify it. Also noteworthy
are a large number of lit candles, some on the altar, others on
the open codex, on the lectern, and some longer ones on the ambo
visible on the left, recalling the joyous atmosphere and rites
of that special night.
The fresco probably describes the moment when the gentleman who
had prepared the crèche according to Saint Francis's indications
saw him holding the Child, the "Puer valde formosus"
of Tommaso da Celano's text. Most people are not watching Saint
Francis and apart from the friars obviously singing with their
mouths open wide, all appear to be in a moment of compunction,
presumably the elevation, the priest holding a chalice in his
hands. Only one character raises his hand whether in sign of amazement
or participation we cannot guess- this could be the knight referred
to in the sources.
An interesting detail is the sheet of paper sticked with seals
on the wooden base of the support of the open codex, all lit with
candles. Two columns of lines all beginning with a capital letter
are visible and no more detailed reading is possible because of
the state of preservation of the fresco. Whether the Rule or the
papal dispensation, this paper shows a realistic intent which
differentiates this panel from others, such as the Preaching in
front of the Sultan, where a dramatic effect was sought. Some
details are indeed excessively realistic in this fresco, for instance
the series of hollows and pins that support the base of the codex
allowing its orientation or the parqueting behind the Crucifix
board.
There is a special study of the rules of perspective in these
details: for instance the gradient of the Crucifix, or the upper
part of the cornice of the Iconostasis whose little props are
viewed from the right on the left and from the left on the right.
It is also interesting to notice that the only prop viewed frontally
with neither side visible is not exactly in the centre of the
panel, but at the level of the two friars that sing on the left
and more precisely of the upper left corner of the panel of the
Iconostasis behind the friar standing more to the right. In this
way the point of view is slightly shifted from the geometric centre
to the group of people on the left so that, for instance, the
staff of the Crucifix is seen at the right of the Crucifix itself.
It seems that here for the first time in the history of painting,
the author sought to identify a vanishing point. This is placed
rather high, on the bulge of the back wall, coinciding with the
point that has been discussed above, or sligtly below that, in
the area above the head of the character in a blue hat between
the two standing friars. In fact the upper part of the women's
veils is not visible, whereas it is possible to see the lower
part of the base of the codex and the upper part of the horizontal
hinge on it. Therefore the line of the horizontal plane where
we can identify the vanishing point must be over the men's hair
and just below the women's veil; for the vertical plane we already
identified the bulge of the wall.
The scene does not bring to mind the images of poverty and simplicity
that the Saint probably meant with his representation of the Nativity
Scene. Besides the precious carpet in front of the altar, the
clothes of the characters are typical of the upper class of the
time and the clergy, including the Saint, are all dressed in ornated
paraments. On this occasion the regular clergy and the members
of the religious Order stand together, the friars a little higher
so that their open mouths can be seen. The corners of a stall,
probably of the choir are visible that elevate the friars both
on the left and on the right of the scene. Still to the right
there are two more laymen.
The composure of all these characters does not allow to identify
them, but it now appears obvious that Giotto's intention was not
the portrayal of the episode told in the literary sources, but
the celebration of Saint Francis as the one who started the crèche
tradition. This was now widespread through Italy and the message
to the pilgrim was that it belonged in some ways to Franciscanism.
In fact in Saint Bonaventura's days the custom had become popular
and he therefore took care in referring to a papal permission
whereas in other cases he found the origin of Francis's deeds
in God only and directly.
On the other hand it had to be underlined that the Church Hierarchy
accepted and supported the representation of the Nativity Scene,
which also heightened its iconographic value. In fact many Franciscan
representational ways had found opposition both in Italy and in
Europe and finding a vast iconography that could respond to the
new needs of the movement was an important issue of the movement.
The Stigmatas were not the sole iconographic problem.
In conclusion, we can say that this is the first fresco of the
series where a real unity of spatiality is achieved. In the others
either each narrative element had its individual spatiality or
when there was one space, the characters are in some way placed
in opposing groups. Here the unity of perspective seems to allude
to a unity of the Christian community, who as a whole attunes
to the attitudes of Franciscanism, such as composure and humility.
Moreover here the composition of the fresco and the architecture
of the scene do not clash and the Iconostasis seems to serve the
peculiar function of pushing the scene towards the viewer, which
has a remarkable psychological result.
FOURTEENTH EPISODE
(First of the Fourth Pair of the Second Series)
As the Blessed Francis was riding up a mountain on a poor man's ass since this man was infirm and dying of thirst, by praying, he made water gush out of a rock where it had never been seen before nor was anymore since then.
LM 7,12 -2c46- 3c15.
The first meaning of this fresco is rather evident in its comparison
with the Gospel image of the flowing water (John, 4,1: 7,38).
An Alter Christus Saint Francis intercedes with God and saves
the life of the poor peasant going with him. The message to the
pilgrims is metaphorical and refers to the life of the soul, which
is saved by following the Saint's preaching.
Saint Bonaventura stresses the element of intercession. The two
previous episodes had showed the special favor of God enjoyed
by the Saint. Here the writer stresses how important the Saint's
prayer is, even more than his word, since the latter had an effect
on the demons of Arezzo, but not on the Sultan's heart. The Saint
asks for a Grace that God immediately grants him: for the first
time the Saint is presented as one who obtains Graces thanks to
the possibility of being heard by God or better to the favor that
God grants him by hearing his prayers.
The image of a Saint granting himself Graces is popular in Italy
as the ex-Voto custom proves. Therefore it is not surprising that
Francis is here presented as a dispenser of Graces. However this
faculty is ascribed to him when still alive, which underlines
Francis's special status among all Saints, having he reached and
gone beyond the point the others achieved only after death. The
special favor enjoyed by the Saint is also confirmed by the parallel
with the Bible narration of Moses making water gush out of a rock
for his people.
The emphasis of all literary sources seems to be on the detail
of the water disappearing soon after the peasant had quenched
his thirst. A proof of the mentality of the people of those times
who saw the most wondrous miracle in this, the episode also shows
that the Franciscan message both in the literary and in the visual
sources, highlighted the type of conduct that Francis led and
preached rather than the miracle itself. Giotto obviously focusses
on the central moment of the episode and portrays Francis praying
and the peasant drinking. Two friars stand to witness to the fact
and the indissoluble presence of the Order.
The structure of the composition is similar to that of the Gift
of the Cloak. Two mountains, one on the left and one on the right,
divide the upper part into two areas between which appears a V-shaped
portion of sky, whose vertex is nearly coincident with Francis's
figure. However, in this case, the Saint is not central between
the two mountains, nor are these isolated from the foreground
figures.
The mountain on the right slopes down along two curves that highlight
the passage from the vertical to the horizontal plan and thhus
give the impression of a uphill path. The upper curve, contributing
to the sky outline, and covered only for a very short tract by
the Saint's head, nearly joins the two mountains. The lower, starting
on the right flank of the mountain, goes down behind the Saint
and the friars. The edges of the rocks are all angular and sharp
with the vertical parts darker than the horizontal ones as if
the sun did not shine on them and to stress that the setting is
all precipices and gorges.
The Saint is in the middle of the scene: he is kneeling, with
his arms stretched up towards the sky in an act of prayer and
following and repeating the upper curve of the mountain slope.
The head is not in the centre of the area of the sky probably
to avoid a sense of immobility that would have resulted of that
composition. The elected composition, instead, highlights the
upward tension of the figure and alludes to the journey towards
perfection of the Saint.
The other characters are placed on different plans, a high step
separating the path where the Saint is situated from a horizontal
rocky strip where the two friars stand, which a bit further also
appears vertical to show that there is still mountain below. The
rocky step allows Giotto to place Francis on an upper location
despite him being on his knees. Finally, the peasant is placed
in a rocky triangle that covers an area between the path and the
strip, below the Saint and a little upper the friars.
Summing up, the composition of this fresco is not unitary: even
though the characters are not located in separate areas, with
different points of view, still the narrative elements (the Saint,
the friars, the peasant) all have their appointed place. These
observations, together with the invaluable stylistic analysis,
may help dating this fresco.
FIFTEENTH EPISODE
(Second of the Fourth Pair of the Second Series)
The Blessed Francis, as he was going to Bevagna, preached to many birds, which, excited with joy, stretched their necks, flapped their wings, opened their beaks and touched his cowl; and all these things were seen by his followers waiting on the way.
LM 12,3- 1c58-3c20- Fior 16.
As we consider the fourteen central frescos as seven groups
of pairs, this episode is coupled with the Water Gushing out of
the Rock. The two panels, placed on the sides of the portal midway
of the whole cycle, show the Saint working wonders on Nature rather
than Mankind. The special importance of Nature does not only mirror
a new artistic feeling of Giotto's team; it had been a peculiar
feature of Franciscanism for dozens of years. Another link is
that in the previous panel the Saint heard the prayers of the
one who was leading him on the wordly way whereas here he is heard
by the birds-followers that are guided by him on the way to heavenly
life. This play of parallel oppositions was typically medioeval
and although historical remarks are beyond the scope of this work,
the influence of this episode on the popular iconography of the
Saint should be taken into consideration.
For a better understanding of this episode and its characters
we should consider the literary sources: the episode follows the
Saint's decision to devote himself to preaching, after he had
been querying the Holy Spirit. Here the preaching is addressed
to birds, that in allegorical form stand for the Saint's followers,
as is clearly expressed in Saint Bonaventura's version but also
in a later reference, the Little Flowers, whose earliest source
in Latin , the Acta, is about thirty years later than Giotto's
work. The Little Flowers mirror the popular worship of the Saint
in the late 14th century; although there is no evidence of direct
influence, both this episode and the previous have a particular
relevance in the text. Number XVI is the one related to the fresco
under exam: it ends with an open parallel between the Franciscan
friars and the birds of the sky that with no wealth of their own
only trust in Providence.
The scene focusses on the foreground image of the birds thronging
round the Saint for protection: the Saint preaches to the birds
in the ways described in the literary sources: he leans over them,
and they gather in a group towards him. The visual effect is heightened
by the tree bowing over them almost closing the space and pushing
them towards the Saint. The background is deliberately distant
and separated from the main scene, also owing to the choice of
color: a prevailing blue contrasting with the warm colors of the
earth.
The structure of the composition is such that the body of the
Saint is placed on the left wheras his head appears almost in
the middle of the panel thus separated from the leafy fronds of
the tree behind him and from the friar going with him. A curve
follows the Saint's back from the ground to the aureole, which
also highlights the Saint's head. The figure of Saint Francis
forms an arch with the tree on the right, almost a window of the
Basilica, for the space inbetween is a wide open view in the distance.
Contrasting with this image, the left part of the fresco is marked
by the vertical figures of the friar and the trees behind him.
Though part of the story, the friar is left isolated from the
main structure of the fresco, him being a spectator and the Saint
being the protagonist of the episode.
In sum, although there are supportive arguments for considering
the birds a metaphor for the friars of the Order, I believe that
for one thing no hint to indecisions appears in Giotto's frescos,
which was part of Saint Bonaventura's narration and thesis. Secondly
there is no reason why we cannot consider the followers a more
general category: just like Christ's exhortation to be like birds
of the sky, Francis's preaching can be addressed to everybody.
SIXTEENTH EPISODE
(First of the Fifth Pair of the Second Series)
When the Blessed Francis impetrated the salvation of a knight of Celano, who piously had invited him to lunch and after confessing himself and arranging things for his house, while the others were about to sit down for lunch, suddenly expired,God resting his soul.
LM 11,4- 3c41.
In Trattato dei Miracoli this episode follows another episode
about a man who was raised from the dead so that he could confess
himself and in both cases Tommaso da Celano, besides stressing
the importance of confession and the special favor of God enjoyed
by the Saint, aims at showing the blessing that people acquire
when they welcome the Franciscan Friars.
Legenda Maior provides a different context, since the episode
follows an example of the Prophetic Spirit of the Saint, which
was unheard on the occasion of his journey to the Holy Land, with
terrible consequences, which is underlined by Bonaventura. In
both cases Saint Francis's carisma is exalted; however the writer
still undelines the merits gained through offering hospitality
to Franciscan friars. In fact the next episode in his book deals
with the punishment of an ungrateful canon. Indeed these episodes
all concern the attitude that people should have towards the Saint
and the Order that he founded. They aim at educating the pilgrims
about the values of benevolence and confidence.
This panel is subdivided into two parts. On the left there is
the Saint and the friar that accompanied him (we have to bring
in mind that Francis was not a priest and therefore he could not
confess). On the right there is the dead man, surrounded by his
friends and the women of the house. The two parts are subdivided
by the lower part of one of the two pillars supporting a balcony
jutting over the laid table, behind which the Saint and the friar
are placed.
The pillars are curved forward forming a lobar arch in order to
support the balcony more efficaciously. It should be noted that
this part of the ceiling is curved as well, despite the fact of
keeping the coffered decoration. The strangest thing is that the
pillar on the left is not placed at the end of the balcony but
shifted inward, which makes it jutting without having the lobar
shape of the part of the ceiling between the two pillars. The
part of the wall on the left has the same decorative pattern as
the pillar on the upper and central part and is also ornated with
a flowery pattern.
This would appear awkward if there was not a structural problem
here: the privileged space assigned to the Saint and the friar
behind the table, that is the space included between the two pillars,
does not fully cover the space of the whole table and its footboard
and the friar appears tangent to the left pillar. Why does not
the pillar on the left close the space as it would be reasonable?.
Indeed all the other features appear regular: the Saint is standing
to acquire importance and he is placed in the middle of the space
between the left border of the whole frescoi and a semi-column
protruding from the wall of the Basilica. This semi-column is
painted with the same blue that covers the background of the fresco
so as to disappear from the point of view of the image. Yet it
preserves its structural importance, which explains the apparently
illogical structure of the fresco: the priviliged space is not
bound within the balcony, but it is marked by two external elements:
the frame of the fresco and the semi-column of the Basilica.
The composition of the image is clear: the dead man is placed
on the right and is surrounded by mournful men and women, the
latter wearing their hair loose as a sign of mourning. Between
this group and the friars on the left a man attests the miracle
and by pointing to the Saint with one hand and to the dead man
with the other lets the pilgrims connect the two parts of the
scene. The left hand of this man, so close to the Saint's, is
painted very similarly to it and they both suggest something like:
"Here, look...!".
In this fresco the Saint shares his preminence with the dead man
since, although not central, the latter is the focus of the looks
of many characters, which creates ideal lines driving the viewers'
looks to him. One of the highest moments of drama is reached through
the image of the woman who holds the body and fixes her eyes on
the dead man's eyes: the one-way dialogue with the dead!.
One last consideration about the figures of the image brings back
the technical subject: while some characters appear under the
semi-column, the man attesting the miracle is placed according
to the pictorial subdivision of the fresco, that is not under
the semi-column, but shifted to the left as if the space of the
Saint was limited by the balcony, above and on the sides. In fact
the balcony appears tangent to the semi-column, but the space
thus limited is excessively shifted to the left. To reduce this
effect and in order to place the Saint in the middle of the semi-column
and the frame of the fresco, the pillar on the left is shifted
inwards. The semi-column, though painted in blue, was still conspicuous
because of ots tri-dimensional features. However the painter decided
to place the group on the right as left as the pillar of the balcony,
thus having some characters under the semi-column.
The impression one gets is that the painter did not manage to
come to a full solution to this structural problem and the result
appears a compromise. We do not know whether this fresco is the
final result of many corrections or the initial intuitive but
uncertain solution to the technical question that the presence
of the semi-column raised; however this appears to be the least
clear fresco of the cycle from the viewpoint of technical analysis.
SEVENTEENTH EPISODE
(Second of the Fifth Pair of the Second Series)
When the Blessed Francis in front of His Lordship the Pope and his Cardinals preached so piously and with such force that it became apparent that he was talking words of divine inspiration rather than of human wisdom.
LM 12,7 -1c73-2c25.
This episode, like the previous, is about the Saint's prophetic
spirit. Besides the ability to foresee the future this also implies
the fact of speaking inspired by the Holy Ghost.
Before we analyze the choice of the friars and the painters as
regards the ways of this representation, we must take into account
the fact that preaching in front of the Pope was an honor and
a recognition of exceptional rhetorical and theological experience.
In fact in those times there was a special charge at court for
the purpose.
The main sources for the fresco are the two lives by Tommaso da
Celano and Saint Bonaventura's Legenda Maior. Both authours refer
to Francis's shyness and difficulty of speech that is overcome
only invoking God's intervention. Tommaso da Celano, in particular,
describes the Saint carried away by his preaching and restless,
"almost jumping".
He then underlines the prophetic aspect of the incident and describes
the Holy Spirit as blowing over the Saint inspiring him to ask
the Pope, and the latter to give him Cardinal Ugolino as a patron
for the Order.
The story then offers the opportunity to underline the loyalty
of the Order to the Pope and at the same time the fact that its
birth and constitution were wanted and arranged beforehand by
God. Saint Bonaventura groups the episode with a series of wonders,
and presents it in a short narration as a miracle of the Holy
Spirit.
The fresco has a different standpoint: Saint Francis looks like
a Doctor of the Church that could nearly teach the Pope who is
portrayed in a very attentive attitude together with the Cardinals.
Could this be a hint to a certain theological autonomy being expressed
by the Order?
What is certain is the fact that the fresco includes a friar that
does not appear in the sources in order to preserve the indissoluble
link between the Saint and the order and that the Saint points
to himself as to suggest that the topic of the sermon concerns
him and/or his work, but in fact to signal to the viewer that
the attention of the Pope and the Cardinals is directed to him.
This effect is also well realized through the composition of the
fresco, which is clear and rational, the columns dividing the
space and the ideal lines joining the looks of the Pope and of
the Cardinals with the Saint's eyes.
The characters that cannot look straight at the Saint, do not
either look at the Pope, but are portrayed absorbed in meditation
probably aroused by the Saint's sermon. This attitude excludes
the thesis that Saint Francis's gesture with the hand could be
interpreted as a reply-question to the Pope's request to speak,
going "Me?".
Considering this should be a consistory it appears strange that
only one of the clergy is wearing a cardinal's hat. This character,
the first on the right, must be Cardinal Ugolino, who had brought
Saint Francis in front of the Pope and had become the patron of
the Order at the Saint's request. He is sitting, of course, at
a lower height than the Pope and Saint Francis, but he is the
main character of the portion of space where he is placed.
In fact, the fresco is divided by the two front columns into three
areas, one for each protagonist of the story and the cardinal
is indeed one of the main characters of this episode.
A few final considerations follow from what has just been said:
the notion of spatiality here is fundamentally unitary and apart
from a slight incoherence in drawing the Pope's pedestal, this
is one of the most accurate frescos as far as spatial and perspective
construction are concerned. The characters are all placed within
a space enclosed on three sides by a heavy draping - which was
used as a non-conducting material at the time.
The fourth wall is open, of course, but also limited by the two
front columns that separate the space assigned to the Saint from
that assigned to the Pope and the Cardinals.
Differently from earlier frescos that also presented a division
into three parts, this panel can be considered a triptych, whose
unity is preserved by the composition. Francis is not in the middle
of the semi-circle of cardinals as it could have more simply been,
but on the left, maybe because it would have been rather unseemly
to paint a member of the clergy in a concealed or not very visible
position.
On the other hand, the Pope, though nearly central, addresses
his looks and the viewer's to the Saint thus making him the protagonist
of the episode.
EIGHTEENTH EPISODE
(First of the Sixth Pair of the Second Series)
As the Blessed Anthony (of Padua) was giving a sermon about the Crucifix in the Chapter of Arles, the Blessed Francis, physically absent, appeared and stretching out his arms blessed the friars, as witnessed by a certain Monaldo: and the others felt immense joy.
LM 4,10- 1c48-3c3.
In Vita Prima by Tommaso da Celano the emphasis is on the Cross:
the Saint is portrayed on the threshold, as if he is about to
enter, uplifted in the air with his arms stretched out with a
blessing gesture in the shape of a cross. In Trattato dei Miracoli
friar Monaldo, who sees him first, describes the Saint with his
arms stretched out like a Crucifix and the episode is included
in a group of stories all showing a relation between the Saint
and the Crucifixion. As the description of Francis is also morphologically
similar to the image of Christ Crucified, the episode can be read
as an anticipation of the well-known miracle of the Stigmatas,
a unique privilege of the Saint. Legenda Maior emphasizes the
relation between the Saint and the friars of the Order as he highlights
the spiritual presence at the Chapter as a statement of truth
for Saint Anthony's words. This sort of warranty also applies
to all friars of the Order when they preach- the episode could
be related to the previous where the Saint proves his rhetorical
ability and shows his prophetic spirit in front of the Pope.
The two possible readings are interconnected since both present
the Saint as an alter Christus, who with his human limits imitates
Christ on his way to perfection and when he gets close to it,
he appears to his friars like Christ did to his disciples after
the Resurrection, and continues Christ's work by supporting and
repairing the Church of Rome through the Order he founds. The
climax of the process will be the miracle of the Stigmatas, a
prize never granted to any other Saint.
The structure of this fresco is provided by the two windows and
the door behind them in the middle. Saint Francis stands at the
level of the side wall by which, on a lower plane, Saint Anthony
is preaching. The painter had to find a compromise solution to
the fact that the two Saints were both acclaimed: Saint Francis
is obviously in a central position for his order, but the Saint
of Padua has a special position as well. The other friars whether
sitting or crouching on the floor are all below the line of the
window-sill either in meditation or attentive to the words of
the Saint.
The friar that first has the vision raises his face and with his
look addresses the viewers' looks to the Saint. The other friars
are all looking at Saint Anthony, except for those who for their
position would have been excessively twisted. Another exception
is the realistic portrayal of a friar who sits showing his back
to the Saint and talking to another friar. In any way all of them
show at least part of their faces.
A curious detail of this picture concerns the ceiling whose section
is decorated where the plane of the ceiling meets the plane of
the fresco, as if it needed some sort of embellishment. The decoration
cannot belong to a porch-roof outside the main scene since there
is one whose pillars are visible beyond the windows. Its beams
are drawn almost on a vertical line to show the considerable inclination.
The space of this interior is not limited to the right by any
precise boundary but it is by the vertical plane that ideally
touches the rigid geometrical structure of the friars' bench.
Here Giotto does not appear to be capable of creating a unitary
closed space as he does in the fresco of the preaching in front
of the Pope.
Another feature of this particular fresco concerns the horizontal
lines of the upper part (the beams of the ceiling) and of the
lower part (the bench and the pedestal where Saint Anthony is
standing). They converge towards a central horizon line which
more or less coincides with the window-sill. The cord of Francis's
cowl is just over it whereas Saint Anthony's arms are just below
it in perfect accordance with the required hierarchy.
NINETEENTH EPISODE
(Second of the Sixth Pair of the Second Series)
As the Blessed Francis was praying on a ridge of Mount Verna, he saw the image of Christ Crucified in a Seraph's shape, marking his own hands and feet and the right region of the ribs with the stigmatas of the Crucifixion and of Our Lord Jesus Christ.
LM 13,3- 1c 94/95 -3Cp 69- AP 46-LEE 5- Cons. 4.
The main reference for this episode appears to be the Considerations
about the Sacred Stigmatas, enclosed at the end of the Little
Flowers of Saint Francis, which were written later than the time
of the frescos in point of fact. They are rich with details over
this miracle, such as the poor houses for the Saint and Friar
Leon and the cleave of the mountain. The earlier sources do not
indulge over details about the Saint's movements with his companions
on Mount Verna. In fact there are very few hints to the circumstances
of the miracle. One reason for this could be the Saint's reluctance
to speak about or show those holy marks.
These details are not wanted to understand the fresco the panels
always having tituli while other explanations were given by word
of mouth to the pilgrims when they visited the Basilica. If the
emphasis was on the miracle, it would suffice to merely picture
Saint Francis receiving the Stigmatas the way the earlier sources
narrate it, and the pilgrims would have related the scene to the
whole story. Since nothing in the cycle is either left to chance
or unwanted and since there was no reason to devise such details
as setting and characters it is more likely that Giotto's choice
mirrored specific time and place circumstances that were told
in a possible oral tale or legend which isno longer available
as a source and from which also the Flowers drew inspiration.
Moreover if we compare the fresco with the picture that is kept
at the Louvre, we see that the two poor houses are still there
in the scene, even though the figure of Friar Leon disappears-
which most likely happens for reasons of space. Apart from the
considerations about authorship, it is important here to observe
that even in a process of simplification such as this one from
the fresco to the painting, the two houses are not considered
superfluous elements, which confirms the hypothesis of a lost
source or of a legend.
About the figure of the friar, he can either be a witness to the
episode like in many other cases or his presence is wanted to
attest the presence of the Order on such an important occasion.
The latter idea is supported by the elected attitude of the friar:
he is reading and he does not look at the main scene. Indeed not
one source refers to any witness to the miracle, whereas the fact
that the Saint was always accompanied by his early mates was an
established tradition. The Considerations mention the name of
Friar Leon.
As for the two little houses, they are obviously attributed to
the two characters, since the Seraph is here identified with Christ,
like the voice in the episode of the dream of the Palace. However
it must be remarked that their shape is made similar to that of
a church, and inside the left one the frontal of an altar is discernible-
the pilgrims would anyway consider the two houses as holy places.
Finally I believe that it would have been very naive to paint
two houses only to justify the presence of Friar Leon, also on
consideration of the fact that he is represented isolated from
the site of the miracle.
Summing up, the scene of the fresco is very similar to the story
in the Considerations. Unless we consider the latter a derivation
from the fresco, which is very unlikely, they must both refer
to a lost tradition.
When it comes to the analysis of the structure, the first thing
to be observed is that although this fresco is not symmetrical,
the masses appear well-balanced also from a tonal standpoint.
A vertical line starts at the top of the mountain, passing between
the Saint and the house behind him, made noticeable thanks to
the parallel lines of trees. The line ends where the edge of the
precipice is made hollow on that part of the ridge where the Saint
is kneeling. To the right and to the left of this nearly invisible
line the mountain stretches its flanks according to a very simple
sketch.
The figure of the Saint is drawn following the lines of the landscape:
the back is vertical like the external wall of the little house
behind him, but he appears slightly bent to the right like the
profile of the mountain. The edge of his cowl follows the curve
of the ridge, its folds multiple like the broken line of the rocks.
To the right, in a lower position and separated by the cleavage,
sits the other friar reading in meditation in front of the other
house. Up above, against the intense blue of the sky, there is
the Seraph with a Christ-like face. This image shows up because
of its bright and red hues, that allude to the building behind
Saint Francis, with which it is in tone-balance. There is in this
fresco a special play with colors, since the balance between the
two friars also serves the purpose of including Friar Leon in
a scene to which he would have been otherwise external.
The most striking feature of this fresco is the presence of very
thin lines joining the Seraph's sores (hands, feet and ribs) and
the relative parts of Francis's body. Since the Seraph-Christ
is placed higher than the Saint, the lines cross and the one reaching
Francis's left foot, passes behind his body. This is an exception
to the strategy of the cycle which is usually based on links created
by ideal lines joining the looks of the characters.
In point of fact this particular fresco is the climax of the cycle,
showing the highest point of perfection reached by the Saint.
Francis achieves the maximum state of sanctity for a man thanks
to the miracle of the Stigmatas that proves his perfect imitation
of Christ. As we know, this was the most discussed miracle at
the time of his canonization and the very iconography was long
debated. Thence the exceptionality of Giotto's representational
strategy here.
This episode is of capital importance for the Order, that becomes
the guardian of an authentic way to perfection and imitation of
Christ, also acquiring a unique position in the history of human
salvation. The iconography must be clear and unequivocable: the
Saint's Stigmatas were to be the specular image to those of Christ
and the presence of the Order had to be attested to grant the
continuity between the founder and his followers, which becomes
a common feature of the cycle from the moment of the Approval
of the Rule onwards. Moreover, all that concerns Saint Francis
and the Order is sacred, e.g. the poor houses resembling chapels
in this fresco.
By now the Saint has reached the climax of his earthly journey.
The Franciscan Order will have to carry on his work.
TWENTIETH EPISODE
(First of the Seventh Pair of the Second Series)
As a friar, at the time of the Blessed Francis's transit, saw his soul ascend into Heaven in the shape of a brighest star.
LM 14,6- 1c 110-2c217- 3Cp 68.
The literary sources describe the scene as it was seen by a
friar, Francis' soul ascending " like a star, as big as the
moon, and bright like the sun, brought on a snow-white cloud"
(Vita Prima).
Giotto's interpretation focusses on the very moment of the transit
which covers the upper part of the fresco. But the painter modifies
the scene by adding a number of angels (six are symmetrical to
the image of the Saint's soul and four actually support the moon-like
disc which in its turn appears over a cloud). Within the disc
the Saint's bust shows the Stigmatas. This image looks like a
painted medallion that the angels exhibit to the pilgrims.
The lower part of the fresco illustrates the mourning for the
Saint's death. The mortal remains are surrounded by eleven friars,
who are depicted in various attitudes of sorrow and compuction.
One kisses Francis's left foot, while another is holding a hand,
in accordance with Tommaso da Celano's description. The Stigmatas
of the right hand and of the feet are clearly observable; the
ribs' are also visible through an oblong cut in the Saint's cowl.
The central band is the fullest, with a crowd of friars, among
whom one is wearing priestly paraments.
The reason for this subdivision into zones is the preoccupation
for conveying the message that there was no particular or exclusive
heir to the Saint's mission. All the friars enjoy such inheritance,
those who were with the Saint at the time of the Approval of the
Rule and those who came later, respectively represented in the
lower and central part of the fresco. And Tommaso da Celano is
quite clear over this issue, when he describes the blessing act
of the now blind Francis, before he dies.
The question arose because some people interpreted the blessing
as a personal address to friar Elijah, who in fact receives it
for the whole Order. No one among the early mates and no one after
them could claim this special role- the same goes for the question
of the blessing to Bernardo da Chiaravalle. In fact, after Elijah's
excommunication, this incident disappears from the narrations
that follow Vita Prima, though the rest of the episode is kept.
The structure of the composition is similar to that of a Church,
with the three areas much more connected than they appear at a
first sight. Up above there is the Saint, like in a gothic rosette;
in the middle there are the friars and the whole Order, in a semicircle,
like an apse; below there is the Saint's body and the group of
the founders of the Order, like in a Cathedral's crypt where the
martyrs' and the Saints' bodies represent the foundations and
pillars of the Church as well as of the people's faith. Finally
the light which shines in the upper part of the fresco reminds
of the light that in cathedrals symbolizes the Divine Grace in
which people hope.
Even if this idea were not planned by the friars of Assisi or
Giotto, the effect would be the same. The characters concentrate
on the sides of the three different levels, so that the figure
of Saint Francis becomes central though in a low horizontal position.
A sort of emptiness is made into the centre of the image, the
most hollow part of the semicircle formed by the friars which
has the Saint's figure projected forward in the most central and
visible position, with the exception of one friar, who partly
covers the Saint's legs, closing the space to the viewer. Perhaps
this first image of the Saint's death was to be bound within the
Order's context.
One final remark concerns the tones of the fresco, which become
lighter as the viewers' looks move upward. From the warm brown
color of the friars'cowls and of the ground to the alternation
of white and black clothes of the friars ( those who are officiating
and those who are not), to the cold and deep blue of the background
sky and the shining white of the angels, the movement is suggestive
of the passage from the earthly death to the heavenly life.
TWENTY-FIRST EPISODE
(Second of the Seventh Pair of the Second Series)
When Friar Augustin was a Minister in Terra di Lavoro, ill
and close to the end of his life and having long lost the power
of speech, he cried: " Wait for me, Father, I shall come
with thee" and once dead, he followed the Saint.
Moreover, the Bishop of Assisi, on the mountain of San Michele
Arcangelo, saw the Blessed Francis, who said to him: " Here
I go to the Heavens".
M 14,6- 2c 218/220.
This fresco completes the last pair of episodes of the central
series. It includes two different wonders which are described
as contemporaneous to the Saint's death and ascension and repeat
the model of the friar's vision of the Saint's soul. Differently
from the other pairs- all showing distinct aspects of the Saint's
life- this pair presents one moment (the vision of the Soul) in
three different places, two of which are fused in one panel.
Giotto follows the literary sources which all agree about this
episode being told in connection to the previous vision, including
the reference to those who witnessed the Saint's ascension. Therefore
Time is unitary and Space is differentiated into three scenes,
and, needless to say, three is the number of perfection. The two
spaces of this fresco appear divergent, which stresses their separate
position, though the time of the action is supposed to be one.
Time and Space are fundamental notions for the development of
Western thought and art and Giotto for the first time in european
painting emphasizes this relationship.
This is also the first fresco that does not portray the Saint's
corporal body, although the ideal connection with the previous
panel makes it less obvious to the viewer, who must have been
considered positively to follow the planned circuit.
This pair means that the Saint's death was immediately acknowledged
as a fundamental moment for the Church, since the Saint's legacy
concerns the closer Order (including the early followers and all
the other friars) and the farther Church Hierarchy. The viewer,
then, first sees the panel devoted to the Order, which has a bigger
space, and then the panel devoted to the Secular Clergy, in its
two representatives, namely Friar Augustin and the Bishop of Assisi.
The panels also make the Order and the Secular Clergy of Assisi
witness to the Blessed status of the Saint that lived and died
in that tow.
The role of the Order appears uppermost here, higher than the
clerical hierarchy. In fact the Order was always respectful of
the authorities, which suggests that the intention of this panel
was mainly to create cohesion within the Order rather than address
the people external to it. Alternatively the Bishop's role as
a witness would have been greater.
The figure of the Bishop calls to mind other episodes of the cycle:
it was the Bishop who first accepted Francis into the world of
the clergy, even though in an informal way, at the moment of the
Renunciation to the father's riches. And his position here recalls
that of the sixth episode not to mention the fact that in both
panels the Bishop is portrayed in his paraments and in a rich
bedroom to make him easy to recognize.
The two episodes showed in the panel differ considerably. The
Bishop is alone in a room of which we only see a corner, part
of the ceiling, and the outer part of a garret; the furnishing
fabric and the Oriental carpet on the floor look very valuable
but the position of the Bishop in a corner of a room whose dimensions
are not explicit diminish his importance. On the contrary Friar
Augustin's bed is surrounded by many brothers who show care and
preoccupation till the moment of death, a sign of the community
feeling that characterizes the Franciscan Order. The space is
larger and the architecture is better defined. The room shows
two inner and one outer side to the viewer, thus allowing a sense
of largeness and depth Moreover the room looks more like a church
than a monk's cell. Indeed this shape recalls the scene of the
Saint's death.
From a technical point of view the architecture of this fresco
is very interesting. The upper part of the architecture is accurate,
featuring a number of marble statues on top of the pillars (supposedly
four, though only three are visible) and two flights of stairs
leading from the roofs of the two aisles to that of the central
nave. The bell-tower in the background and the cross-vault add
to the church-like appearance of the setting.
The vertical dimension is emphasized by the high thin pillars
that let the scene be seen. The friars are all standing: there
are four on each side of the bed and two in the middle closer
to Friar Augustin. On each side two characters stand outside the
architecture, thus creating a linking element between the spatiality
of the scene and that of the real Basilica. This is very likely
the first attempt at such an effect in the history of painting.
This is evident because the space of the cloister (or of the church)
must be limited by a front wall as well as by the upper architecture
that has been described. Even though the wall is missing to let
the scene visible, all the characters should have been within
the spatial limits of the two front pillars. This also strengthens
the assumption that in the previous episode the viewers have been
deliberately left out.
Let us consider another element that in previous frescos had been
definetely neglected- the feet. Here, the friar on the right has
feet that point to the edge of the fresco, and imaginatively step
out of it, projecting the scene to the inner part of the Basilica,
the pilgrims being on a lower plane.
The figure of Friar Augustin covers part of the narrow space between
the two front pillars which is characterized by other geometrical
features than the vertical lines: the horizontal bed, the inclination
of Augustin's body and the movement of the friars' arms. In particular
the friar on the left seems to address the viewer in a gesture
of invitation to observe the scene, thus adding to the sense of
depth of the panel.
The other scene is not as well projected towards the pilgrims,
both because there is no frontal architectural reference and because
the upper part of it seems to be located on a plane that lies
behind the bell-tower of the first scene. Moreover this part of
the scene is decoratively empty as compared to the complex architecture
of the other setting, with its statues, arches, and rich decoration
of which the lily on the pinnacle is the most striking element.
All this confirms the hypothesis that the plan of the cycle aimed
at respecting the clerical hierarchies, but leaving them figuratively
aside, with a marginal role in this prevalently " inner matter"
that is the works of the Basilica of Assisi.
TWENTY-SECOND EPISODE
(First of the Third Series)
When the body of the Blessed Francis lay at the Porziuncola Master Geronimo, an acclaimed doctor and man of letters, removed the nails and with his own hands inspected the Saint's hands, feet and ribs.
LM 15,4.
The third series of the plan is devoted to the burial and canonization
of the Saint. It may appear excessive to give such an importance
to events that follow the death of the Saint, but at the time
ceremonies and miracles were of great consequence. Moreover this
part of the cycle wants to affirm the work and role of the Order
after the Saint's death, because the whole community pursues the
founder's aims and identifies itself with him. The miracle of
the Stigmatas covers therefore the whole Order with a special
sanctity.Obviously enough, the first fresco of the series testifies
to the miracle of the Stigmatas.
The titulus is explanatory enough in this case. As for the literary
sources, the episode is mentioned only in Legenda Maior and in
the later Considerations on the Holy Stigmatas included in The
Little Flowers. The most obvious remark here is the parallel between
Master Geronimo and Saint Thomas, since both want to search the
Stigmatas, which reinforces in fact the parallel between Saint
Francis and Jesus Christ.
This is the first and greatest of the Saint's miracles, though
it would be more correct to say that this is a miracle concerning
the Saint. In any case, what is relevant here is that this is
not merely a witness' eye, but rather a medical report. Master
Geronimo is both a man of science and a man of faith - he is compared
with an apostle- , but his role here is to give evidence for himself
and everybody else. Indeed the exceptionality of this miracle
made it the most discussed case of canonization, since it appeared
as an excessive honor for a human being, though a Saint, to be
so close to the Grace of God as to suffer the same wondrous sores
as Jesus Christ. In some ways, considering the popular feel of
the cult of Saints, the Clergy could even expect a sort of envy
for this outstanding Saint.
The composition of this fresco is not singular reminding in particular
that of the Nativity Scene of Greccio, because of a beam supporting
a central Crucifix and two side panels, representing the Virgin
with the Child on the left and Saint Michael on the right. The
main difference is that these images are seen from a frontal viewpoint
and not from behind like in the other composition.
We suppose that this is the beam that also supports the Iconostasis,
which in this case is not a series of wooden panels, but a heavy
cloth that has been here removed for the sake of the blessing
of the corpse. The body of the Saint must lie outside it, since
from the viewpoint of the liturgy there are even today precise
minimal distances between a corpse and the altar. A dead body
would desecrate the altar that keeps the Eucharist, i.e. Eternal
Life. The scene of Greccio, on the contrary, was set beyond the
Iconostasis, because it concerned the moment of Consecration.
The beam cuts the panel into two areas horizontally and the action
takes place in the lower area. Like in the episodes of the Saint's
death and of Friar Augustin's vision, the figure of the Saint
catches the eye because of the horizontal position. All the other
characters- here are men only, differently from the scene at Greccio-
are standing, except for Master Gerolamo who is kneeling and indeed
forms one shape with the body of the Saint, breaking its line
in the middle of it.
Gerolamo's looks are obviously directed to the Saint's chest,
which he searches with one hand while the other unfastens the
cloth. Following his looks, the viewer's too are directed there.
The isolation of this scene is highlighted by the apparent distraction
of the other characters, who are all intent on carrying out the
funeral service. This fresco presents a real crowd, with their
typical attitudes, a series of different looks and postures that
eventually do not make a significant difference or distinction.
There is, though, one character that stands out- the gentleman
on the left, whose body bends smartly in the opposite direction
to that of the rigid staffs held by the clergymen in front of
him. His fluttering cloth seen from the back and the position
of the feet drawn according to perspective laws suggest the supposition
that this character was drawn later, or painted on a previous
drawing about a hundred years later. This is also likely for the
Archangel Michael's face, since traces of a previous drawing are
visible.
TWENTY-THIRD EPISODE
(Second of the Third Series)
The crowds that had gathered to carry the sacred body adorned with celestial gems to the town of Assisi, holding dry branches and a large number of lit candles, show it to the Blessed Clare and the other Holy Virgins.
LM 15,5- 1c 116/117.
The literary sources for this episode are Vita Prima and Legenda
Maior. Tommaso da Celano sets the scene inside a church, whereas
Giotto locates it outside it. One reason may be that he associates
the event of the funeral procession with the episode of the mourning
of the Poor Clares. This is also the only fresco that portrays
the Sisters of the second Franciscan Order. It was only rightful
to do that at least once, all the more because the event was exceptional:
the nuns only broke their enclosure on that momentuous occurrence.
Tommaso da Celano underlines this factor.
The scene is situated in front of a Gothic church reminiscent
of the Arnolfian architecture. An imaginary cross divides the
fresco: the upper horizontal line joining the heads of the crowd
with the architrave of the central door, the lower joining those
of the side doors. The left corner is the vertical line that divides
the scene into two: the mourning sisters (the word was used by
Saint Clare herself) stand on the right, just coming out of the
church, with bent heads and looks directed to the Saint's face;
the crowd stands on the left.
There is here the now well-known play of looks between the nuns'eyes
and the dead eyes of the Saint. Normally this device was used
to indicate- especially to those who could not read- the subjects
of the dialogue of the episode. But here there is no dialogue,
the Saint is dead and his eyes are closed. A similar artifice
had been employed in the episode of the Death of the Knight of
Celano.
There is no deeper sense of death than this representation of
sorrow. Within the general structure of the composition, a priviliged
mute dialogue is constructed between Saint Clare and the dead
eyes of Francis. She stoops towards him nearly embracing and shaking
his body as if it was alive, but her gesture cannot but be without
reply. The intense moment is heightened by the closeness of the
faces and the specular profiles of the cowls, especially on the
heads and necks. A triangle is formed that expresses the special
relationship that existed between the two Saints.
At a distance the other nuns repeat Clare's inclination of the
bodies and faces, with a particular emphasis on the looks. One
of them is bent over the body and kisses the Holy Stigmatas, thus
filling a compositive void between Clare and her nuns. In fact
the bent profiles are connected to the rest of the standing group
thanks to the folds of the drapery of another nun who is standing
behind them.
The area properly concerning Saint Francis is characterized by
the horizontal lines of the body made stiff by death and of the
litter covered with a cloth hanging heavily on the front plane,
thus making a compact bulky mass strike the eyes of the viewers.
The left part of the scene is filled with a crowd that presents
more variety, though the general attitude is one of compunction.
Their looks are mostly directed to the Saint, and the attention
is drawn to the Saint's body by the presence of three characters
that are bent towards his head. One of them is seen from the back
and seems to be calling someone standing farther. An ermine on
his shoulders indicates him as a Magistrate; other men of Justice
are discernible among the crowd.
Giotto's intention was to portray the notables of the town leading
the crowd. The friars here play a lesser role and are only noticeable
thanks to the long candles that they hold. Their attitude is not
desperate since from a Christian standpoint the Saint's death
inaugurates hig Glory in the Heavens. The palms some of them hold
symbolize that Glory.
The candles and the palms also have a compositive purpose. The
former carry on the vertical orientation of the spires of the
church. The latter fill in a void over the crowd: that space would
have been excessively empty in comparison to the rich decoration
of the building. There is also a big tree with a child climbing
on it, a classic "topos" . This part of the fresco calls
to mind Jesus Christ's thiumphal entrance of Jerusalem, with another
parallel between the Saint and Jesus. The fresco represents the
tribute of the town of Assisi to the Glory of the Saint.
TWENTY-FOURTH EPISODE
(Third of the Third Series)
When the Holy Father (Pope Gregory IX) personally visited the town of Assisi and having carefully examined the miracles and with the friars' witnesses, he canonized the Blessed Francis and registered him in the Saints' roll.
LM 15,7 - 1c 123/126- 3Cp71- AP 46/47.
This is the solemn canonization of Saint Francis that occurred
on the 16th of July 1228. The very titulus emphasizes the importance
of the friars' witnesses, which we have noted as a constant element
of the frescos of the first and especially the second series.
The literary sources do not indulge on the description of the
ceremony, except for the first, i.e. Vita Prima. Tommaso da Celano
writes a whole section on behalf of the Pope. It seems that the
canonization took on importance because of the historical context.
Facts such as the uprising stirred by Frederic the Suevian that
very year, the Pope's frequent journeys to Perugia for political
reasons suggest that the Pope might have thought of the occasion
to strengthen his power. The Franciscan Order was a firm support
for the Church of the time.
The fresco does not refer to those events in any way, which is
not difficult to understand: about seventyfive years had passed
between those difficult times and the making of the cycle. Saint
Bonaventura himself in his Legenda Maior deals with the canonization
as an obvious matter.
The composition of the fresco is centred on a large elevated covered
baldachin, which is empty. Its function is to separate the various
groups of people attending the ceremony. The right corner (the
farthest from the viewer) cuts the panel into two areas with an
imaginary vertical line. The central line that represents the
floor of the baldachin is drawn outside this on the same axis
as the heads of the characters sitting beside the Pope, but the
crowd of notables at the back estranges from this effect and expands
with no reference to the compositive structure.
The crowds end up being cut off the structure, almost as if the
painter wanted to include more characters than he possibly could,
with the result that the structural function of the baldachin
gets lost. The overall impression is that the geometrical plan
of the fresco was not respected. This panel might be the first
to be abandoned by Giotto and continued by some other painter
unable to understand the indications of the magister.
Below, between the two staffs that support the baldachin, stand
the friars behind an altar. The Pope, a Cardinal, a Bishop and
a friar stand opposite; in front of them in a lower position there
is a crowd of women with several children whereas behind them
there is a crowd of notables- women were always segregated in
official rites.
The positioning must have been drawn from Tommaso da Celano's
text that mentions a Cardinal, a Bishop and an Abbot standing
beside the Pope in a hierarchical order. However, the impression
that one gets from this composition is one of "horror vacui"
which never occurs elsewhere in the cycle.
TWENTY-FIFTH EPISODE
(Fourth of the Third Series)
Since Pope Gregory rather doubted the Stigmatas of the Chest, the Blessed Francis appeared in a dream and said to Him : "Give me an empty phial" and once he had it, it was visibly filled with the blood of his chest.
LM 1M, 2.
The obvious function of this fresco is to close the series
devoted to the death and canonization of the Saint by an indisputable
wondrous fact. Once the truthfulness of the Stigmatas is acclaimed
by the Pope himself, the eminence of the Saint and the rightfulness
of the honors tributed to him are ratified.
In addition the exceptionality of the miracle, and consequently
the special status of the Saint also serve to justify the spreading
iconography of the Saint. The earlier panels were dominated by
the indissoluble presence of the friars: his image was that of
the founder of the Franciscan Order. At this stage he becomes
a reference point for the Order and his power as a Saint becomes
the subject-matter of the cycle.
The following three frescos show the miracles that he makes after
his death and from this standpoint we can say that this twenty-fifth
panel links the three preceding frescos with the three that follow.
Legenda Maior, the only literary source reporting the episode,
also gives it a connecting function placing it soon after the
magnification of the miracle of the Stigmatas and before the list
of the following miracles.
By quoting this legend Saint Bonaventura shows his preoccupation
to prove the conformity between the Order and the Church Hierarchy.
However the way the Pope becomes convinced thanks to celestial
intervention seems to underline the idea that the Franciscan Order
takes its origin in the Divine Will rather than in human will.
The scene is located in a well-defined space, with regular and
precise lines, including geometrical proportions. The coffered
ceiling is made of squares whose dimensions create a width-depth
ratio of 8:2. Spatiality here priviliges height, which is about
twice an average man's, if we make a rough estimate referring
to the Saint's height.
The space does not appear deep enough for the scene (the panel
of the Approval of the Rule, for instance, was much more verisimilar
in its proportions). Yet almost all historians of art agree that
at least the plan of the fresco is to be attributed to Giotto.
In fact the depth compression could be a deliberate artifice to
push the image towards the viewers, adding to the visual impact
of the fresco.
Besides this, there are a few more structural features to be examined:
first of all, the whole appears to be constructed on two basic
lines- one is horizontal, the other is vertical. The former is
marked by the edge of the bed and the heads of the characters
couched on the floor; the latter is indicated by the Saint and
by the second character from the right. Fairly enough, this line
is central. A number of parallels to the two main lines develop
within the picture, among which the one created by the tonal contrast
of blue and pink of the bed.
The bed where the Pope is sleeping is the focus of the scene though
decentred on the right of the fresco. It is located on a higher
level than the other characters except for the Saint who is central.
However the heart of the fresco is the communication between Francis
and the Pope, which is symbolized by the proximity of the hands.
They nearly touch on a diagonal line, thus leaving the Pope's
right arm on the right and a certain emptiness on the left of
the Saint.
The suspended baldachin is probably an artifice to focus the attention
on the main scene. It is, though, a beautiful and brave solution:
it is an aerial structure supported by taut ropes, and the perspective
lets both sides of the cloth visible. This is a new technique
that Giotto adopts here for the first time.
Finally, the patterns of the decoration of the floor and the ceiling
as well as the cloths covering the walls and of the bed are all
similar which both reduces the compositive void by narrowing the
space and creates a homogeneous setting.
TWENTY-SIXTH EPISODE
(Fifth of the Third Series)
The Blessed Francis, being invoked by Giovanni da Ylerda, for whom the doctors had given up all hope restored him to health by touching and melting his wounds.
LM 1M,5- 3c 11/13.
This is the first of the three miracles- that close the cycle
of Assisi- the purpose of which is to give evidence of the power
of the Saint after his corporal death. In fact three miracles
are wanted in a process of canonization.
This episode is reported only in Legenda Maior: a knight, after
being wounded mortally invokes the Saint and cured by his prodigious
faculties. The miracle is ascribed to the power of the Holy Stigmatas,
since it is the touch of the Saint's sore hands that heals the
Catalan knight.
The spatiality of this fresco is unitary and rather peculiar within
the cycle. This is one of the reasons why historians attribute
it to a different magister. Space is not allocated according to
narration. Giotto placed each element of narration in a separate
area, constructing space differently for each narrative section.
Here, the story has two moments (the physician, the wife and a
relative on one side and the Saint with two angels and the knight
on the other), but the scene is tripartite.
The room is symmetrically cut by two thin columns, so that there
forms a central section on a square basis, and two side sections,
as deep as the central but less wide. Moreover the central area
appears on a higher level, with two windows on top. This difference
is highlighted by the curtains of the bed and two parapets that
fill in the void of the empty lateral sections.
The two columns cut the scene irrespective of what is behind,
namely the Saint. Thus the two delicate angels end up being the
prominent figures of the picture, though absent in the literary
source. On the left the two men are also partially hidden by the
refined drapery of the curtains.
The stylistic difference in drawing the figures, which appear
more delicate, and the lesser narrative intuition of this second
magister, suggest that he must have not appreciated neither the
significance of Giotto's accurate sense of spatiality nor the
value of his drawing style as his imposing figures seem to make
a statement of their historical importance out of their mass.
Notwithstanding these considerations, it still appears that this
fresco is an organic part of the cycle, whose plan goes back to
Giotto even if the structure or the making of some parts of it
belong to different minds and hands. Here the plan wanted the
exhaltation of the power of the Stigmatas, an eternal source of
Grace, and the fresco carries it out.
TWENTY-SEVENTH EPISODE
(Sixfth of the Third Series)
The Blessed Francis raised this woman from the dead and after she confessed at the presence of some clergy and other people a sin she had not confessed before , she died again and rested in the peace of God and the devil fled in confusion.
LM 2M, 1 - 3C 40.
The episode is told in Trattato dei Miracoli by Tommaso da
Celano and in Legenda Maior with no substantial differences. It
is the first of a series of miracles where the Saint intercedes
with God and raises people from the dead. The confessor of the
fresco is fairly enough a Franciscan friar, a detail that is not
reported in the sources, although it only seems obvious for a
devotee of Saint Francis.
Another difference from the sources is the addition of the representation
of the dispute between an Angel and a Devil of the dead woman's
soul. It symbolizes the fate of man after death- either Heaven
or Hell. This image belongs to the popular imagination and therefore
was included in the panel with no literary reference.
The structure of the composition is easy and not very accurate:
a pillar cuts the image into two parts that are neither equal
nor symmetrical. A certain sense of symmetry is appreciable only
as far as the two groups of people are concerned that stand by
the woman's bed, the fleeing devil being on the left of the pillar
and the driving angel on its right.
Although this fresco is dominated by a narrative principle and
a popular feel, which suggest that the autor be the same as of
the previous panel, it still fully adheres to the propositions
of the whole cycle. Like for the previous panel, our remarks concerning
the author of the work do not imply a judgment on the plan of
the cycle.
TWENTY-EIGHTH EPISODE
(Seventh of the Third Series)
The Blessed Francis freed this man who had been accused of heresy and, by the Pope's decree, sent under an episcopate to the Bishop of Tivoli. This occurred on Saint Francis's Day on the Eve of which the man had fasted according to Church observance.
LM 5M,4 - 3c 93.
The literary sources for this episode are Tommaso da Celano's
and Saint Bonaventura's. The earlier source is richer in details
than the later. Legenda Maior eludes all the contextual elements
that Tommaso da Celano narrates that could throw an embarassing
light over the Church. Although the latter himself shows an initially
benevolent Bishop, he shows an innocent ill-treated in prison.
Saint Bonaventura on the contrary does away with such incidents
as the prisoner's attempt to flee from custody and the political
implications of the Bishop of Tivoli, whose relationship with
the notables of the town were problematical. Most significantly
he omits the innocence from the accusation of heresy. In fact
he implicitly suggests the contrary as he propounds that the man
had gone back to his true faith during the period of custody.
Finally he omits the Bishop's emotional reaction to the news of
the prisoner's freedom.
The scene represented in the fresco is commom to both sources:
the guards show the prisoner with the broken blocks and chains
to the Bishop that kneels down thanking the Lord while his retinue
look in wonder. The composition roughly reminds of the Renounciation
to the Father's Goods, but its structure is less precise since
the action of the two characters is not well connected: the prisoner
is showing the chains while the Bishop is already kneeling in
prayer.
Spatiality is subdivided thanks to the presence of two buildings,
the typology of which is highly imaginative, although the one
on the left recalls the architecture of Pisa. Both present a massive
body and a central tower-like part that goes into a spin towards
the sky. The one on the right, presumably the prison, has a spiral
column that elevates the building while its gravity is preserved.
The building on the left is presumably the Bishop's palace, but
there is no evidence to it.
The towers address the viewers' looks to the sky where Saint Francis
intercedes with God, or, like the sources say, where he returns
after personally freeing the prisoner. The aim of this fresco,
like the two preceding ones is to provide a pattern for the ex-voto
reverence, which has always been a relevant part of a Saint' s
devotion. The fact that the episode occurs on Saint Francis's
Day is not accidenrtal.
Finally a remark about the figures: they are more elegant than
Giotto's and add to the hypothesis that the three last frescos
of the cycle belong to a different hand.
APPENDIX
I include here the conclusions of a short essay of mine on
Dante and the figurative arts entitled La Pittura di Dante and
a number of considerations on Giotto's fame. I recommend the reading
of the whole essay for a full account of the subject whereas for
the sake of the present work the conclusions suffice to clarify
the thesis propounded here.
The english text of Dante Alighieri is the classic translation
by Wadsworth Longfellow.
DANTE AND GIOTTO
Dante's view of art is definitively clarified apertis verbis in the last cantos of Paradiso, where the art of painting appears to be the most apt means to express what is Beautiful and Good. Dante declares himself incapable of describing things and thoughts that are too strong for the human mind (a tint too glaring) so as to overcome his creative ability (my fantasy).
From that one which I noted of most beauty
Beheld I issue forth a fire so happy
That none it left there of a greater brightness.
And around Beatrice three several times
It whirled itself with so divine a song,
My fantasy repeats it not to me;
Therefore the pen skips, and I write it not,
Since our imagination for such folds,
Much more our speech, is a tint too glaring.
(Par. XXIV, 19-27)
He recurs to parallels with painting and in particular he hints
to the question of the shading of folds in a cloth. This was a
difficult problem to which Giotto gradually found different solutions.
As his mastery of the art progressed the solutions became more
skillful. Giotto was aware of problems of tridimensionality and
adjusted elements in space and modified techniques accordingly.
When the color was too glaring (troppo vivo), i.e. too vivid,
he lightened it and in Padua he even modified its tone, which
usually becomes colder. The shade was shifted to blue tones that
did not alter the original color, but apparently made it less
vivid. The cycle of Padua must have been known by Dante when he
composed these lines.
We want to consider the issue of the influence of Dante's work
on the cycle of Padua or alternatively, the evolution of Dante's
idea of painting after the acquaintance with the Giottesque renovation.
The feeling of humanity of Inferno reveals through the paintings
of Padua, yet the publication of the first seven cantos of Inferno
before the exile years is very unlikely, while it is certain that
the two first books were widely known from 1312 on, when the Scrovegni
Chapel had come to completion. On the other hand Dante must have
had a certain knowledge of the cycle of Assisi and it is more
likely that it was him who drew inspiration from the other's work.
If we read the history of art, we see that cycles of painting
tend to replace cycles of sculpture. The art of Giotto contributed
to this phenomenon and we only have to observe that Dante himself
drew inspiration from the art of sculpture for his Purgatorio
only to come to different conclusions in the last Book of the
Comedy. As we have seen, he refers to the art of painting as the
one possessing the most communicative qualities, especially in
the realm of feelings.
The beauty of painting is compared with that of Nature for its
power on Man and it cannot be diminished but in Heaven:
My mind enamoured, wich is dallying
At all times with my Lady, to bring back
To her mine eyes was more than ever ardent.
And if Art or Nature has made bait
To catch the eyes and si posses the mind,
In human flesh or in its portraiture.
All joined together would appear as nought
To the divine delight which shone upon me
When to her smiling face I turned me round.
(Par. XXVII, 88-96)
To paint, to make poetry and follow Beauty is the aim of Art:
From the first day that I beheld her face
In this life, to the moment of this look,
The sequence of my song has ne'er been severed,
But now perforce this sequence must desist
From following her beauty with my verse,
As every artist at his uttermost.
(Par. XXX, 28-33)
I do not believe that Dante had such a convinced and clear
idea of art before writing the Comedy nor that the above lines
could have been composed at the time of Vita Nova. They are the
result of a years' long process that may have been accelerated
and perfected by the contemplation of Giotto's work. Another factor
was the poet's disappointment and disillusionment in life with
the consequent need of a hope in a future life. These elements
find a shape in the images of the last Book and contribute to
the poet's new sensibility for art, which eventually becomes his
only life-reason on earth. The after-life was the other higher
objective.
Saint Thomas's theory of cognition propounds the impression of
reality on the human mind. This theory is compared- in the poetic
interpretation of Dolce Stil Novo- with the trasmigration of sprites
from the person generating Love, the loved one, to the lover's
soul, where they eventually find shelter. The realm of Rationality
is governed by the faculties of the Intellect that thus learn
to comprehend the world. The realm of Poetry is governed by other
faculties of the human mind, which are trained by the "courtly"
education- in fact we should speak of a whole way of life, with
a style of its own, rather than of proper education. This all-encompassing
view of the human being together with the idea of progress that
Dante theorizes in the lines about Giotto's superiority are the
germs of the yet-to-be-born Humanism.
The last cantos of Paradiso tend to lose the excessively rational
approach and are diffused with a more generic mystical feeling
which is perfectly in tune with the subject-matter of the poetry.
In stead of Saint Thomas's Summa Teologica, the reference text
seems to be Itinerarium mentis in Deum by Saint Bonaventura. The
poet appears to be preoccupied with poetry and art as the only
means to express such spiritual need. This ideas cannot originate
from conscious choices and seem the result of a spontaneous process
ignited by the very poetical activity.
The real novelty and progress of the artistic conception that
Dante develops throughout the Comedy consists in going beyond
the idea of painting as a matter of technique and manual skill.
The poet amd the painter have something in common, as his own
early education to drawing shows. Both arts are dignified by this
conception in a way unknown for centuries.
The new global notion of life as the education of the mind and
spirit is a sort of itinerarium animi towards perfection. While
theoretically the only perfection lies in God, in fact man can
strive for it through the love that the contemplation of Beauty
generates. In the Comedy Dante performs his personal itinerarium
mentis in Deum led by Beatrice. In the last Book, after purifying
himself from his sins, and realizing he is still attached to earthly
things, he decides to sing Beauty declaring this as the final
aim and objective of every artist.
In the course of writing his masterpiece, the poet acquired the
capability of expressing himself spontaneuosly and straightforwardly.
He exploits the possibilities of the language that he prodigiously
masters and translates feelings directly into poetry thus paving
the way for the artists of the younger generations as well as
even surpassing the ancient models.
Likewise it was for Giotto and the art of painting. This indicates
that new ways of art were coming into being. Both artists changed
themselves and their art as they experimented and refined their
expressive ways. It was not just a natural evolution of the artist
due to personal inner growth, it was a prolonged research into
style grounded on conscious and deliberate autocorrection. This
process is so evident that its tracks can be followed, as they
were, by historians and later artists.
When we speak of modernity or of revolution we mean this act of
conceiving of the work before doing it. Even though Dante did
not speculate over the matter, I believe that his search for making
sense in life through love first and truth and salvation later
runs parallel to the search for an objective in art, which is
in fact stated in the lines quoted above. As for Giotto there
is no written text to prove the thesis, but his works appear fair
evidence to me.
A series of questions follows here that will remain unanswered:
if the great fame of these artists in their own days was due to
the highest quality of their works, was this quality understood
thoroughly? Was it for both? Did the contemporaries easily perceive
the relationship between the two personalities and their modes
of working like we do? And finally how could those people feel
that cultural unity and excite that we associate to the Italian
artists of those times?
The heart of the matter concerns the fullness of the success of
these two artists. Dante wrote works that tuned in with the medioeval
mind, especially as far as aims and structure were concerned:
this helped his immediate fame. But was the new important role
of the artist understood and/or accepted?
Giotto's technical innovations were obviously accepted with enthusiasm
since they improved the ways of representation of painting, but
didn't his humanizing the sacred yeld fierce reaction against
him? Some historians believe so, but this might have been only
the appearance.
Sociological and political observations should be taken into account
for a balanced answer to the last question. The reactions to the
excessive realism of Giotto's art were embodied in cultural refinements
that restablished the traditional divide between the educated
and the unlearned. But, differently from previous centuries this
"culture" belonged to those who could manage and articulate
it and not to those who simply covered offices and had charges,
namely the clergy. Significantly Petrarca, the other great poet
of the time and a different personality to Dante, never compares
the expressive capacity of poetry to that of painting despite
the high consideration of both. It would also be of interest to
examine the relationship between Petrarca and Simone Martini,
but these issues are outside the scope of this work.
GIOTTO' S FAME
All we have said must be related to the widespread opinion
of Giotto's art of painting as a revolution in the history of
art and of visual communication. But what was the reaction of
his contemporaries? Beyond the positive appreciation, did they
see him as an innovator or simply as a superior, maybe far superior
magister?.
A posteriori evaluation is easily supported by undisputable arguments
but the contemporary eye is not provided with the interpretative
key that is very often correct, but none the less added. The reading
of history itself implies an ideological frame of mind.
The notion of revolution was unknown at the time and all appreciative
remarks ignore the newness of the manner and only concern the
quality of the works. Let us consider the words that Franco Sacchetti
has Taddeo Gaddi utter:
" & among other issues one Orcagna, magister of the noble
oratory of Nostra Donna d'Orto San Michele, raised this: who was
the major master of painting beside Giotto? Some replied Cimabue,
others Stefano, others Bernardo, and some said Buffalmacco, amd
others suggested one or the other. Taddeo Gaddi, who was among
the companions, said: 'Certainly they were skilled painters who
painted according to form, which is impossible for the human nature,
but this art has been disappearing&".
This quotation shows that the superiority of Giotto's art was
acknowledged also by those who in different ways reacted to its
excessive materialism, like Orcagna. Incidentally it should be
noted that Sacchetti gives information about Orcagna but does
it through Taddeo Gaddi, who had worked with Giotto, as if his
fame did not need any notes.
I do not really know how far we can trust a dialogue reported
later than the year 1390 that should have occurred about 40 years
earlier. It was also objected in the proem to Trecentonovelle
and it is cetain that Cennini ignored the position held by Sacchetti.
Before that, Benvenuto da Imola, an annotator of Dante's Comedy
comments the two famous terzinas about the fact that fame lives
on until a new figure obscures the previous:
O thou vain glory of the human powers,
How little green upon thy summit lingers,
If't be not followed by an age of grossness!
In painting Cimabue thoght that he
Should hold the field, now Giotto has the cry,
So that other's fame is growing dim.
(Purg. , XI 91-96)
with these words :"Giottus adhuc tenet campum, quia nondum venit alius eo subtilor, cum tamen fecerit aliquando magnos errores in picturis suis, ut audivi a magnis ingeniis".
On consideration of the admitted incompetence of the author
of this statement, who recurs to other experts' opinion, I believe
that what really matters here is the proposition to prove Dante's
thoughts rather than to find faults in Giotto's work. Fairly enough,
nobody would argue for Giotto's perfection and therefore it only
seems obvious that art made progress even soon after Giotto's
own achievement. Any consideration on this line of thought does
not represent an anti-Giottesque statement.
Such an anti-materialistic poet as Petrarca praises Giotto in
his testament of 1370, where he mentions a Virgin cuius pulchritudinem
ignorantes non intelligunt, magistri autem artis stupent. No wonder
in the fact that the poet was more preoccupied with beauty than
with any possible faults (From this standpoint the spiritualist
currents of art that meet in the school of Simone Martini in Siena
were capable of much better paintings as far as realism and perspective
are concerned. But the fact that he mentions unlearned people
not wondering means that his technical and expressive innovations
had become accepted.
The quotation echoes Quintiliano's Docti rationem artes intelligunt,
indocti voluptatem, and reminds us of Petrarca's reading of Institutiones
Oratoriae, which he had discovered in one of the earliest conscious
acts of Humanism. Despite Petrarca's reference to ignorant people
in a technical sense where Quintiliano's assumption was more general,
both imply a feeling of superiority towards them. The cultural
superiority of the mind for Quintiliano and of the spirit for
Petrarca over the instinctual part of man adjusted the excessive
realism of the two beginners of modern art of the thirteenth century,
namely Dante and Giotto.
Summing up, we have seen that Dante had a rather lucid idea about
the painter's importance, which he relates to the general renewal
of the arts of which he considered himself an actor. Dante's fame
assumed huge proportions during their lifetime.
We believe that the negative reaction to Giotto's innovation was
due to the contemporary and immediately following generation's
ignorance of any theory about perspective, which is only obvious
since the latter was a consequence and not a cause of the Giottesque
revolution. Therefore the contemporaries could only intuitively
grasp his greatness, which was as a matter of fact universally
acknowledged in all sources despite a lack of analysis and definition.
Indeed is not this capability of communicating without the understanding
of the ways a feature of
art ?
UMBERTO MARIA MILIZIA.
STRUTTURA
DI UNA
LEGGENDA
LA VITA DI SAN FRANCESCO DIPINTA DA GIOTTO AD ASSISI.
Copyright.
Umberto Maria Milizia
Translated into English from Italian
by
Angela Andolfi
FONTI LETTERARIE.
1) Lettera Enciclica di frate Elia a tutte le provincie dell'ordine,
sulla morte di San Francesco, inviata subito dopo la morte del
santo il 3 ottobre 1226 = LEE;.
2) Vita Prima di Tommaso da Celano, 1228/29 = 1c;.
3) Vita Seconda di Tommaso da Celano, 1246/47 = 2c;.
4) Trattato dei Miracoli di san Francesco di Tommaso da Celano,
1252/53 = 3c;.
6) Leggenda Maggiore di san Bonaventura da Bagnoregio, 1263 =
LM;.
7) Leggenda dell'anonimo perugino, tra il 1266 e il 1279 = AP;.
8) Leggenda dei tre compagni, posteriore alla Leggenda dell'Anonimo
Perugino = 3Cp;.
9) Leggenda Perugina, fine XIII inizio XIV secolo = LP;.
10) Specchio di perfezione dello stato di frate minore, circa
1318 = SP;.
11) I fioretti di san Francesco, composti probabilmente da Ugolino
da Montegiorgio, circa 1327/1340 = Fior;.
12) Delle sacre istimate di santo Francesco e delle loro considerazioni,
in appendice ai Fioretti = Cons.
A METHODOLOGICAL INTRODUCTION
A Proposal for the Reading of the Cycle of Assisi
The frescos of Assisi are apparently connected by a guiding
thread. They make up a whole like the threads of a cloth whose
pattern has been deviced beforehand. The idea underlying this
study is that the work was conceived of as a whole by the distinct
communities of the friars of the Franciscan Order and the painters
that worked with Giotto. Since each individual fresco is logically
connected to the rest of the cycle the reading of each piece will
be dependent on the logic of the whole plan. If we give the frescos
a name and an order we will get an index of the story we are telling.
For the sake of a new reading of the cycle I will suggest to see
it as the expression of the will of two distinct communities,
that of the friars and that of the painters. Because I feel strongly
that the whole work of art was planned before its realization
I will argue against any speculation about chronology. The fact
of working on one part of the whole project before another could
be accidental and caused by restoration works in an area of the
church or by financial circumstances, such as lack of oblations.
Nowadays we would speak of work done on a time and material basis).
An obvious clue to the unity of the work is the painted architecture
above the frescos that also contributes to the unity on the architecture
of the basilica. The long frame painted in a perspective that
holds the cycle together calls the attention to the existence
of one previous original plan. To examine the frescos according
to a chronological order would simply divert them from the original
plan, i.e. to tell a story.
We do not want to say that this is the only possible way to observe
the frescos. Those who happen to look at them as they are placed
on the walls of the Church without specific knowledge of the Art
of the 14th century will still appreciate their historic value.
Starting with the earliest will help understanding Giotto's art
of painting and his personality, as well as the evolution of the
Art of the 14th century. Yet it will not illuminate our comprehension
of Franciscanism or of the project of the Basilica of Assisi.
To start with let us consider the way the frescos are placed in
relation to the entrance of the Basilica. They are a continuous
line from left to right that starts on the right wall and includes
the entrance. Those who have entered the basilica -whether pilgrims
or visitors it does not make any difference- had to search for
the way of viewing the cycle. The frescos would speak of the Order
and Franciscanism, as the story of its Founder's life was being
displayed before their eyes. The question was not one of crossing
the basilica to get to the first fresco. Order and rationality
were to be the criteria for those who planned, those who worked
on and those who viewed the frescos. The idea was simple: just
like linear writing, onwards from left to right.
For a full understanding of the cycle we will look at the author
and the client of the work. So far research has indulged on the
individuation of what was original and what was not, i.e. what
was Giotto's work and what was done by his assistants. In fact
bearing in mind that in those times the magister was the main
actor of a whole corporative organization, it would be rather
appropriate to argue that the author of the cycle was a group
of painters led by a certain Giotto.
Let us consider the distribution of the work itself: some people
would see to the preparation of paint, others would lay it out,
some others would render the plaster while a sort of stage was
being made for the magister or some other experienced assistant
to start the painting on those parts of the wall which were ready
& that is what we call team work! Indeed a feature of team
work is that everything is planned well in advance. In this case,
for example, the structure of the image must have been conceived
of with a view to allow an easy but invisible joint of the colored
areas, which also had to respect the idea of the distribution
of the parts that was to be expressed.
The argument here is that a large mural fresco cannot but be a
joint work where it is up to the magister, Giotto for these circumstances,
to set the mode and the degree of the assistance. If that is the
case, to make an effort to establish what was done by Giotto and
what was not is pointless. In other words, the object of our research
here is one work of art, created by Giotto and his collaborators
(who were not merely assistants), and not a series of individual
pieces to be appreciated in relation to the artistic personality
of the author.
As for the client of this collective work of art, this must have
been collective as well: the Franciscan Order, in point of fact.
The matter must have been discussed in a larger context than Assisi,
and it would be incorrect to speak of dealings between the General
Minister of the Order and some assistant-friars and Giotto.
After these preliminary statements, the most relevant issue remains
to be discussed : who conceived of the work? In the hope to find
an answer to this question we will examine each individual fresco
in order to reveal the apparent and hidden meanings and will compare
them with their literary sources.
I believe that the sequence of the frescos depends on the theme
of the story that was to be told, i.e. the history of Franciscanism.
Therefore comparing these stories with the literary examples of
the same stories -whether they be earlier or contemporary to the
realization of the frescos- turns up to be a critical issue. The
fact that the frescos become themselves sources for other literature
on the subject is not accidental in my view. Another step will
be to analyze the structure of the plan, as one would do to understand
the grammar of a sentence. The ideas expressed through that grammar
will lead us to the people who felt the urgence of planning the
work.
As long as we do not have a certain answer, the argument is the
following: the idea of the subject is likely to have originated
in the Franciscan community, with the General Minister as their
spokesman, and the form and the structure of the frescos is likely
to have been fruit of the art of the "group" of painters
led by Giotto. The meeting of the minds of the two communities
produced the cycle. As for the relevance of the figure of Giotto,
the fact that researchers have proved occasional absence of the
magister from the worksite supports the argument in favor of the
collaborative character of the work, where the ultimate control
of the magister, not his constant presence, is fundamental.
In a preliminary stage of interpretation it does not really matter
to ascertain which parts of this or that fresco was painted by
Giotto himself or by any of his assistants, despite the fact that
recurrence of traits does help identification. Here it seems more
relevant to investigate the relationship between the magister
and the community of friars, which helps appreciating the spiritual
and cultural charge they passed on to the artist. This element
cannot be disregarded: the Order was not any common client. We
ought to read the frescos in relation to the various sources which
are available, including biographies. We should learn to appreciate
the life of Giotto- the name here also includes the people involved
in the project- as a process of his art as well as of his understanding
of the figure of Francis. Giotto's knowledge of the life of the
Saint has erroneously been taken for granted by most Art Historians.
Historians also frequently write that Giotto's art is "bourgeois".
This interpretation conceals the religious character that affects
the work, which in fact becomes apparent as the work and the study
progress. I argue that we get to know Giotto's spiritual interest
through the realization of the work itself. And then we can look
better at the frescos which are in their turn illuminated by this
new light. The importance of what is being said is not absolute.
It is specially relevant to the emphasis that should be given
in research on the subject of the collective, or better collegiate
character of this particular work of art. The same observation
is however appliable to other contemporary works, as this was
common in the Middle Ages. Critical studies often exalt Giotto's
personality and the fact that Giotto was the first modern artist,
which is to a certain extent true. However Giotto was also the
last great artist of the Middle ages and it would not be correct
to do away with the conservative character of his art with respect
to the evolution of the style and the role of religion in the
arts. This is mirrored in the complexity the history of art and
accounts for the involutions and revivals of the art of the following
century.
Appreciating the past in relation to the present is indeed a common
mistake. There it is, then, Giotto - the forerunner of a Florentine
middle-class spirit that he could never get to experience, the
spirit that gave rise to new ideas in the world of the arts and
the economy. Even if we accept the assumption that Giotto was
a "forerunner" nevertheless we must take into account
that there were other artists who considered Giotto's experiments
too advanced and unsuited to express an inner spirituality. It
is an erroneous assumption that Giotto's art was accepted by the
artists of his time. In the 14th century, during and after the
Black Death in Florence the prevailing culture was closer to the
people and though this did not necessarily mean a return to the
past, we cannot call this the age of "the bourgeois".
(In effect the conception of spatiality of the cycle of The Life
of Christ in Padova was very distant from that of the previous
generation of painters, which goes to support the view of an "innovative"
Giotto. On the other hand the favorite argument of those who underline
that Giotto stands out of his time is the quality of his works,
and not merely the innovation of technique and composition).
-With reference to the evaluation of artistic quality I suggest
a wider angle for the reserch, that takes into account the literary,
musical, and artistic ferment that characterizes the Italy of
the late 13th and early14th century. There was a tension towards
quality that allowed the acceptance of the new forms of art which
would not have been possible had the quality been lower.-.
Besides illuminating some aspects of the art of Giotto, this brief
study wants to contribute to the research on the Culture of the
14th century and Franciscanism in particular, the latter being
a key element of the European thought and spirituality of the
time. The language of this work will not always be correct from
the point of view of Art Criticism. This is to make the gist of
the argument more clear- in jocund words we could say that there
is nothing more obscure, undefinable and undefining, than the
language of Art Criticism.
While other studies may follow that will ascertain the chronology
and the attribution of the frescos, the present work will focus
on the study and reading of the structure of the images. I also
believe that it can reveal the evolution of the compositive art
of the painters- since it is impossible to argue that Giotto and
his collaborators had one way of painting that was not affected
by change.
Establishing dates is meaningful for didactic purposes when we
want to be accurate as we deal with issues such as influence and
originality with respect to the past. To what extent, for instance,
can we say that Giotto was a forerunner of Humanism and that he
started a new age in the figurative arts that will yeld the phenomenon
we call Humanism?.
Giotto was one of the major artists in the history of Italian
Art, and his art was very distinctive for sure. His personality
was powerful and his contribution to the creation of a new figurative
language was great. He could profit from the experience of past
generations for the sake of a new vision. It is possible that
the evolution of painting was to happen anyway, but I doubt it
would have been under that great impulse without Giotto's presence.
With reference to what has been said before about the relevance
of establishing the originality of Giotto's frescos, the statement
should be read in the context of the interpretation of the cycle
of Assisi. On the contrary for what concerns the study of the
evolution of the Italian Arts, the inquire about originality is
fundamental for the evaluation of the development of visual communication
and aesthetics. Needless to say, from whatever viewpoint the study
be done, the frescos where Giotto himself intervenes are always
aesthetically superior and more pleasant to look at.
One last introducing remark about the present work concerns the
name I will use to refer to the author of the cycle of Assisi.
Despite what has been said about the collective nature of the
work the fact of the matter is that Giotto was the man who urged
and guided the group. He was the magister and let me say, the
manager in the hierarchy of the project, which for the Middle
Ages was of no little value.
The Disposition of the Frescos
Before we examine the criteria of arrangement of the frescos
it is worth considering two facts. The first is that the choice
of arranging the sequence according to the chronology of the Saint's
life is not obvious. It would be interesting to confirm it was
the will of the Order. Any decision about it must have followed
the internal life of the Order. The second is that any considerable
work of art of that age could be read at more than one level,
each bringing its input of meaning. These levels concerned the
subject, the order, and the number of the differents parts that
composed the work. We will try to face interpretation taking into
account as many factors as possible.
To start with, we can observe that the culture of the time was
not a historicist one. No scholar of the time takes particular
pain for establishing exact chronologies, not even Dante. In the
Late Middle Ages time is an obvious datum, with no special value
of its own, unless the topic be very practical or very speculative.
The great works of the age follow other criteria, such as symbols
or numbers. These elements, together with the subject of the work
make up a whole, as the case is with Dante's Divina Commedia.
Therefore we can argue that Giotto's cycle of Assisi, because
of its cultural relevance, must have followed other criteria than
the mere chronology of the Saint's life. Most probably theological
and rhetorical consideration guided the plan of the frescos, as
regards the number, the disposition and the symbolic value that
was to be given to the whole and to its parts. Support for this
argument can also be found in the main literary source for Giotto's
work, i.e. Saint Bonaventura's Legenda Maior.
In the light of what has been said we want to articulate the possibility
to subdivide the cycle into groups of frescos and see the logic
of it. The first idea that comes to the mind is that the total
number of 28 frescos could be subdivided into four groups of seven
or seven groups of four- both numbers being charged with symbolic
and allegorical value. This hypothesis cannot be proved . A third
will be considered: the cycle of Assisi can be subdivided into
three distinctive groups: the first and the last of seven pictures
each, and the central of fourteen, that is seven pairs. The combination
of three and seven should not puzzle: it was common in the organization
of contemporary texts, three being the figure for pefection (the
Trinity) and seven being the figure for the completed work (the
Seven Days of Creation). The fact that the central group is made
up of two pairs can be explained by the consideration that that
phase was the most important in the Saint's life, i. e. when he
acted with and for the Order, which by then had become a reality
of great relevance.
The first seven episodes represent the iter of Saint Francis's
conversion until the approval of the Rule. The last seven represent
the exequies and the canonization of the Saint, including the
post mortem miracles necessary for the process of canonization
. The central group, the most important one, shows the development
of the Order during the life of the Saint. As a matter of fact
the idea of the first and the last group is pretty intuitive whereas
to establish links between the central seven pairs of frescos
which are oredered by theme and not chronology was a cogitative
matter.
In short, in the first group the Saint is not in the Order yet,
in the second he is with the Order, in the third it is the Order
that continues the work of the Saint. The protagonists of the
groups are in the numbers of 1,2,1, (Saint Francis, Saint Francis
and the Order, the Order): when the protagonists are two the pictures
are double.
The Divine Comedy has a similar precision in its structure. I
like referring to Dante's work because it gave birth to the Italian
literary language as well as Giotto's painting gave birth to the
Italian language of painting. What is more, both the Italian vernacular
of the Comedy and the frescos were made to be read by the people.
And in those times the images in Churches were the only source
of education for the people.
With reference to the scheme that we suggested above, we can sum
up as follows:.
- the first episode is a prophecy of the future vocation;.
-the second is the inner conversion, the choice, with the gift
of the cloak, as a symbol for a new path;.
- the third, the dream of the palace, shows the road to perfection;.
-the fourth is the open exhortation to restore the Church expressed
through the image of Saint Damian praying Christ Crucified;.
-the fifth is the renunciation to the father's possessions, the
first act of a new life and the Bishop's acceptance of Francis
among the clergy;.
-the sixth is the manifestation of the Divine Will to the Pope
in the dream of the falling of the Basilica Lateranense.
-the seventh is the confirmation of the first rule of the Order
which closes this first part of the cycle.
All this is aimed at showing that the birth of the Franciscan
Order was part of a Divine Plan to restore the Church that arises
from the choice of one man, Saint Francis, and produces the creation
of an early community thanks to a process of conversion that is
described in the various episodes.
The following fourteen frescos are more difficult to read. They
present common themes in pairs:.
-the eighth and the ninth are obvious prophecies of the future
glory of the Saint: here Saint Francis stands together with the
great prophets (Isaia) and the angels (Lucifer's throne is for
him). These episodes are placed at the initial phase of the Saint's
action as the Founder of the Order;.
-the tenth and the eleventh witness to the power of the Saint's
Word even where he is not acting personally (the expulsion of
the demons from Arezzo) or is not successful (the meeting with
the Sultan);.
-the twelfth and the thirteenth show the Saint's closeness to
Christ; thence the possibility to follow His example. The first
of the pair, that showing the Saint's ecstasy, is medieval in
the portrayal of sanctity. The second, which shows the Nativity
Scene of Greccio, is particularly important for the study of Italian
folk traditrion.
-the fourteenth and the fifteenth which are placed on the sides
of the portal are at the centre of the cycle. They show the Saint's
power on nature and also bring in allegorical meanings (the miracle
of the sprng-water and the sermon to the birds).
-the sixteenth and the seventeenth emphasize the prophetic spirit
in its proper sense: it is the Holy Spirit speaking through the
Saint when he foresees the Knight of Celano's death and when he
preaches in front of the Pope;.
-the eighteenth and the nineteenth underline the likeness between
the Saint's life at the end of his journey in the footsteps of
Christ (the gift of ubiquity in the case of Assisi and Arles and,
most importantly, the stigmatas)and Christ himself. Independently
from the time when these episodes occurred, they are placed before
the corporal death to mean that Saint Francis reached his perfection
on this Earth;.
-the twentieth and the twenty-first show the Saint's corporal
death together with his ascension to the Heavens . In the twenty-first,
in particular, two scenes are represented but the episode is one:
the Saint's death. It was apparently necessary to picture both
as they were both decisive at the moment of canonization. On the
other hand if the two episodes had been separated to cover two
frescos, the planned symmetry of the cycle would have been broken.
The last series of seven frescos describes episodes occurred after
the Saint's corporal death and is aimed at proving the continuity
of the Saint's work:.
-the twenty-second is about the attestation of the stigmatas;.
-the twenty-third shows the funeral;.
-the twenty-fourth describes the solemnity of the canonization
as if to prove that Saint Francis was the greatest of all Saints;.
-the twenty-fifth is connected to the preceding ones and confirms
the truth of the Holy Stigmatas, through the Pope's prophethic
dream. This miracle was indeed the most difficult to prove and
yet the most valuable.
- the last three frescos are miracles after invocation that prove
the Saint's power post mortem.
It must be acknowleged that the close analysis of the pairs or
individual frescos is definitely richer in meaning than the overall
picture we tried to present here above. This study will be faced
below. However to end this chapter it might be worth recalling
that the frescos are not placed in relation to the entrance of
the basilica, but winding from left to right and including the
portal. The pilgrim would go through the whole cycle, learn about
the Order and the Life of the Saint and no attempt was made to
exploit the fact that the vistor should walk along the whole church
before facing the first fresco of the cycle.
The Structure of the Picture
After the analysis of the overall structure, the next step
in our study is dealing with the structure of the individual frescos.
We do not want to go on with the idea that Giotto variously attempted
to work out ideas of space through perspective, as this is not
the case here. He had not yet started research on perspective
since he had not an idea of perspective as a mathematical representation
of space. However, at the time he was certainly making efforts
to clear up his doubts about space, which eventually refined his
way of thinking of the structure where he composed the picture.
What he did was something more than simply letting spatiality
be determined by the position of characters and objects. Here
part of the play is done by invisible agents, such as the lines
that our eyes draw when they follow the characters' looks, or
the inclination of the figures or the heads of a crowd. These
elements create links between things and people and , adding to
the lines of the architecture and the landscapes, form the structure
of the picture. The latter is not pre-existant and it will be
correct to say that all the elements of a picture, the visible
and the invisible ones, make it up.
In later days the structure of the image will become an independent
feature and will have a name- Perspective. It will be endowed
with a life and a history of its own, independent and prior to
the objects that will be inserted into it, even though the picture
will need elements and clues to its invisible presence. This is
not the case with Giotto's frescos; here it is impossible to distinguish
between the arrangement in space and the structure. However this
does not mean that the destination of space is either casual or
intuitive of a sense of perspective. It is rather conceived of
rationally, or I prefer to say.. structured. Incidentally, I apologize
for the repeated use of a certain terminology, which I think necessary
for the sake of clarity. When a word is chosen for its proper
meaning, it is indeed hard job to replace it successfully.
To bring it home, those elements that in the past were functional
to the narrative of a picture (e.g. the direction of a look, a
simplified architecture or a gesture) are now deliberately co-ordinated
in a rational whole, that is in a spatial and temporal structure.
The image is framed and in effect the progressive refinement of
the technique used in the cycle induces to think of the perspective
net as the next step to be made. These observations do not apply
to the frescos where Giotto did not contribute his control. In
these cases the ability to calculate spatiality is lacking.
The last three frescos, for instance, where Giotto did not have
a part are set in the atemporal space of popular tales.
With regard to the lines formed by the looks of the faces, I want
to argue against those who have observed a lack of feeling in
Giotto's characters. In fact Giotto tended to express individual
feelings in relation to a more general reality, which has a collective
character. The looks, such a distinctive feature of a face, are
always set in a context, in a structure in point of fact. Giotto
uses the lines that the observer mentally forms to follow the
looks of his characters to give clues, meaning and sometimes Pathos
to the picture.
Another feature related to overall aspects of the cycle is the
delineation of interiors: in general terms it is rather precise
and solid. With a wider background scenery farther details lose
precision and the landscapes are delineated only through few elements
of set purpose that cannot be considered for that symbolical.
Very often a more limited space within the wider scene frames
one or more characters as if the painter needs more controllable
boundaries for the main episode.
The tendency is to give each element of the narration its space
as as The Death of the Knight of Celano, or The Miracle of the
Spring, or The Miracle of the Stigmatas and finally in Vision
of the Thrones in Glory and The Chariot of Fire. In these cases
the presence of architectural elements rather distinguishes priviliged
spaces than delineates a proper architecture.
We can also consider the spatial coherence of the area of the
confirmation of the Rule and the effect of unity of the two groups
of characters. The same coherence is to be found in the symmetries
of The Gift of the Cloak, or of The Renouncing to the Father's
goods, or The Preaching to the Birds, or The Preaching in front
of Onofrio III. In all these cases even if the spatiality of the
picture is not always conceived of as a whole, the structure of
the fresco is.
It is worth noting that in the frescos realized when the magister
was absent, his instructions were often misunderstood by his collaborators
who either placed the characters irrespectively of the limits
thought for them or filled up the various spatial areas of the
frescos or alternatively did not fill them enough. Cases of excess
are The Death of the Saint, The Nativity Scene of Greccio, The
Canonization and The Lament of the Clarisses. On other occasions,
such as The Vision of Saint Augustin, and the last three frescos
of the cycle, which Giotto certainly did not supervise, the characters
are forcedly placed in the panel. For a better understanding and
more evidence of what has been said, please refer to the analysis
of the individual episodes.
The New Art of Franciscanism
In the context of the culture of the thirteenth and fourteenth
centuries, the Franciscan world appeared to be the most fertile
in ideas and spirit. As we know, humanism connects the historicist
view of the world to solidity and unity at the level of architectural
spatiality, which is one the many mirrors of a whole reality conceived
of in those terms. This will be theorized by the great architects
of the following centuries with particular concern for the notion
of perspective construction of spatiality as a mental construction
of reality. The Franciscan Order was ahead in time in applying
these ideas to its relationship with the world.
The Churches of the Franciscan Order tend to do away with aisles,
spires, and excessive stained-glass windows in order to keep a
basic unity and a spatial solidity despite the fact that the Franciscans
looked to Gothic architecture because they wanted to adopt forms
of expression which had become common in the whole of Europe and
that were the expression of a collective mind and the realization
of a collective action ( let us think of the architecture of the
Romanic and Gothic churches of the age preceding Giotto's times).
In fact the Franciscan churches were not Gothic in structure not
at least in the ways that Gothic was thought of in the North of
Europe. The proper Gothic involves a type of linear and spatial
tension that does not derive from or get to a global vision of
spatiality. Furthermore the collective consciousness that produced
it did not acknowledge a global vision of the world in Time and
never made that fundamental step from the collective to the universal
while continuously wanting to transcend to the atemporal and eternal,
that is God. On the contrary the Franciscan order sets itself
down as the Order that lives in the reality of history and operates
the mystery of Salvation on this earthly world. Saint Francis
is an alter Christus not only for his imitation of Christ at the
limits of human nature, but also for the fact that his action
is addressed to this world just like Christ's was. In effect many
scholars have also read the Saint and his followers' attitude
to Nature as an anticipated sign of the Renaissance.
The newly acquired purity of spatiality also involved the knowledge
of new criteria of representation, which complicated the acquisition
of meaning of the image in spite of its increased realism of the
image. In order to appreciate this, let us consider the case of
the position of the main character in a painting or a mosaic.
Before Giotto this was generally central, and its size was usually
bigger which also guided the interpretation of the subject. From
now on these standards disappear and other information is needed
for a full understanding of the work of art, which then eventually
becomes much clearer and detailed than in the past.
My idea is that Giotto and his collaborators did not apply modern
composition schemes to given subjects: they perfected or invented
those schemes in order to represent the novelty that was being
proposed by the friars. Part of the novelty was the expression
of new notions of nature and spatiality, which was not open in
the literary sources, but yet clear enough to be analyzed both
in written and in visual sources.
When Giotto represents nature in a way that seems conspicuous
for the age, the novelty lies more in the new attitude of the
Order than in the artist's originality. In fact the episodes witnessing
to the Saint's love and respect for nature in its various manifestations
are already described in the early literary sources and Giotto
does not add any new element in the narration. In other words,
working on this cycle Giotto is complying with a tendency which
arose originally in the religious movement and only later florished
as part of the aesthetic criteria of humanism.
On the other hand the way for the imitation of Christ that was
being suggested rested on values such as work and its fruit rather
than mortification and ascesis. Wasn't this a response to the
society of the time which tended towards earthly matters and needed
positive examples of poverty? This is the new consciousness of
Franciscanism that operates in the world- and this is why those
internal currents that still stood on late-medioeval principles
of poverty and abstinence were less fortunate.
Bearing all this in mind we want to inquire about the structure
of the picture as well as consider the intended audience of the
frescos, since participation has always been particularly important
for religious art. A factor that has been considered by scholars
is that for some time Art had been the repetition of an established
iconography, which made the artists feel mere executors of pre-constituted
forms. I believe that this factor did not affect the pilgrims
that visited the Saint's tomb or the crowds that looked at the
images that after the Assisi model decorated the monasteries and
churches of all Europe with the new iconography.
The degree to what Giotto was independent of the clergy is an
issue that concerned him at the time and relatively affects our
studies today. The main question was indeed creating an iconology
for the founder of the Order and an iconography that was innovative
and therefore might risk rejection: an innovative painter was
called for the task. One problem was the representation of the
Holy Stigmatas, which placed Saint Francis in a special position
as compared to other saints. In point of fact Giotto's frescos
were nothing but the perfection of a process already started in
the iconography that other artists had started in the lower basilica.
At the time of the decoration of the Basilica the Order was going
through internal debate that started around the question of the
interpretation of the Rule but in fact ended with the formation
of currents, if not factions that questioned the very role of
the Order within the Church bringing it on the verge of a Reformation.
In this context Giotto's frescos appear as the "official"
position of the Order.
The fact that the frescos were addressed to travelling pilgrims
is at one with the peculiar action of evangelization which was
being done in accordance with the ways and times of the Rule.
It is worth recalling that except for Germany, the Franciscan
Order was the most powerful, most complex and most popular of
all religious organizations of the time- its influence was in
fact comparable with that of Rome.
It was not by coincidence that the frescos were started not long
before the first Holy Year, which Bonifacio VIII proclaimed in
1300. One obvious reason was the expectation of large numbers
of pilgrims crossing Italy all the way from Europe to Rome. The
enthusiasm and zeal of the Order for the realization and decoration
of the two churches must have been impressive, worthy of the greatest
architectural and artistic undertaking of the time.
The frescos of the Basilica can be compared to the Aperta, those
books which were addressed to the laymen and the common people
as opposed to the Arcana or Profunda, which were only accessible
to the clergy (the words aperta and arcana refer to the Holy Scriptures).
The Franciscan friars preached by way of example- the 28 episodes-
apparently abandoning the complexity of rhetoric, although in
point of fact the very structure of the cycle is complex and rhetorical.
It seems important that the common people, which are addressed
by the frescos, are present in the scenes so that they can easily
identify with the message. This also explains the fact that the
spatiality of the panels is often distributed in a similar way
to that of sacred representations. Moreover, the image of Christ
that is most adopted in the cycle, a suffering Christ, is very
significant for an evangelization work that addresses the destitute
and the suffering.
One last consideration about the Tituli at the bottom of the frescos.
Various medioeval sources state that the figurative language is
regarded as a necessary makeshift for the written word, but of
a lower value. Thence the necessity of the Tituli in verse or
prose form to explain the images. The medioeval art therefore
struggled for a precise iconography that as time passed could
become established in the popular culture and do away with the
Tituli. The question of religious figurative art was how to create
a new iconography and not have to call for participation in the
event, or how to propose models and not exploit the power of wonder
at miracles.
Let's make a step back in time. In the Libri Carolini the authors
want to prove that the images of religious art are admired for
their beauty and not because they possess something divine in
them. This was a response to the iconoclast decrees of Constantinople
that denounced the worship of images. One argument of the book
is that the same image can convey different meanings, and therefore
sacredness could not be inherent in the image but originated from
faith. Another argument is that the artist's own devotion is not
sufficient to draw the believers' worship, whereas the aesthetic
qualities can do that, which implies that the more beautiful the
images, the more they attract. This may sound too mundane to our
religious spirit, but it was an effective argument against the
accusation of idolatry.
In effect the need grew to embelish churches with images that
were as direct as possible in order to educate the believers that
walked in. Abstractions and allegories gave way to simplicity
and contact with reality for better communication with the world.
Giotto was the painter who could combine the portrait of spirituality
and the narration of a new action in the world, that was the calling
of the Franciscan Order. The Franciscan Order was the most obvious
agent of this change as their vocation was to be close to common
people and, when it came to helping the destitute, their action
was very practical both in understanding and in comforting those
who needed aid. He had to face the challenge of the time: devicing
a new manner of representing and understanding reality that satisfied
the needs of the new ideology while effectively creating the iconography
of the Saint of Assisi. The process was inevitable in the History
of Italian Art and the fact that Giotto initiates it throws light
on the appreciation of the artist. Giotto has for long been considered
the painter of the arising middle-class interpreting the religious
feeling in a bourgeois manner. This kind of criticism in fact
neglects the importance and the quality of the religious spirit
of the age, which I tried to convey above.
Giotto as a Source
The main source for the stories of the cycle of Assisi was
Legenda Maior by Saint Bonaventura from Bagnoregio. All of the
29 episodes of the frescos (one panel has two) are contained in
the book, which was in fact the official biography of the Saint,
the only that might be credited. When Saint Bonaventura became
General Minister of the Order he even ordered to burn other existing
Legendae, according to what was decided in the General Chapter
of Paris in 1266 to put an end to the internal debate that often
recurred for support to other sources, ascribed to Francis's early
mates.
The scenes of the cycle are not always faithful to the Legenda
Maior and very often diverge from it significantly, with occasional
inspiration from other sources, and more frequent original innovations.
I believe that these differences can be considered telling clues
of the attitudes and regulations of the Franciscan Order at the
end of the 13th century rather than new possible sources about
the Saint's life. An example is provided by the two frescos dealing
with the climax of the saint's perfection on Earth, one of the
key moments of the cycle, where Saint Francis is considered a
Christ-like figure in body as well as in spirit. This pair of
rescos (the 18th and 19th) diverges from Saint Bonaventura's text.
Just like any literary text, the cycle of Assisi has both universal
value and historic interest. Since it was at the heart of the
cultural activity of the Order it bears significant witness to
their vision. We will have to see into the images and interpret
them in the light of the cultural context so as to identify also
the ways and reasons that influenced Giotto's own vision and art.
It is worth recalling here the hypothesis of this research, that
is to say, the belief that the cycle was planned before its realization
and that nothing was left to improvisation but decided and organized
by two distinct communities, the friars' and the painters', of
which the most important figures were Giotto from Bondone and
Giovanni della Marca.
There are many issues at stake here that can be studied more profitably
by historians than by critics of art: the references to the Saint
as an alter Christ, the question of how having the stigmatas accepted
in popular iconography, the preoccupation for a balance between
the necessity to show the decisive moments of the Saint's life
as a events of the divine Will rather than consequences of the
clergy's decision and the equally important necessity to underline
the submission to the Order.
These cases also show the influence of other legends than the
official source and older traditions: scholars of other fields
than mine may deal with these topics better than I could, but
I strongly feel the importance of a couple of remarks here.
At the time of the works on the Basilica one of the contemporary
sources of the cycle, the so-called Leggenda Antica Perugina or
Old Legend of Saint Francis, was being collected out of various
material that could reconstruct the oldest memories of the Saint's
early followers. When it came to the frescos devoted to the Saint's
death Giotto placed these characters close to the body mourning
apart from the rest of the clergy. This was an acknowledgment
of a certain privilege of the originary members of the Order,
but at the same time it was a statement about their role, bound
to the presence of their spiritual Guide.
Thus when the Order was fixing once and for all the official life
and iconography of the Saint, they also took care of according
a special role for his early followers, even though limited in
time and space to the Saint's life on earth. In this way, the
Order could get rid of the extreme fringes of the Order, who wanted
a stricter respect of the Rule.
New Attributions?
About the possibility of new attributions of the frescos of
the Upper Basilica some methodological remarks should be done
as far the specific case is concerned and in general terms.
At the time of the recent restoration of the cycle the earlier
attribution to Pietro Cavallini has been reconsidered in consideration
of formal similarities which have been observed in the coloring
technique of a number of faces. These similarities are real, but
so is the argument that any painter of the age could have used
that technique of laying color in respect of the specific inclination
and direction of the brushes.
However I would rather face the matter from the point of view
of history and methodology rather than style. In fact nothing
is incontrovertible unless supported by positive sources, which
are rarely direct in this case. In fact it is true that little
documentation exists but it should be kept in mind that as long
as he did not possess the juridical status of magister Giotto
was not allowed a real artistic or managing autonomy that could
be attested.
I believe that the big mistake is insisting on wanting to indentify
one name in a case where the nature of the work requires the co-operation
of many. This was even more frequent for bigger companies that
were involved in more than one concerns at the time and had to
share the tasks of the works, so that some people would do the
more simple or humble jobs and others would be involved in the
more artistic tasks.
Moreover I believe that the great fame that Dante associates with
Giotto in the year 1300 - the year of the first Jubilee derived
from the fact that the painter was sent for by Pope Bonifacio
VIII on that occasion, which also explains his having to leave
the cycle to a group of painters of his workshop different from
the one that had started the work.
Another argument against Giotto's attribution was his young age
for such an important task. The issue needs some historic remarks:
in those centuries people were considered old at the age of 50.
Therefore whatever date we decide to assume for the beginning
of the works, Giotto could have been in his late twenties at the
time, which means that he was definitely a grown-up. To prove
what I am saying suffice the literature of the time or the very
iconography of Saint Francis, who is portrayed as a beardless
youth when an adoloscent or just older than that and as an old
canute man in his last days, that is when he was about 44 or 45!.
In conclusion, at least three hands must be admitted to have been
working on the Upper Basilica. For chronological reasons the young
Giotto is likely to have worked on the last two episodes only
of the stories of the Old Testament. This is common knowledge
and there is no reason at all to present it as a sensational outcome
of research. As far as the Lower cycle is concerned there are
many more than three hands that can be recognized and the last
six or seven episodes appear to have been done by different painters
from those who worked on the others. Yet, at the cost of being
repetitive, I want to underline that the plan of the cycle remains
one regardless of the hands that may appear or disappear on the
individual panels. This plan is referable in style and meanings
to one organizing mind, Giotto's in fact.
There remain many doubts about the attribution of the frescos
of the Lower Basilica. Here the name of Giotto has always been
associated to that of Cimabue, and maybe, Cavallini, on account
of the archaic character of the iconography.
However there is very little documentation available on the subject,
if any at all and no hypothesis is presently possible. That is
why I argued above - almost provocatively, that it does not really
matter to establish which parts were done by Giotto himself and
which not.
But indeed this statement did not want to open up the subject
to further speculation, like that around such a vague artist as
Cavallini, whose presence is unattested in Assisi, differently
from Giotto's, whose movements are all recorded even though not
precisely.
To put it very simply, what is the point of replacing the documented
presence of Giotto in Assisi with that unattested of Cavallini
? More importantly I believe that the Cavallini of Saint Cecily's
was still very much attached to tradition to be entrusted such
iconographic and stylistic novelties as the frescos of Assisi.
On the contrary, Giotto derived a new way of seeing things in
space and time from Cimabue's ability to get close to human feelings,
which expressed the change in the medioeval society of the time
and will later yeld his studies on perspective. In a few words
the two might have spoken the same language but said different
words: how could we mistake one for the other?.
Cavallini was distant from Cimabue and Giotto as regards both
technique and mentality, even though his collaborators were probably
more aware of the changes than he was. In fact it is more likely
that one of his assistants was employed by Giotto who was sent
for to work in Rome, where Cavallini had already been working.
This either means that Giotto was the painter à la mode
at the time or that the Pope decided to deprive the Franciscan
Order of their best artist, a political choice then to reduce
the power of the ever more independent friars of Assisi.
One last supportive argument is Dante's reference to Giotto as
an example of clara fama at the time of his voyage to Hell, that
is in the year 1300, which could have not been made if the painter
had not been invested with such an important task as Assisi's
frescos.
Finally it might not be worth replying to Zeri's observation the
Giotto of Assisi would be too different from the Giotto of Padova
to be credited for attribution. In fact Lionello Venturi already
found a linking moment in the Christ of Rimini and, apart from
that we could remind the eminent scholar of the many great painters
in the history of art that evolved their style gradually or suddenly
even in the span of relatively short lives- Raffaello and Picasso
to name but the most famous.
AN ANALYSIS OF THE FRESCOS.
The analysis of the frescos will be grounded as follows. In
the first place I will have recourse to the vernacular reconstruction
that Father Bonaventura Marinangeli did of the titulus.Then I
will make reference to the literary sources where the episode
is narrated and finally I will examine the fresco in connection
to the group where it belongs. Observations which are valid for
more than one fresco will not be repeated to avoid loading the
discourse with useless information.
FIRST EPISODE
(The First of the First Group)
When a simple man of Assisi lays out his clothes on the ground before the blessed Francis and pays homage to his passage also declaring, inspired by God, as it is believed, that Francis is worth every reverence, because he is to do great things soon and therefore must be honored by everyone.
LM 1,1.
As for many other frescos of the cycle, the perspective keeps
all lines parallel whether they be frontal or lateral always showing
the viewer the right side of the buildings. Saint Francis and
the simple man form a right-angle triangle where the figure of
Francis is one cathetus, the line formed by the edges of the man's
cloak and clothes is the other cathetus, and the ideal line linking
Francis's and the man's looks and going down to the latter's feet
forms the hypotenuse.
All the figures are enclosed in the line that the color of the
clothes forms and the composition is symmetrical with respect
to the church in the background. The latter is an obvious reference
to the Roman temple of Minerva, the present-day church of St Mary's
in Assisi, a prison at the time. Here the portal is missing and
the diameter of the columns is reduced in order to show the rear
wall. The most important part of the composition is hardly contained
in the hemycicle that is formed by the four figures placed at
the side, according to a a scheme which will be very successful
in the 15th century.
In this composition the figure of Saint Francis is not yet central
as if the Saint were not ready yet to become the protagonist of
his own mission. The simple man of Assisi laying the cloak at
the center of the composition is inviting the Saint to take the
place that is for him. Francis seems to be questioning the man
or maybe himself as he looks down to him, and even if with hesitation,
he obviously accepts the offer and makes the first step on the
cloak. Matching the simple man ( "a very simple man, for
certain" in the Legenda Maior) there stand the learned and
rich men framing the scene. The four figures are placed on lines
converging towards the centre of the composition while Saint Francis
and the simple man are located more to the centre and in the foreground,
the background being constructed in a viewpoint of its own, which
is not in perspective yet.
This composition, albeit naive, allows Giotto to distinguish the
various moments of the Legenda Maior: the town, the Saint and
the simple man, and the men who are "not simple". Each
moment possesses its exact logical place. The emphasis on the
contrast between simple and learned that was expressed in the
literary sources was in relation to the social hierarchy of the
time, when the idea of education was associated with the upper
classes. In the fresco another meaning is added: simple here means
"immediate", ready to follow God's command. The fresco
here expresses the exhortation to Francis not to hesitate and
be immediate to follow Christ's example.
There is a contrast in the attitude of the characters portrayed
in the fresco. The four beholders in front a place where justice
was administered can be considered witnesses of the event, - they
are four as in legal cases or marriages. They do not show any
sign of comprehension of the divine aspect of the episode, the
two on the left seemingly indifferent while one of the two on
the right points to the scene as to question the other who slightly
raises a hand to mean "Don't worry about that!". On
the contrary, the simple man addresses Francis in a very clear
and direct way as if God on giving him the impetus to act also
provided him with the awareness of the "justness" or
better "righteousness" of the action.
The gesture, consequently, rather than "strange" in
itself is "stranger" to the people of the town, since
they cannot respond spontaneously, being their hearts closed to
any divine message. Other is the reaction of Francis who agrees
to walk on the cloak even if still unaware of the reasons or implications
of the act. We should here recall the many invitations to follow
the ways of the Lord without questioning that recur in both books
of the Bible. An example is Luca 19, 36 where Jesus enters Jerusalem.
Francis is indeed portrayed as an alter Christus.
A more significant reference is Giobbe: "Francis did not
yet have a knowledge of the Lord's designs over him". This
quotation accounts for his inquisitive air, but does not explain
the attitude of the beholders. The fact that they are four witnesses
like in a legal matter may want to underline the factuality of
the episode, which had been mentioned only in San Bonaventura's
text. While an accepted reading of this fresco sees it as a reminder
of the necessity to be or become "simple" in order to
follow the Lord's ways, and the current formula Homage of the
Town to the Saint will not add more to that, I believe that it
plays down the memory of the misunderstanding that the Saint had
to endure and that there could be a more extreme interpretation
: the temple is deprived of its portal as a sign of the decadence
of the Church, which living only on appearances, lost the true
way to Christ.
Let us consider the image of the temple on the fresco: as it has
been mentioned above, the present Tempio di Minerva was the prison
of the municipality in Giotto's times. Yet, on drawing the shape
of that ancient Roman temple, the painter includes a rosette supported
by two angels, as in suggestion of a church. Still, this remains
a church with no entrance: in stead there is a column in the middle
of it, that is a place where nobody would have imagined one, neither
in the classic age nor in Giotto's times not to hide the rear
door or hinder the passage. On the other hand there is neither
evidence nor reference to explain why the columns that in the
Tempio di Minerva are in the number of six are only five on the
fresco. Was it mere inaccuracy or was there any idea behind it?
We have had no means to find out.
SECOND EPISODE
(Second of the First Series)
When the Blessed Francis meets a noble and poorly dressed knight and moved and respectful of his poverty immediately takes off his cloak and covers him.
LM 1,2- 2c5- 3cp 6.
Although there is nothing of a miracle about this episode,
it is presented as a miracle because it represents the moment
of Saint Francis's conversion. The sources date it differently:
in the first biography by Tommaso da Celano and Saint Bonaventura
the dream that announces God's call occurs after Francis has opened
his heart by making a choice with this act; in Leggenda dei Tre
Compagni first there is the call and then the conversion and the
miraculuous call is emphasized by a parallel with Saint Paul's
falling off his horse when he hears a mysterious voice.
This memory is absent in earlier biographies and the very episode
is minimized. Tommaso da Celano sees it as the homologous inverse
of Saint Martin's gift to the poor man. But Saint Martin's deed
occurs at the end of a life of perfection whereas Saint Francis's
rejection of the superfluous befalls him at the beginning of his
life, so as to suggest that his road wiil lead much farther that
Saint Martin's. However this parallel leaves no trace in Giotto's
fresco (some indirect reference can be found in the later frescos
by Simone Martini in the Lower Basilica).
Both Giotto and Simone Martini picture the Saint leaving the town,
but Martini's town in the Lower Basilica is just the setting for
the episode- people would wear a cloak only when they set for
a journey. For Giotto, who is apparently highlighting this episode
as the climax of Saint Francis's life, the setting is extremely
important. He represents the old and the new life - the town and
the Church- on two mountains, so as to emphasize the gap between
them. Differently from Martini's picture, the town is deliberately
far and indefinite. It is certainly an opulent view and even if
it does not belong totally to the rich, it appears as a mundane
world that the friars abandon in order to live in the Church of
God, in poverty. It is not coincidental, then, that the mountain
where Giotto places the Church rises in the area of spatiality
assigned to the poor knight. That is the direction that needs
taking.
The Saint is portrayed in the middle of the scene, at the road-fork,
as he chooses to change his way. His posture is firm in contrast
with the previous scene where the Saint seemed to question the
poor man that lay the cloak on the ground for him. The line that
ideally joins the Saint's and the knight's looks makes a quadrangolar
mass, higher than the other quadrangolar mass formed by the figure
of the horse dismounted by the Saint. Accepting the new life,
Francis humbles himself and by stooping he rises.
Saint Francis decides to do without the cloak, an essential piece
of cloth for the upper- class of that age and an expensive one
because of the quantity of wool employed and of the close weave
of the warp. He is not giving up what he does not need, as Saint
Martin does when he gives half of his cloak. Francis gives up
the whole of his properties, including his horse - another symbol
of the powerful and the rich- , which Giotto portrays left alone
on the old way.
Another significant reference for the interpretation of this fresco
is the fact that Francis would have liked to go to Gualtiero di
Brienne for a knigthood, a title that for instance Saint Martin
never gave up. With this episode we can say that he is taking
another road from the one that he wished to take: the road of
religious conversion. However it might be noteworthy the fact
that the religious Order founded by him will be often compared
to a chilvary order.
As far as spatiality is concerned, Giotto portrays Francis standing
and the knight slightly bent, the Saint now at the centre as the
main actor of the story, above the others. The various moments
have each its own place, with a special interest in things and
the nature, which is also so peculiar of Saint Francis' preaching.
The horse bends his head with the same curve that the poor knight's
back makes as he receives the gift from Saint Francis and an ideal
line connects the looks of the two characters. The actor of this
episode is evidently the Saint, who invites the poor knight, consciously
depriving himself of what is now worthless for him. The conversion
here is action and initiative rather than repentance.
As far as color is concerned, the Saint and the sky over his head
behind the aureole are in cold tones, whereas the poor knight
and the horse are painted in warmer tones. The mountains, the
buildings of the town and the church have a thicker color in neutral
tints. The color and the line that encloses a color delineate
the mass of the image: for instance, the volume of the horse is
given by its color (the body) but is also enclosed by the lines
of the neck, of the legs and the tail. Another example is the
way the feet are painted. Apparently out of the border of the
mass, they are askew and nearly independent.
The mountains present two different landscapes. The one where
the town rises is rocky and indented and complex in its construction
like the town is. The one where the church rises is gentle and
simple and the church itself forms a compact and well-defined
mass.
There is here an initial idea of a central point, like a vanishing
point from which two lines depart as in a very primitive perspective.
The image is constructed along these two diagonals: one runs along
Saint Francis's arm and upper edge of the cloak up to the mountain
where the town rises, the other runs along the opposite mountainside
and the line of shade that delineates the dark side of the mountain
of the town.
The structure of the image has more unity than in the previous
fresco where the action and the setting were allocated two different
areas. Here there is no intermediate element connecting the main
characters and the mountains, because they would have been logically
useless. Among the characters we include the horse, although the
animal is not yet at the same level of the protagonist as, about
three hundred years later, one will be in Saint Paul's Conversion
by Michelangelo Merisi da Caravaggio in Santa Maria del Popolo
in Rome.
As we have said, Giotto tends to show the right side of things
portrayed in his frescos. Right is also the side from which the
pilgrims walk in the Basilica when they see the frescos, which
seems to suggest that Saint Francis gets on the road of perfection
at the point where the others have stopped. This idea may also
be referred to Tommaso da Celano's declaration that no founder
of religious orders was as perfet as Saint Francis. Taking everything
into account we can say that this episode is initial and essential
to the Saint's spiritual iter.
THIRD EPISODE
(Third of the First Series)
The Blessed Francis, as he had fallen asleep the following night, saw a wonderful and sumptuous palace and arms with the insignia of Christ and as he asked whom they belonged to, a voice from above answered they would be for him and his knights'.
LM 1,3- 1c6- 2c6- 3Cp5-AP 5.
Before this dream, Saint Francis had already made the decisive
act of his conversion. The dream continues the idea of the parallel
between the Franciscan Order and a chivalry order and in point
of fact emphasizes it. But there are significant variations in
the sources.
The Vita Seconda by Tommaso da Celano also includes a beautiful
bride together with the arms and the suits of armour. This figure,
obviously representing poverty, does not appear in Giotto's fresco,
who follows the "official" biography by Saint Bonaventura.
On the other hand this turns to be in accordance with the painter's
style of this period when he chooses to reduce the number of characters
in order to simplify the action and contain it into few distinct
spaces, easily identifiable, each with a different "view".
Other differences concern the figure of Christ and the voice that
the Saint hears. For Tommaso da Celano Christ appears to Saint
Francis as well as to Saint Martin to praise them. For Saint Bonaventura
there is no relationship between the voice that Francis hears
and Christ and the voice mentions, together with the master and
the servant, the rich and the poor- obviously in spiritual riches-
in order to indicate what shoud be the true wealth of the Order
. Bonaventura believed that the connection between the Order and
the Knights was too mundane and that the other with Saint Martin
was pointless as the figure of Saint Francis had now dimmed that
of Saint Martin even in popular culture. Finally in the text by
the Anonimo Perugino Christ is not mentioned, nor is the voice,
but an undescribed companion is.
In Giotto's fresco the bride is missing, the arms do not bear
the Cross but Christ appears beside Saint Francis. This synthesis
shows Giotto's wide knowledge of sources. I will now analyze the
fresco as far as its structure is concerned.
There are two viewpoints of the palace, which is divided into
two parts: the lower is massive, with a porch downstairs and an
open gallery above it; the upper part is smaller, like a large
tower, with a terrace and two storeys with windows so close as
to form three-light windows. The palace is viewed from the front
and the right side, but the lower part is viewed from above and
the upper part from below. A very different view (I deliberately
avoid the phrase "point of view", which pertains to
the study of perspective) is assigned to the two characters in
the foreground, Christ and the sleeping Francis. Dream and reality
are reported with adequate distance.
The shape of the bed repeats the lines of the open gallery of
the palace, with two lateral avant-corps and one central recess.
Both the bed and the tester are viewed from the right side but
its feet and the tops of the staffs that support it seem to be
on two straight lines converging towards a point back in space,
very similarly to a real perspective.
Giotto exploits the tester to build the main image in spatiality
or to build spatiality through it. This image is a parallelepipedom
where the two main characters are seen frontally and form an independent
figure. The main axis runs along Saint Francis's body. Giotto
makes it visible creating a deep fold in the blanket that reveals
the hip and the leg of the character. This line is one side of
a triangle, whose other sides are one of the staffs of the tester
and Christ's arm, the latter being highlighted by the shape of
the gown.
Saint Francis's head is laid upon the Saint's hand instead of
upon a pillow, as to suggest the idea that the Saint was half-asleep
rather than dreaming, which in fact follows the Leggenda dei Tre
Compagni.
The front curtain is rolled up around the pier of the tester to
fill in a void in the composition of the image. The latter is
given unity in spite of the ignorance of perspective thanks to
a way of viewing objects in the lower part of the fresco from
above and objects in the upper part from below. This is definitely
true for the bed, the open gallery, the door of the tester and
the palace. The Saint is also approximately seen from above, probably
also to emphasize the curve of the leg under the blanket. Christ
is seen frontally thus acquiring a centrality that does not depend
on the vertical line that cuts the image into two parts separating
the tester-space-parallelepipedom from the palace. However Christ's
arm indicates the vertex of the group, Saint Francis. In fact,
as it has already been said, Christ and Saint Francis form a triangle,
that is a symbol of perfection. Here Giotto emphasizes the most
important character (generally Saint Francis, Christ here), showing
Christ standing and the Saint lying. The painter does not need
to resort to differences of size to suggest hierarchy, as painters
had always done in cases like this.
One last remark is about the comparison between the composition
of spatiality in this fresco and that of the others that have
been analyzed above. As I have said, Christ and Saint Francis
here make up a triangle that fits perfectly the whole composition.
It is not so for the triangle that the figures of the episode
of the simple man form, and on the other hand the whole fresco
keeps a distance between the episode and the setting, the town,
where it takes place. The second episode, that of the cloak, shows
more resemblance: it is constructed on diagonals tracing a cross
in the centre of the image. In point of fact in these cases we
could speak of four ideal triangles constructing spatiality, which
is a combination that was particularly considered at the time,
especially for buildings of importance and cathedrals.
FOURTH EPISODE
(Fouth of the First Series)
As the Blessed Francis is praying in front of an image of Christ Crucified, a voice from the Crucifix said these words three times:" Francis, you will go and restore my house falling to ruins" thus meaning the Church of Rome.
LM 2,1 - 2c10- 3Cp 13- 3c2.
The episode is reported in Legenda Maior with an emphasis on
the factuality of the miracle since the voice is said to be heard
by the Saint's "corporal hears". The text also explains
that in the beginning the Saint thought he had to restore a physical
church made of material walls rather than the Church that Christ
gained by his own blood, as it was written in The Acts of the
Apostles (20,28).
Saint Bonaventura's source is Vita Seconda by Tommaso da Celano
where in fact the conversion is more sudden and Francis understands
the meaning of the utterance, which is pronounced just once. For
Tommaso da Celano Francis intentionally does not want to accomplish
his task preferring to "gradually move from the flesh to
the soul". On the other hand, it has already been said that
the writer considers the episode of the cloak- the point of arrival
of other Saints, such as Martin- the starting point of Francis's
conversion.
Both Leggenda dei Tre Compagni and Vita Seconda explain the episode
as Francis's reception of Christ's passion into his soul- the
first step towards the Holy Stigmatas. The moment when he hears
the voice in San Damiano's does not represent a miracle, but a
step forward a new path in life: Francis, the man, will start
living and acting as God's poor servant or mad man as one prefers
to say.. in any case a life based on poverty and renounce to worldly
riches. In fact the sale of the riches in Foligno, the proceeds
of which he will use to restore San Damiano's, is another event
in the process which has been related to this episode alternatively
being set just before or after it.
Back to the question of the reality of the voice speaking to Francis,
the earliest sources, and the very first, in particular, the Vita
Prima by Tommaso da Celano do not mention a physical voice, and
also the Vita Seconda leaves some doubt. But Saint Bonaventura
is positive about it and Giotto's image- the Saint on his knees,
his hands opened as if they had just been held in an act of praying,
and a look of wonder in his eyes towards the crucifix seemingly
slightly bent towards him- seems to suggest that the painter is
following the official biography.
About the iconography of the Saint, this fresco shows an unusual
image of Francis, not wearing a tonsure or a habit, but some head-gear,
which would suggest that the iconography became established as
the works of the cycle progressed. This would not surprise the
modern mind but in the past a fixed image was essential for recognition
of a character or Saint. However the aureole and the described
image cannot leave doubts about the Saint's piousness. One final
remark about Francis's image here is that even though this is
not a strict profile, only one foot is visible - - another clue
to Giotto's disregard for this feature of the human body.
About the structure of this fresco, there is a lot to be said.
Giotto depicts the moment when the Saint is astonished on hearing
the words from the Crucifix that tell him to restore the Church.
Therefore the elements he has to represent are Saint Francis,
the crucifix, and the Church of Saint Damiano in ruins.
For the purpose he decides to split the panel into four parts
by an ideal cross and assign each element a part. The Saint is
on the left and Christ Crucified is on the right; the third element,
which is necessary for the individuation of the miracle, i.e.
the church, is the place where the two elements are inserted.
Not wanting the building in the background with its proper dimensions
as he had done for the other frescos, and considering that the
dimensions of the protagonist of the cycle could not be reduced
to make him proportionate to an element which is fundamental,
yet subordinate to the overall image Giotto resorts to stratagems.
He subdivides the space of the church into a number of areas and
assigns the characters separate, autonomous spaces, which partially
solves the problem of the impossibility of likely proportions
for the three elements. In fact Saint Francis still appears extremely
big in relation to the aisles of the Church, reaching the height
of the columns even though on his knees whereas the crucifix is
proportional to the building in one dimension only, the height
. Yet there is some imagination working here: the Saint becomes
visible only if the external wall of the church were missing or
better as if its lower part were transparent up to the architrave
whereas the upper part on the left is closed by the external wall
and by the roof. The Saint thus occupies one of the four parts
in which the image is divided, the lower left, and this space
is autonomous, encircled by four columns, two pairs in fact, one
behind him and one in front of him. Moreover, of the two pairs,
one is closer and one is farther to the viewer since the church
is viewed from a side. The farther pair is the inner, nearly placed
according to the schemes of a perspective with a central vanishing
point in relation to the space assigned to Saint Francis. However,
irrespective of perspective laws, the columns all have the same
diameter and height.
This composition seems to suggest a first break of the rule according
to which things within a spatial unit are always seen from the
same side and the lines along which the image is constructed are
always parallel. Only one area is divided in such a way as to
create distinct, even though not separate, spaces: one for each
element to be represented. Only the roof of the closer aisle is
panelled along parallel lines sidelong leftwards, thus repeating
the usual scheme.
The right half of the fresco is structured so that the space where
the crucifix is placed appears as a whole. The cross that cuts
the panel into four can be worked out by intuition through the
projections of the architrave which appears broken because of
the fall. To the extreme right there is a column signalling that
the lower part of this half of the panel can be seen in consideration
of an imagined transparent or missing wall like in the area where
Francis is located. Only here the wall is totally missing as the
imagined fall includes the architrave and the upper part of the
church which on the left have been kept in order to divide the
space. Here the space is kept one and the view opens up from the
altar to the apsidal vault and up to the sky since the very roof
is broken.
The reasons for this are in the already mentioned play with proportions
and space in order to keep hierarchies: as the Saint is already
too big for the architecture of the church, the crucifix cannot
possibly be bigger. Therefore Giotto places the crucifix in an
area which has a double height compared to the other, with the
result that the Saint is the protagonist according to dimension
and Christ is according to spatiality. The space assigned to Him
includes the altar where He is made flesh, the Crucifix, His image,
the bowl-shaped vault representing the heavens where He dwells,
and the very Heavens, the sky. Nothing is casual in Giotto's frescos,
which on the other hand was expected of any artist of his time.
To create the effect of a closeness between Christ Crucified and
Saint Francis, Giotto has the space spin around an imaginary axis
on the right corner of the apse, which is for this reason viewed
almost frontally not concealing any part of it to the viewer.
Moreover the shorter sides of the altar are not parallel (which
is very unusual for Giotto who always keeps the parallelism of
lines) as if they were rays from the front column of the space
assigned to Saint Francis. This second anti-clock rotation shifts
the altar leftwards, that is towards the Saint. The step of the
altar also appears funnily twisted to reach a harmonious perspective
result with the space around it. In fact when one object is given
more than one angle of inclination in the same image the result
is apparent rotation- Guido Reni will exploit this effect for
his crucifixes in later times.
Finally because the external wall and the architrave mark off
the front plane, the elements painted in that space - the crucifix,
the altar and the apsidal vault- must be all contained within
it, thus causing an apparent movement of the crucifix, which on
the other hand is a bi-dimensional object, a painted board, as
it was commom in those times, along whose longer arm some pious
women are represented.
The complexity of this artifice is justified by the seriousness
of the matter. Although the image of Christ is quite damaged,
Giotto's intention to emphasize the communication between Him
and the Saint is clear. Looking at the crucifix, the viewer's
look immediately turns to Saint Francis and viceversa. It is not
so much a question of gestures or poses as it is of ideal lines
that represent the characters' looks and create links within the
image. In this spiritual dialogue Saint Francis becomes converted
and accepts Christ, but his attitude here is rather passive as
it is the Divine Will to be operating on the fertile land of the
Saint's soul which is undergoing its process of conversion and
devotion.
FIFTH EPISODE
(Fifth of the First Series)
When he returns everything to his father and, taking off his clothes, he gives up his father's riches saying to him: "From now on may I say with absolute certainty: Our Father that dwells in the Heavens, since Pietro di Bernadone has repudiated me".
LM 2,4- 1c15-2c12-3Cp19-AP8.
This episode is one of the most important steps in the process
of the Saint's conversion and for the foundation of the Franciscan
Order. The first four panels have already showed the first urge
to conversion through a presage (the episode of the simple man),
the inner conversion manifesting itself in a gesture (the gift
of the cloak), a second presage, this time coming from Christ
himself (the dream of the palace) and finally the open exhortation
to start a new path (the episode of San Damiano's).
These episodes can be subdivided into two groups: the first relating
to the achievement of an old form of perfection (Saint Francis
equalling Saint Martin) and the second to the preparation to a
new form of sanctity through the direct intervention of Jesus
Christ speaking to him first obscurely and then openly. The scenes
that come after these episodes will therefore depict the beginning
of this new phase: the renunciation to the riches, together with
the dream of the Lateran and the approval of the Rule make up
a trilogy related to the birth of the Franciscan Order.
In the course of time this fifth episode was deprived of its dramatic
character and the symbolic and legal sense were emphasized. In
Vita Prima by Tommaso da Celano the renunciation to the riches
and the restituition of the bag with the money are one episode
which causes Francis's father to lose his temper. In Vita Seconda
the scene is played down: Francis is not taken by his father in
front of the bishop, but it is the latter to advice him to return
the money. At this point Francis returns his clothes together
with the bag and shows he is wearing a hair-shirt. Saint Bonaventura
in Legenda Maior adopts the earlier scheme but includes the idea
of the hair-shirt, a detail that emphasizes the idea of the religious
mortification of flesh. Giotto's interpretation emphasizes the
notion of poverty rather than that of the mortification: the reason
might be that the hair-shirt was later abolished by Saint Francis
for his Order. What is important here is that Pietro holds his
son's clothes, including the underpants, showing that Francis
had turned himself into a totally naked poor man.
We should here remark the absence of women in the painting, which
cannot be justified by the fact that the subject of the painting
has legal implications and that women were not full legal subjects
at the time. Neither children were, but they are present among
the crowd that witness to the episode. The reason for the exclusion
must then be the nakedness of Saint Francis: the episode should
not be an example of scandalous behaviour for the pilgrims and
visitors of the Basilica.
Leggenda dei Tre Compagni provides a different version : Francis's
decision is taken after reflection in a room where his father
also comes to know about it and loses his temper. Moreover Francis's
choice is offered a sort of justification in spite of any possible
reaction by his father through the introduction of the figure
of the consul. Leggenda dei Tre Compagni refers to a summons to
appear that Francis receives, according to the law, to which he
replies that he has devoted himself to God. At this point the
consuls openly invite Francis to see the Bishop because according
to ecclesiastical law an individual could not enter the clergy
- and therefore pass from civil to ecclesiastical jurisdiction
- simply by an act of will, but had to accomplish formal procedures
that required the approval of the Church. As these procedures
were common knowledge, the reference in Leggenda dei Tre Compagni
seems to emphasize the fact that Francis has belonged to the Church
since the revelation of San Damiano's and because of a direct
call by God. The formal admission will then become obvious here
with the Bishop's protection and later with the approval of the
Rule.
Giotto's fresco is generic as for its reference to sources: the
Saint returns his clothes to his father and the Bishop covers
him by his mantle while the clergymen stay behind. On the left
stand the people of the town, Pietro Bernadone among them wheras
Saint Francis is placed more to the right with his hands joined
in an act of prayer. An ideal line joins the Saint's hands with
another hand that appears from the Heavens with the typical gesture
of the Christ Pantocrator of Byzantine art. The forefinger points
to the group on the right part of the panel, in sign of command
over the Church, even if the hand is perpendicular to the figure
of Pietro Bernadone. The hand obviously represents the Divine
Will that with the gesture commands the clergy, including the
Saint, who is therefore called on directly by God and not by the
representatives of the hierarchy of the Church. Pietro Bernadone's
reaction, which is justifiable in terms of him being Pater Familias,
is in fact hindered by a man wearing a gown and a cloak, most
probably a magistrate.
The scene can be interpreted as follows: Giotto places the two
groups of people facing each other in a sort of opposition, but
when the Saint is called on by God and receives official protection
by the Church, the lay world also has to acknowledge the new choice.
We can say that the fresco represents the moment when Saint Francis
is freed from his father's control by the Divine Will even though
he does not belong to any religious order or to the regular clergy
yet. The Bishop of Assisi, covering Francis's naked body and looking
away in sign of chastity, acknowledges the act that comes from
God.
The Bishop also seems to be speaking to a clergyman: Legenda Maior
refers that the Bishop tells the clergymen to give Francis something
to put on while he himself is covering his nakedness out of pity.
Vita Seconda by Tommaso da Celano seems to suggest that the Bishop
has got a feeling of the divine intervention. Giotto includes
both details: the hand and the dialogue, which confirm that he
made use of various sources for his frescos.
Like the other frescos already examined, this panel is subdivided
into very distinct areas: Giotto places the people of the town
on the left and the Bishop, the clergymen and Saint Francis on
the right. The separation between the City of God, the Church,
and the City of the people, which was clear in the episode of
the cloak, is less obvious here. The background here is formed
by generic town buildings that are not in a continuous line but
cannot possibly form a circle or a square. As it was typical of
Giotto's way of painting buildings, they are higher on the exterior
side of the panel taking up the upper part of it, which also concides
with the sky, wheras the lower part is filled in with living figures.
In this case the buidings show the corners and not the front side,
thus making two sides visible instead of one. Moreover, although
the parallel lines are kept parallel , the perspective is rather
diverging than converging. This is especially apparent in the
building at the back of the group including Saint Francis and
the Bishop.
Saint Francis's looks are parallel to his arms and directed to
God's hand: this ideal diagonal cuts the large blue empty sky
that overlooks the scene. In fact from a structural point of view
this emptiness is thus filled making a difference with the cold
sky of the episode of the gift of the cloak, where a sense of
depth was produced in the painting, thanks to the total absence
of relation with the main scene.
SIXTH EPISODE
(Sixth of the First Series)
As the Pope sees the Basilica Lateranense almost in ruins and a poor fellow, namely the Blessed Francis, supports it on his back to prevent the fall.
LM 3,10- 2c17-3Cp51.
Also this panel can be divided into two areas, as many as the
elements of the story: the Pope who is asleep and Francis that
supports the church.
Differently from its sources, which described Francis as a ragged
fellow, the fresco portrays the Saint in religious clothes. This
is actually the first fresco where Francis is wearing a friar's
habit, a tonsure and a beard, i.e. the iconography that will become
established for the Franciscan order. But if we think that the
preceding panel had showed him among the clergymen it is not surprising
now to see him in religious clothes.
Here the motives of iconography take priority over the didactic
intent which urged the representation of the Saint's humility
as the real strength of the Order as well as of the whole Church.
It is also for reasons of established iconography that the Pope
is portrayed with his mantle and tiara on and with two attendants
sitting at the feet of his rich bed, as the dignity and high rank
required.
A number of stylistic remarks can be made about this fresco. In
the first place Giotto is here more careful about the inner perspective
of buildings Both the tester and the porch of the Basilica appear
more accurate than, for example, the Palace with the arms. In
the second place there is here extraordinary attention for the
portrayal of characters, which makes Giotto stand out as a painter
of his age. With this fresco each character seems to be enclosed
in the formal perfection of its drawing and receives more attention,
with the exception of the Pope that is awkwardly laid on his bed
to be seen frontally as if he were sleeping on a side in spite
of the posture of the body, which is typical of one sleeping on
his back.
As we have said, the figure of the Saint is not at all mean, nor
does he look small or low as the sources would have him. On the
contrary he has a rather strong appearance even in comparison
to other episodes of the cycle. It is a fact that Saint Francis
is the protagonist of the cycle and that therefore his dimensions
must be proportionate to the role. On the other hand when Giotto
wants to underline the humility of the figure he prefers to study
a posture that may reveal modesty rather than play with dimensions.
Apart from these remarks about proportions, there is here the
usual inaccuracy concerning the position of feet that in this
case implies an inconsistency in the composition of the fresco
since the Saint's foot is placed somewhere illogical, i.e. on
the very porch he is supporting. However there is skill in the
way the painter expresses the tension of the Saint's left leg
and the graded effort of the body, which are shown through the
accuracy of the draping and shading of the cowl. An intense look
and a firm posture add to the accurate depiction of the Saint.
There is remarkable care also in the portrayal of the servants
whose figure might correspond to the reference that was added
by Father General Gerolamo d'Ascoli to Legenda Maior about some
attendants of the Pope who, on his awakening, were sent to invite
Saint Francis into His presence. Their existence had been precisely
described in the sources thus causing a special importance for
their figure as the first witness to the miraculuous dream. Both
characters nobly wear a beard, which is perhaps a detail conceived
of in order to distinguish these figures from the clergymen, and
both appear natural. Giotto must have devoted some attention to
their portrayal, which indicates a new pictorial interest in minor
characters- let us notice, for example, the contrast of light
and shade between the dark mantle of the servant on the left and
the light clothes with effects of shading and chiaroscuro of the
one on the right.
I will conclude the analysis of this fresco with some considerations
about spatiality. First of all the sky is filled with complex
architecture instead of being clear and empty like in the previous
frescos. Secondly, if we wanted to subdivide the fresco into four
areas by a cross like we did for the previous panels, it would
be impossible to tell which pillar is the vertical of the cross
or which staff of the tester is the horizontal. Even more apparently,
the crooked roof of the church makes the whole composition much
less precise than that of the other frescos.
Indeed the space assigned to Saint Francis supporting the Basilica
interferes on that assigned to the Pope, nearly falling on it.
The pillars of the bed that stand between the two areas are not
a well-defined border and even though the figure of Saint Francis
is tangent to them and does not go beyond the first pillar, the
idea that the painter conveys is very close to what should have
been the Pope's dream: the Basilica seems to be falling over him
and the Saint is stopping the fall by supporting it.
In conclusion we can say that in spite of the existence of two
areas assigned to the two main characters, the Pope and Saint
Francis, these portions of the panel are neither well-defined
nor symmetrical to each other. This is not a sign of regression
in my opinion because it suggests that the painter is on a new
way of painting heading for the.
unity of the scene.
SEVENTH EPISODE
(Seventh of the First Series)
When the Pope approves the Rule and assigns the mission to preach penance allowing the tonsure for the friars that went with the Saint so that they would spread the Word of God.
LM 3,10- 1c33- 2c17- 3Cp51- AP 36.
This is one of the most important episodes in the history of
Franciscanism. The Pope makes the movement lawful, which may also
mean that he simply acknowledges its existence: from a formal
point of view authorities give permission or recognition even
when they merely acquiesce or let be. In this case the sources
refer to a permission by word of mouth, nearly a period of trial
which is possible on consideration of the fact that the Rule was
written and discussed at large only later on.
Tommaso da Celano does not mention the Rule in either biography,
whereas Saint Bonaventura has the Pope "approve" the
Rule since Saint Francis "wrote in simple words a formula
of life for himself and his friars". Both Vita Prima and
Leggenda dei Tre Compagni record the attendance of the whole Order.
Giotto paints twelve, including Saint Francis following the Anonimo
Perugino and possibly alluding to Christ and the Apostles.
The most conspicuous image of this fresco is the Pope's, who is
portrayed in a blessing posture with his right hand over Saint
Francis while his left is handing a parchment to him, apparently
the approved Rule of the Order. Giotto must be following here
the official biography, since the friars are also wearing the
tonsure mentioned by Saint Bonaventura as a sign of not belonging
to the lay jurisdiction anylonger. This also suggests that since
the earliest contacts were established with the authorities, the
Order had possessed a constitutional form which was not very dissimilar
to the definitive Rule. This is obviously a defense against those
who, in Giotto's times, invoked better accordance with the original
rule. How could it have been otherwise in the main see of the
now established Order?.
The analysis of this episode is complex. To start with, there
are two distinct groups even if they are not viewed separately:
on the left Francis and his friars and on the right the Pope and
the prelates. Among these stand the two servants of the previous
episode, which suggests that Giotto follows the narration that
had the Saint brought in front of the Pope after the latter's
premonitory dream- since the Pope himself had firstly rejected
him. In fact the two servants only represent two witnesses to
the dream or executors of the Pope's decrees, but in the context
of the cycle their presence underlines a more important interposition
in the history of the Order: the Divine will.
Since the Consistory must have been public- for no sources refer
to secrecy- we can suppose that the prelate sitting next to the
Pope and wearing a red mantle can be Santa Sabina's Cardinal and
that the character standing right of the Pope could be the Bishop
of Assisi. The sources refer to them as intermediaries that introduced
Francis to the Pope, but here they appear within the group of
the papal court.
The structure of the fresco clearly shows a separation between
the newly born Order (on being accepted the Rule, the movement
becomes an Order by right) and the prelates of the traditional
hierarchy, their only bond being their subordination to the Pope.
The image is clear: the Pope stands higher but the central figure
is that of Saint Francis, to whom all looks are directed. The
Saint is slightly separated from his own group, so that a series
of converging lines may fall on him, from the right and from the
left of the picture. The play with the looks is such that a bundle
of beams departs from the friars to the Saint and from there it
is directed to the Pope, which at the same time highlights the
unity of the Order and the centrality of the Saint.
Fom the point of view of perspective the composition of this fresco
presents a novelty: the space is unitary. Even if groups of characters
are still obviously discernible, there is a larger unit that includes
all of them. The three walls that surround the scene and the arcade
supporting a hypothetical coffer ceiling mark the bounds of this
space.
The perspective makes the side walls converge towards the back
wall and shows the inner part of the three little arches farther
and adherent to it, wheras the outward part of the arcade is closer
and larger. Thus the three arches form a series of barrel vaults
whose surface is all visible. Moreover if the horizontal lines
of the two side walls had not been kept parallel the perspective
would have been very similar to a Renaissance central perspective.
But this is not the case yet and there is only one viewpoint for
the two sidewalls and two different directrixes diverging with
a rather wide angle.
The ceiling, which could have been theoretically visible, is missing
and therefore there is no element of convergence for the lines
with respect to a central line, perpendicular to the back wall
in perspective and vertical in the execution of the drawing. But
it is too early for such an advanced step and the new unity of
spatiality is already a leap forward.
A final remark is about a detail: the decoration of the upper
arches is of the mosaic sort and the walls are covered with heavy
oriental curtains, which were used in rich houses also for thermic
reasons, that is for their non-conductivity.
EIGHTH EPISODE
(First of the First Pair of the Second Series)
As the Blessed Francis was praying in a hovel (by the Bishop's seat in Assisi) and being physically away from his friars at the hovel outside the town (at Rivotorto),he was seen on a chariot of fire brightly wander about the house round midnight and the hovel lit up as it were day for which reason those who were awake were amazed and those who were asleep woke up and were frightened.
LM 4,4- 1c 47.
The sources refer to this episode as a reward (Tommaso da Celano),
or as a sign of the Divine Will (Saint Bonaventura) which chose
Francis as a new Elijiah, the "chariot and charioteer"
of the spiritual men. In the original version the chariot brings
an igneous globe and Saint Bonaventura adds that the spiritual
light coming from the soul of the Blessed Francis allows the friars
to see into each other's mind, thus causing a premonition of Paradise
and a better confidence among the members of the community.
Giotto alters several elements of the episode, the most important
being the portrayal of the Saint, specially bright on this occasion,
on the chariot instead of the globe so that the image could be
clearer to the pilgrims. Also the chariot does not wander about
the house, but over it making the friars witnesses to the miracle
rather than co-protagonists of the episode and as a consequence
the setting must be modified. The house, one closed space in the
sources, is turned here into a small porch within which some friars
sleep while others call them from the outside to watch the prodigy.
Since the analysis of the previous fresco has proved the conspicuous
progress achieved by the painter as far as perspective drawing,
we have to assume that there are other reasons for setting the
scene in an open space than wanting to avoid the trouble of painting
interiors. Nor does Giotto recur to stratagems like the break
in the wall of San Damiano's. It then appears that Giotto chose
to show the episode as a miraculous premonition of the role of
the Saint as the new Elijiah and of his ascent to the Heavens
in the Glory of God.
There are a number of technichal remarks that can be made about
this fresco. The image is no longer divided into four and the
chariot of fire is not placed symmetrically to the friars standing
on the right and those sleeping on the left. Now when painting
in fresco each layer of plaster dries very quickly and certainly
Giotto's complex composition and outspread figures could not possibly
be painted in one session.
There is a technique that exploits four different cartoons for
the pouncing, which could explain the fact that the previous frescos
were divided into four panels. Supposing the technique was practised
at the time, the sinopites would coincide very skillfully on this
fresco, allowing to paint figures closer. Alternatively, and more
likely, supposing it unknown, and even admitting the usage of
dry retouching for correction and addition, the ability at having
parts painted at different times coincide is even greater.
There is definitely a new effort and skill in the arrangement
of the work. The narrative elements are placed each in its own
area for other reasons than technical. An important feature of
the composition is the play of looks. Here, like in other panels,
Giotto has the looks fix on each other: the viewer realizes that
by following ideal lines and also thanks to the inclination of
the heads.
One of this lines joins the friar in the middle of the sleeping
group with the other inviting him out by his left arm. In addition,
his right arm is in accordance with the left arm of the friar
that is pointing to the chariot and both are ideally joined by
a parallel to the line of the looks mentioned above. Thus the
looks of those watching the fresco must eventually focus on the
Saint, the ultimate object of the whole composition.
One final remark here about the way of exploiting spatiality concerns
the shape of the front part of the chariot, which in a sort of
V , results slightly bent outward. The figure of the Saint, nevertheless,
is still utterly a profile.
NINTH EPISODE
(Second of the First Pair of the Second Series)
When a vision from the Heavens showed a friar many seats amongst which one higher in dignity and shining in every Glory and a voice said to him: "This seat belonged to a fallen angel and is now kept for humble Francis".
LM 6,6- 2c122,3- LP 23- sp60.
The episode is set by Giotto at the time of prayer when a friar,
not daring disturb Francis, stays behind and sees the Thrones
of Glory. An angel addresses him pointing to the magnificent central
Throne with his left and to Saint Francis with his right.
In fact the sources never mention an angel, and two of them (Legenda
Perusina and Speculum Perfectionis) emphasize the spiritual character
of the vision by adding a quotation from Saint Paul: "whether
within the body or outside it only God knows".
Giotto embodies the voice in an angel just like he had done with
Christ in the episode of the Dream of the Palace so that people
could understand that the relationship between the Saint and the
Throne was God's decree and not an arbitrary inference of the
painter or of the friars.
Like for other frescos where the sense becomes clear thanks to
the relations that the lines ideally joining looks and arms create
between characters, this fresco can thus be interpreted without
further information.
Differently from the sources, Giotto's fresco does not portray
the church where the vision takes place. Its prodigious character
is thus stressed and the composition focusses on the triangle
that the threee figures form.
The characters are set against a uniform light blue background
where the five thrones float in a space where geometrical distances
do not matter (Noteworthy for specialists of the field are the
wooden fabric of the thrones and the special padding of the seats).
The only hint to the church is an altar with a canopy over it
in the shape of a small apse.But it does not strike the imagination
and its function is to highlight by contrasts of color -white
and blue- the value of the dominating sky.
The altar is laid on steps, on the lower of which the Saint is
kneeling. This is the bare minimum to suggest that the episode
occurred in a church. Simplifying and saving work seem to be the
rules of this fresco.
The upper part of the altar is viewed from below and is drawn
on parallel lines leftwards, wheras the thrones are drawn rightwards,
which indicates a deliberate separation of the two images.
The altar itself is viewed from above; its sides converging towards
the front as well as the steps and the wooden predella.
The whole altar is drawn in a way that seems to open the space
from the back to the foreground to include the three main figures.
Its right side is viisible whereas of the thrones we see the left
side. In conclusion the setting seems to be drawn on a series
of visual and perspective differences, that someway make sense.
The three figures are more detailed and the friar's and the Saint's
in particular are endowed with a certain elegance, their countour
suggesting those of miniated figures- another evidence of the
well-known relations between the painting and the miniature of
this age. The friar's and the Saint's figures possess movement
and draping, the faces are not mere profiles and respect proportions-
the Saint is here painted as a small man like in written descriptions,
but of course Giotto underlines the importance by placing him
on a slightly higher level and in a central position.
The angel, that cannot be less fundamental than the Saint from
the standpoint of iconology, is isolated and placed in the middle
of the blue background, against which he stands out but also blurs
with his white and bluish wings.
This episode like the previous is a prophecy, this time involving
the Saint in the first place and the Order in the second. The
history of the Order lives through the Saint and its future depends
on the special position that its founder has in the history of
Salvation.
The message directed to the pilgrims of the Jubilee of 1300 was
that Saint Francis was the greatest of all Saints, worth replacing
Lucifer on the nearest Throne to perfection.
Thanks to this unique blessing, Francis achieves a special authority
over the Order which is emphasized in this image.
Differently from the Approval of the Rule, where the collective
moment was the subject of the fresco, here the focus is on the
Saint's Glory in the Heavens (which on the other hand had already
been promised in the episode of the Palace with the arms).
Summing up, this first pair of frescos establishes the principles
of the new iconography: the glory of Saint Francis is the Glory
of the Order and the friars, ever present in the scenes, represent
the body of which the Saint is the head.
TENTH EPISODE
(First of the Second Pair of the Second Series)
When the Blessed Francis saw a multitude of rejoicing demons over the town of Arezzo and said to his follower Silvester ( who was a priest) : " Go, and in the name of God, shouting by the walls, drive out the demons" and as in obedience he shouted, the demons fled and suddenly there was peace.
LM 6,9- 2c 108- LP 81.
This episode is a glorification of obedience, a virtue that
Saint Francis considered the best proof of humility. Here obedience
is expressed through the relationship between Saint Francis's
command and Friar Silvester's execution. There are, however, different
readings of the episode in the sources and the structural and
iconological study that follows will ultimately not provide any
decisive element to ascertain which influenced the painter most
beside the official Legenda Maior.
Saint Bonaventura underlines that obedience is absolute, admitting
no questions whatsoever: Silvester is "simple as a dove",
showing "true obedience" when "executing orders".
In Legenda Perusina too Friar Silvester is "a man of great
Faith, extraordinary simplicity and purity" but he drives
out the demons with the words " From God the Almighty and
by virtue of the Saint Obedience of Francis' s order.." instead
of "from God the Almighty and by order of our Father Francis"
( in Legenda Maior). In Legenda Perusina the notion of obedience
as a virtue originated by the Saint is more similar to that of
loyalty rather than of hierarchical authority.
There are obviously issues at stake within the Order as for these
differences of interpretations and in fact only Tommaso da Celano,
who wrote when the Order was still young, seems to highlight another
aspect of the matter, namely the power of the Saint through his
followers. Finally we will see that Giotto's fresco, though placing
Francis in a corner, emphasizes the centrality of the Saint's
figure.
The fresco repeats a scheme that has already been seen (in the
Renunciation to the father's wealth): the picture is divided into
two by a vertical slice of blue sky that here goes down to the
ground while a horizontal line forms a cross at the height of
the town walls and of the upper part of the first order of the
church. This line is also marked by the height of Friar Silvester,
whose hand is directed to the sky thus creating a connection with
the supernatural, just like in the Renunciation.
The cross appears to be in the background -also figurately- since
it takes shape behind the main characters. A diagonal that starts
with the Saint's back and head, touches the friar's arms and ends
over the roofs of the buildings the town, appears more in the
foreground. As it finally directs the powerful looks of the Saint
to the devils it eventually brings the message of power of the
Saint's will through his friars.
The representation of the demons is interesting and telling about
the composition of the work: there must have been different hands
working on this panel, probably assistants, who lacking Giotto's
direction applied outworn schemes to unfinished parts. This is
likely to have happened for the shape of the demons, for the drawing
of the houses with figures at the windows as witnesses to the
episode and for the the fur (or feathers) covering the monstruous
bodies. This image reminds of the bizantine draping of clothes
that was common throughout the Middle Ages up to Cimabue's times.
The magister, undoubtedly Giotto, must have taken care over details
probably knowing these would impress the most. He may threfore
be the author of the demons' wings and paws which are innovatively
modelled on bats and hens in a naturalistic manner, let alone
of their attitudes and faces which possess a peculiar "feel",
and suggest the touch of genius.
As far as the town is concerned, this is conceived of in a medieval
manner, the buildings being seen one over the other leaving no
space in between. The curved walls are not a solved matter in
Giotto's style yet, but they are somewhat relevant to the perspective
of the whole image. A more effective role of perspective is played
by the church on the left whereas none is done by the roofs of
the buildings. Here the usual front-one side view is reduced to
a two sides- no front view (with the corner close to the viewer).
Up to this fresco the parallel sides of buildings had always been
kept parallel. In this case, apart from the parallel lines of
the roofing-tiles, the lines diverging from the corners highlight
the spatial dimension. The fact that only the upper part of the
town is painted also affects the illusion of depth.
ELEVENTH EPISODE
(Second of the Second Pair of the Second Series)
As the Blessed Francis, in order to testify to the faith of Christ, wanted to go into a big fire with the priests of the Sultan of Babylon ,but none of them wanted to go with him and fled away from the Saint's and the Sultan's presence.
LM 9,8- 1c57- Fior 24.
The episode is mainly drawn from Saint Bonaventura's Legenda
Maior that highlights the priests' withdrawal from the test.
The structure of the fresco is given here as in other cases by
the lines connecting looks and gestures. A triangle is formed
by the lines joining the Sultan's open hand, inviting his priests
to the test, their looks and the fire, which are the three vertexes.
The Saint, in the middle of the image intercepts the Sultan's
gesture and points to the fire and himself with his hands. The
facial expression of the friar behind him shifts the viewer's
looks back to the priests, thus closing the lines of relationships
between the characters, whichever the starting point.
The composition of these ideal lines is almost on one plan which
has little depth and is divided into areas by the three groups
of characters: the priests on the left, the friars in the centre,
and the Sultan with his court on the right. The space behind them
does not follow the tripartition. There is actually coincidence
between the friars and the priests and the pillars of the tribune
behind them and similarly between the Sultan and the baldachin.
However, in general terms, we can say that two architecture units
correspond to three groups of people and that the empty cesure
is not in the centre.
Moreover, the two buildings are not oriented in the same way,
which is evident if we watch the lacunars. The tribune is viewed
from the left and its upper part, which is open at the back, wide
and deep, projects over the Saint. The baldachin is viewed from
the right jutting over the Sultan , but this space is smaller,
narrow, and rather inclined and decentred.
The two characters are treated differently and the Sultan is belittled
by Giotto's composition. In addition, the priests are placed in
a corner, which seems to emphasize their gesture of fleeing: they
vanish from the story just like their position- a sort of vanishing
point- suggests.
This episode stresses the "power" of the Saint's word
and shows that the unwillingness or rejection to opening one's
heart can cause its inefficacy. This relatively unsuccessful episode
is represented with no fear it could be interpreted as a failure.
Miracles and extraordinary facts are not necessary elements of
Franciscanism, whose strength lies in the Word, that is the Word
of Christ, and in the example that the truth must always be proclaimed
even in difficult situations.
Later, however, in the Little Flowers, it is suggested that the
Saint could have gone through the fire and that the Sultan was
secretely converted to Christianism.
A few words should be spent about the representation of the Sultan:
his dignity is adequately respected with an obvious higher position
and his court around him according to an iconography that will
become established during the 15th century. The fact that he was
a non-Christian sovereign does not diminish his kingly status.
In fact already in Sacchetti's short stories the Saladin is described
in the same manner as a knight or a king of the Frankish legends
would have been. Less specifically, the light literature of the
time did not tend to give prominence to the Christian world especially
as Italy was open to trade with the Oriental world.
It is interesting to note here that the fact that Giotto was not
capable of conceiving of Oriental architecture and therefore availed
himself of the schemes of European Gothic was unimportant for
the success of a representation. At the time the function of architecture
in a painting was mainly symbolical of spatiality, with elements
drawn from the surrounding and a view to create a sort of furnishing
for a scene. If the opportunity of painting from life came up,
then the artist would seize on that, but this was not considered
logically necessary in those days though it gradually grew to
be. For instance in the Prophecy of the Simple Man, the first
fresco of the cycle, the representation of the square of Assisi
is exteremely accurate, which suggests a later date for this panel
which can be however supported also by other stylistic remarks.
TWELFTH EPISODE
(First of the Third Pair of the Second Series)
The Blessed Francis, while one day he was fervently praying, was seen by the friars lifted in the air, his arms held up and the body wrapped up by a most shining cloud.
LM 10,4- 2c95.
The figure of Saint Francis lifted up in the air and wrapped
by a very bright small cloud and his arms stretched to form a
cross is drawn from Legenda Maior, where the author also refers
to the friars that saw him and adds that "he was revealed
the hidden secrets of divine wisdom". This episode highlights
the process of being uplifted towards Christ, which had been prophesied
in the episode of San Damiano when the Saint had welcome the Passion
of Christ. The Nativity Scene of Greccio and the Stigmatas will
be the next two fundamental steps of this process.
According to Saint Bonaventura, the episode occurred in a solitary
place in the woods, which causes a problem of interpretation of
Giotto's fresco. Can the walls of the town be interpreted according
to negative logic, i.e. to mean that the episode took place outside
the town, as the trees sketched on the right part of the panel
may also suggest ? It seems awkward, though, that the two settings
should be regarded respectively as the place outside and within
which the event is located. All the more so since in the Driving
Out the Demons from Arezzo the walls denote that the episode takes
place in front of those very walls. Another explanation could
be that two different circumstances merge into one, the other
being when the Saint went through the whole Borgo San Sepolcro
in a state of ecstasy, unaware of what was happening.
The composition is divided into four by the figure of the Saint.
This division is even more evident because of the color of the
sky that has faded differently just following the line that joins
the hands of the Saint, touches his head and ends on the cornice
below the towers of the town. The vertical is signalled by the
Saint himself, so as to have the towers and buildings of the town
on the upper left, the four friars witnessing to the scene on
the lower left, a blessing Christ on the upper right and a mountain
covered with trees on the lower left.
The friars are four, the double of the number required for a legal
act, which has already been considered for the episode of the
Simple Man. Saint Francis'arms are stretched out in the shape
of a cross, also suggesting an image of crucifixion and therefore
reproposing the figure of the Alter Christus . The icon of the
bright white cloud with four upward plumes is not clear. One idea
is that the plumes stand for the Gospels that pushed the Saint
to the imitation of Christ, but this is just a hypothesis. What
is certain is their stylistic peculiar function of giving body
and volume to the cloud.
The play with ideal lines is unequivocal: a diagonal joins Christ's,
the Saint's and the closer friars' looks. The interpretation is
the following: through the Saint's example, the Order can reach
Christ, here partially hidden behind a bright shield, apparently
revealing himself only to Francis who differently from the viewer
can see beyond the shield. However this invitation to spatial
and psychological participation innovates the role of the viewer.
This way of drawing the viewer into the picture, the cloud effect,
the fact that the lines of the building tend to be converging
rather than parallel, and a certain sculptural quality of the
friars' clothes realized through shading, all these elements suggest
a new study of depth. Nevertheless these elements are not part
of a whole new way of conceiving of spatiality and are limited
within their individual separate spaces, differently from other
frescos of the cycle such as the Approval of the Rule where the
effect is of spatial unity.
It must be borne in mind that the fresco technique often compelled
the painters to strive to have parts worked on at the same time
coincide, namely the blue sky and the yellow walls of this fresco.
In fact the bits of the town that are visible behind the friars'
heads are not detailed and the color is not varied whereas its
upper part is more interesting.
THIRTEENTH EPISODE
(Second of the Third Pair of the Second Series)
As the Blessed Francis in memory of the Nativity of Christ, asked for a crèche to be prepared. He had hay brought and an ox and an ass, then he preached on the Nativity of the Poor King and as the Blessed man was praying, a knight saw the Christ Child in the place of that brought by the Saint.
LM 10,7- 1c 84,87.
The most significant divergence from the sources is the setting
of the episode. Both Saint Bonaventura and Tommaso da Celano recount
the fact as being occurred in a stable in the woods, whereas Giotto
locates it in a Church. The difference is important: Saint Bonaventura
reports that the Saint had asked the Pope (and not the Bishop)
for permission to to say Mass outside a consecrated place, underlining
that only the Pope is over the Order. But as the incident was
rare, it is possible that a more traditional version was preferred
here.
The manger is therefore changed into a storied coffer and the
animals are smaller than they would be in reality almost as if
they were dolls of a crèche. The reason for this change
of the setting could be that Giotto did not want to show the Nativity
of Christ as crudely as Saint Francis had done. Whereas the Saint's
intention was to be realistic, Giotto's was to bring the representation
back under the moral authority of the Church, closer to the habitual
way of making crèches.
The scene takes place on the left side of an altar surmounted
by a high ciborium, on the side of an Iconostasis where the believers
would not normally stand. Beyond the iconostasis, where it is
open, several women are visible, whereas on the side of the scene
there are only men: lay men, clergy and friars, among whom Saint
Francis in a deacon's clothes. The other officiant looks at him
piously.
It is difficult to establish which church is described here since
the features of the setting are not detailed. Some critics suggest
it may be the Basilica of Assisi, but since the iconostasis was
abolished from Italian churches after the unification of Rites
of the Council of Trent, the hypothesis is not valid despite the
suggestive resemblance between this setting and the Lower Basilica.
Similarly we can only ascribe the Crucifix on the iconostasis
to a certain cultural context, but not identify it. Also noteworthy
are a large number of lit candles, some on the altar, others on
the open codex, on the lectern, and some longer ones on the ambo
visible on the left, recalling the joyous atmosphere and rites
of that special night.
The fresco probably describes the moment when the gentleman who
had prepared the crèche according to Saint Francis's indications
saw him holding the Child, the "Puer valde formosus"
of Tommaso da Celano's text. Most people are not watching Saint
Francis and apart from the friars obviously singing with their
mouths open wide, all appear to be in a moment of compunction,
presumably the elevation, the priest holding a chalice in his
hands. Only one character raises his hand whether in sign of amazement
or participation we cannot guess- this could be the knight referred
to in the sources.
An interesting detail is the sheet of paper sticked with seals
on the wooden base of the support of the open codex, all lit with
candles. Two columns of lines all beginning with a capital letter
are visible and no more detailed reading is possible because of
the state of preservation of the fresco. Whether the Rule or the
papal dispensation, this paper shows a realistic intent which
differentiates this panel from others, such as the Preaching in
front of the Sultan, where a dramatic effect was sought. Some
details are indeed excessively realistic in this fresco, for instance
the series of hollows and pins that support the base of the codex
allowing its orientation or the parqueting behind the Crucifix
board.
There is a special study of the rules of perspective in these
details: for instance the gradient of the Crucifix, or the upper
part of the cornice of the Iconostasis whose little props are
viewed from the right on the left and from the left on the right.
It is also interesting to notice that the only prop viewed frontally
with neither side visible is not exactly in the centre of the
panel, but at the level of the two friars that sing on the left
and more precisely of the upper left corner of the panel of the
Iconostasis behind the friar standing more to the right. In this
way the point of view is slightly shifted from the geometric centre
to the group of people on the left so that, for instance, the
staff of the Crucifix is seen at the right of the Crucifix itself.
It seems that here for the first time in the history of painting,
the author sought to identify a vanishing point. This is placed
rather high, on the bulge of the back wall, coinciding with the
point that has been discussed above, or sligtly below that, in
the area above the head of the character in a blue hat between
the two standing friars. In fact the upper part of the women's
veils is not visible, whereas it is possible to see the lower
part of the base of the codex and the upper part of the horizontal
hinge on it. Therefore the line of the horizontal plane where
we can identify the vanishing point must be over the men's hair
and just below the women's veil; for the vertical plane we already
identified the bulge of the wall.
The scene does not bring to mind the images of poverty and simplicity
that the Saint probably meant with his representation of the Nativity
Scene. Besides the precious carpet in front of the altar, the
clothes of the characters are typical of the upper class of the
time and the clergy, including the Saint, are all dressed in ornated
paraments. On this occasion the regular clergy and the members
of the religious Order stand together, the friars a little higher
so that their open mouths can be seen. The corners of a stall,
probably of the choir are visible that elevate the friars both
on the left and on the right of the scene. Still to the right
there are two more laymen.
The composure of all these characters does not allow to identify
them, but it now appears obvious that Giotto's intention was not
the portrayal of the episode told in the literary sources, but
the celebration of Saint Francis as the one who started the crèche
tradition. This was now widespread through Italy and the message
to the pilgrim was that it belonged in some ways to Franciscanism.
In fact in Saint Bonaventura's days the custom had become popular
and he therefore took care in referring to a papal permission
whereas in other cases he found the origin of Francis's deeds
in God only and directly.
On the other hand it had to be underlined that the Church Hierarchy
accepted and supported the representation of the Nativity Scene,
which also heightened its iconographic value. In fact many Franciscan
representational ways had found opposition both in Italy and in
Europe and finding a vast iconography that could respond to the
new needs of the movement was an important issue of the movement.
The Stigmatas were not the sole iconographic problem.
In conclusion, we can say that this is the first fresco of the
series where a real unity of spatiality is achieved. In the others
either each narrative element had its individual spatiality or
when there was one space, the characters are in some way placed
in opposing groups. Here the unity of perspective seems to allude
to a unity of the Christian community, who as a whole attunes
to the attitudes of Franciscanism, such as composure and humility.
Moreover here the composition of the fresco and the architecture
of the scene do not clash and the Iconostasis seems to serve the
peculiar function of pushing the scene towards the viewer, which
has a remarkable psychological result.
FOURTEENTH EPISODE
(First of the Fourth Pair of the Second Series)
As the Blessed Francis was riding up a mountain on a poor man's ass since this man was infirm and dying of thirst, by praying, he made water gush out of a rock where it had never been seen before nor was anymore since then.
LM 7,12 -2c46- 3c15.
The first meaning of this fresco is rather evident in its comparison
with the Gospel image of the flowing water (John, 4,1: 7,38).
An Alter Christus Saint Francis intercedes with God and saves
the life of the poor peasant going with him. The message to the
pilgrims is metaphorical and refers to the life of the soul, which
is saved by following the Saint's preaching.
Saint Bonaventura stresses the element of intercession. The two
previous episodes had showed the special favor of God enjoyed
by the Saint. Here the writer stresses how important the Saint's
prayer is, even more than his word, since the latter had an effect
on the demons of Arezzo, but not on the Sultan's heart. The Saint
asks for a Grace that God immediately grants him: for the first
time the Saint is presented as one who obtains Graces thanks to
the possibility of being heard by God or better to the favor that
God grants him by hearing his prayers.
The image of a Saint granting himself Graces is popular in Italy
as the ex-Voto custom proves. Therefore it is not surprising that
Francis is here presented as a dispenser of Graces. However this
faculty is ascribed to him when still alive, which underlines
Francis's special status among all Saints, having he reached and
gone beyond the point the others achieved only after death. The
special favor enjoyed by the Saint is also confirmed by the parallel
with the Bible narration of Moses making water gush out of a rock
for his people.
The emphasis of all literary sources seems to be on the detail
of the water disappearing soon after the peasant had quenched
his thirst. A proof of the mentality of the people of those times
who saw the most wondrous miracle in this, the episode also shows
that the Franciscan message both in the literary and in the visual
sources, highlighted the type of conduct that Francis led and
preached rather than the miracle itself. Giotto obviously focusses
on the central moment of the episode and portrays Francis praying
and the peasant drinking. Two friars stand to witness to the fact
and the indissoluble presence of the Order.
The structure of the composition is similar to that of the Gift
of the Cloak. Two mountains, one on the left and one on the right,
divide the upper part into two areas between which appears a V-shaped
portion of sky, whose vertex is nearly coincident with Francis's
figure. However, in this case, the Saint is not central between
the two mountains, nor are these isolated from the foreground
figures.
The mountain on the right slopes down along two curves that highlight
the passage from the vertical to the horizontal plan and thhus
give the impression of a uphill path. The upper curve, contributing
to the sky outline, and covered only for a very short tract by
the Saint's head, nearly joins the two mountains. The lower, starting
on the right flank of the mountain, goes down behind the Saint
and the friars. The edges of the rocks are all angular and sharp
with the vertical parts darker than the horizontal ones as if
the sun did not shine on them and to stress that the setting is
all precipices and gorges.
The Saint is in the middle of the scene: he is kneeling, with
his arms stretched up towards the sky in an act of prayer and
following and repeating the upper curve of the mountain slope.
The head is not in the centre of the area of the sky probably
to avoid a sense of immobility that would have resulted of that
composition. The elected composition, instead, highlights the
upward tension of the figure and alludes to the journey towards
perfection of the Saint.
The other characters are placed on different plans, a high step
separating the path where the Saint is situated from a horizontal
rocky strip where the two friars stand, which a bit further also
appears vertical to show that there is still mountain below. The
rocky step allows Giotto to place Francis on an upper location
despite him being on his knees. Finally, the peasant is placed
in a rocky triangle that covers an area between the path and the
strip, below the Saint and a little upper the friars.
Summing up, the composition of this fresco is not unitary: even
though the characters are not located in separate areas, with
different points of view, still the narrative elements (the Saint,
the friars, the peasant) all have their appointed place. These
observations, together with the invaluable stylistic analysis,
may help dating this fresco.
FIFTEENTH EPISODE
(Second of the Fourth Pair of the Second Series)
The Blessed Francis, as he was going to Bevagna, preached to many birds, which, excited with joy, stretched their necks, flapped their wings, opened their beaks and touched his cowl; and all these things were seen by his followers waiting on the way.
LM 12,3- 1c58-3c20- Fior 16.
As we consider the fourteen central frescos as seven groups
of pairs, this episode is coupled with the Water Gushing out of
the Rock. The two panels, placed on the sides of the portal midway
of the whole cycle, show the Saint working wonders on Nature rather
than Mankind. The special importance of Nature does not only mirror
a new artistic feeling of Giotto's team; it had been a peculiar
feature of Franciscanism for dozens of years. Another link is
that in the previous panel the Saint heard the prayers of the
one who was leading him on the wordly way whereas here he is heard
by the birds-followers that are guided by him on the way to heavenly
life. This play of parallel oppositions was typically medioeval
and although historical remarks are beyond the scope of this work,
the influence of this episode on the popular iconography of the
Saint should be taken into consideration.
For a better understanding of this episode and its characters
we should consider the literary sources: the episode follows the
Saint's decision to devote himself to preaching, after he had
been querying the Holy Spirit. Here the preaching is addressed
to birds, that in allegorical form stand for the Saint's followers,
as is clearly expressed in Saint Bonaventura's version but also
in a later reference, the Little Flowers, whose earliest source
in Latin , the Acta, is about thirty years later than Giotto's
work. The Little Flowers mirror the popular worship of the Saint
in the late 14th century; although there is no evidence of direct
influence, both this episode and the previous have a particular
relevance in the text. Number XVI is the one related to the fresco
under exam: it ends with an open parallel between the Franciscan
friars and the birds of the sky that with no wealth of their own
only trust in Providence.
The scene focusses on the foreground image of the birds thronging
round the Saint for protection: the Saint preaches to the birds
in the ways described in the literary sources: he leans over them,
and they gather in a group towards him. The visual effect is heightened
by the tree bowing over them almost closing the space and pushing
them towards the Saint. The background is deliberately distant
and separated from the main scene, also owing to the choice of
color: a prevailing blue contrasting with the warm colors of the
earth.
The structure of the composition is such that the body of the
Saint is placed on the left wheras his head appears almost in
the middle of the panel thus separated from the leafy fronds of
the tree behind him and from the friar going with him. A curve
follows the Saint's back from the ground to the aureole, which
also highlights the Saint's head. The figure of Saint Francis
forms an arch with the tree on the right, almost a window of the
Basilica, for the space inbetween is a wide open view in the distance.
Contrasting with this image, the left part of the fresco is marked
by the vertical figures of the friar and the trees behind him.
Though part of the story, the friar is left isolated from the
main structure of the fresco, him being a spectator and the Saint
being the protagonist of the episode.
In sum, although there are supportive arguments for considering
the birds a metaphor for the friars of the Order, I believe that
for one thing no hint to indecisions appears in Giotto's frescos,
which was part of Saint Bonaventura's narration and thesis. Secondly
there is no reason why we cannot consider the followers a more
general category: just like Christ's exhortation to be like birds
of the sky, Francis's preaching can be addressed to everybody.
SIXTEENTH EPISODE
(First of the Fifth Pair of the Second Series)
When the Blessed Francis impetrated the salvation of a knight of Celano, who piously had invited him to lunch and after confessing himself and arranging things for his house, while the others were about to sit down for lunch, suddenly expired,God resting his soul.
LM 11,4- 3c41.
In Trattato dei Miracoli this episode follows another episode
about a man who was raised from the dead so that he could confess
himself and in both cases Tommaso da Celano, besides stressing
the importance of confession and the special favor of God enjoyed
by the Saint, aims at showing the blessing that people acquire
when they welcome the Franciscan Friars.
Legenda Maior provides a different context, since the episode
follows an example of the Prophetic Spirit of the Saint, which
was unheard on the occasion of his journey to the Holy Land, with
terrible consequences, which is underlined by Bonaventura. In
both cases Saint Francis's carisma is exalted; however the writer
still undelines the merits gained through offering hospitality
to Franciscan friars. In fact the next episode in his book deals
with the punishment of an ungrateful canon. Indeed these episodes
all concern the attitude that people should have towards the Saint
and the Order that he founded. They aim at educating the pilgrims
about the values of benevolence and confidence.
This panel is subdivided into two parts. On the left there is
the Saint and the friar that accompanied him (we have to bring
in mind that Francis was not a priest and therefore he could not
confess). On the right there is the dead man, surrounded by his
friends and the women of the house. The two parts are subdivided
by the lower part of one of the two pillars supporting a balcony
jutting over the laid table, behind which the Saint and the friar
are placed.
The pillars are curved forward forming a lobar arch in order to
support the balcony more efficaciously. It should be noted that
this part of the ceiling is curved as well, despite the fact of
keeping the coffered decoration. The strangest thing is that the
pillar on the left is not placed at the end of the balcony but
shifted inward, which makes it jutting without having the lobar
shape of the part of the ceiling between the two pillars. The
part of the wall on the left has the same decorative pattern as
the pillar on the upper and central part and is also ornated with
a flowery pattern.
This would appear awkward if there was not a structural problem
here: the privileged space assigned to the Saint and the friar
behind the table, that is the space included between the two pillars,
does not fully cover the space of the whole table and its footboard
and the friar appears tangent to the left pillar. Why does not
the pillar on the left close the space as it would be reasonable?.
Indeed all the other features appear regular: the Saint is standing
to acquire importance and he is placed in the middle of the space
between the left border of the whole frescoi and a semi-column
protruding from the wall of the Basilica. This semi-column is
painted with the same blue that covers the background of the fresco
so as to disappear from the point of view of the image. Yet it
preserves its structural importance, which explains the apparently
illogical structure of the fresco: the priviliged space is not
bound within the balcony, but it is marked by two external elements:
the frame of the fresco and the semi-column of the Basilica.
The composition of the image is clear: the dead man is placed
on the right and is surrounded by mournful men and women, the
latter wearing their hair loose as a sign of mourning. Between
this group and the friars on the left a man attests the miracle
and by pointing to the Saint with one hand and to the dead man
with the other lets the pilgrims connect the two parts of the
scene. The left hand of this man, so close to the Saint's, is
painted very similarly to it and they both suggest something like:
"Here, look...!".
In this fresco the Saint shares his preminence with the dead man
since, although not central, the latter is the focus of the looks
of many characters, which creates ideal lines driving the viewers'
looks to him. One of the highest moments of drama is reached through
the image of the woman who holds the body and fixes her eyes on
the dead man's eyes: the one-way dialogue with the dead!.
One last consideration about the figures of the image brings back
the technical subject: while some characters appear under the
semi-column, the man attesting the miracle is placed according
to the pictorial subdivision of the fresco, that is not under
the semi-column, but shifted to the left as if the space of the
Saint was limited by the balcony, above and on the sides. In fact
the balcony appears tangent to the semi-column, but the space
thus limited is excessively shifted to the left. To reduce this
effect and in order to place the Saint in the middle of the semi-column
and the frame of the fresco, the pillar on the left is shifted
inwards. The semi-column, though painted in blue, was still conspicuous
because of ots tri-dimensional features. However the painter decided
to place the group on the right as left as the pillar of the balcony,
thus having some characters under the semi-column.
The impression one gets is that the painter did not manage to
come to a full solution to this structural problem and the result
appears a compromise. We do not know whether this fresco is the
final result of many corrections or the initial intuitive but
uncertain solution to the technical question that the presence
of the semi-column raised; however this appears to be the least
clear fresco of the cycle from the viewpoint of technical analysis.
SEVENTEENTH EPISODE
(Second of the Fifth Pair of the Second Series)
When the Blessed Francis in front of His Lordship the Pope and his Cardinals preached so piously and with such force that it became apparent that he was talking words of divine inspiration rather than of human wisdom.
LM 12,7 -1c73-2c25.
This episode, like the previous, is about the Saint's prophetic
spirit. Besides the ability to foresee the future this also implies
the fact of speaking inspired by the Holy Ghost.
Before we analyze the choice of the friars and the painters as
regards the ways of this representation, we must take into account
the fact that preaching in front of the Pope was an honor and
a recognition of exceptional rhetorical and theological experience.
In fact in those times there was a special charge at court for
the purpose.
The main sources for the fresco are the two lives by Tommaso da
Celano and Saint Bonaventura's Legenda Maior. Both authours refer
to Francis's shyness and difficulty of speech that is overcome
only invoking God's intervention. Tommaso da Celano, in particular,
describes the Saint carried away by his preaching and restless,
"almost jumping".
He then underlines the prophetic aspect of the incident and describes
the Holy Spirit as blowing over the Saint inspiring him to ask
the Pope, and the latter to give him Cardinal Ugolino as a patron
for the Order.
The story then offers the opportunity to underline the loyalty
of the Order to the Pope and at the same time the fact that its
birth and constitution were wanted and arranged beforehand by
God. Saint Bonaventura groups the episode with a series of wonders,
and presents it in a short narration as a miracle of the Holy
Spirit.
The fresco has a different standpoint: Saint Francis looks like
a Doctor of the Church that could nearly teach the Pope who is
portrayed in a very attentive attitude together with the Cardinals.
Could this be a hint to a certain theological autonomy being expressed
by the Order?
What is certain is the fact that the fresco includes a friar that
does not appear in the sources in order to preserve the indissoluble
link between the Saint and the order and that the Saint points
to himself as to suggest that the topic of the sermon concerns
him and/or his work, but in fact to signal to the viewer that
the attention of the Pope and the Cardinals is directed to him.
This effect is also well realized through the composition of the
fresco, which is clear and rational, the columns dividing the
space and the ideal lines joining the looks of the Pope and of
the Cardinals with the Saint's eyes.
The characters that cannot look straight at the Saint, do not
either look at the Pope, but are portrayed absorbed in meditation
probably aroused by the Saint's sermon. This attitude excludes
the thesis that Saint Francis's gesture with the hand could be
interpreted as a reply-question to the Pope's request to speak,
going "Me?".
Considering this should be a consistory it appears strange that
only one of the clergy is wearing a cardinal's hat. This character,
the first on the right, must be Cardinal Ugolino, who had brought
Saint Francis in front of the Pope and had become the patron of
the Order at the Saint's request. He is sitting, of course, at
a lower height than the Pope and Saint Francis, but he is the
main character of the portion of space where he is placed.
In fact, the fresco is divided by the two front columns into three
areas, one for each protagonist of the story and the cardinal
is indeed one of the main characters of this episode.
A few final considerations follow from what has just been said:
the notion of spatiality here is fundamentally unitary and apart
from a slight incoherence in drawing the Pope's pedestal, this
is one of the most accurate frescos as far as spatial and perspective
construction are concerned. The characters are all placed within
a space enclosed on three sides by a heavy draping - which was
used as a non-conducting material at the time.
The fourth wall is open, of course, but also limited by the two
front columns that separate the space assigned to the Saint from
that assigned to the Pope and the Cardinals.
Differently from earlier frescos that also presented a division
into three parts, this panel can be considered a triptych, whose
unity is preserved by the composition. Francis is not in the middle
of the semi-circle of cardinals as it could have more simply been,
but on the left, maybe because it would have been rather unseemly
to paint a member of the clergy in a concealed or not very visible
position.
On the other hand, the Pope, though nearly central, addresses
his looks and the viewer's to the Saint thus making him the protagonist
of the episode.
EIGHTEENTH EPISODE
(First of the Sixth Pair of the Second Series)
As the Blessed Anthony (of Padua) was giving a sermon about the Crucifix in the Chapter of Arles, the Blessed Francis, physically absent, appeared and stretching out his arms blessed the friars, as witnessed by a certain Monaldo: and the others felt immense joy.
LM 4,10- 1c48-3c3.
In Vita Prima by Tommaso da Celano the emphasis is on the Cross:
the Saint is portrayed on the threshold, as if he is about to
enter, uplifted in the air with his arms stretched out with a
blessing gesture in the shape of a cross. In Trattato dei Miracoli
friar Monaldo, who sees him first, describes the Saint with his
arms stretched out like a Crucifix and the episode is included
in a group of stories all showing a relation between the Saint
and the Crucifixion. As the description of Francis is also morphologically
similar to the image of Christ Crucified, the episode can be read
as an anticipation of the well-known miracle of the Stigmatas,
a unique privilege of the Saint. Legenda Maior emphasizes the
relation between the Saint and the friars of the Order as he highlights
the spiritual presence at the Chapter as a statement of truth
for Saint Anthony's words. This sort of warranty also applies
to all friars of the Order when they preach- the episode could
be related to the previous where the Saint proves his rhetorical
ability and shows his prophetic spirit in front of the Pope.
The two possible readings are interconnected since both present
the Saint as an alter Christus, who with his human limits imitates
Christ on his way to perfection and when he gets close to it,
he appears to his friars like Christ did to his disciples after
the Resurrection, and continues Christ's work by supporting and
repairing the Church of Rome through the Order he founds. The
climax of the process will be the miracle of the Stigmatas, a
prize never granted to any other Saint.
The structure of this fresco is provided by the two windows and
the door behind them in the middle. Saint Francis stands at the
level of the side wall by which, on a lower plane, Saint Anthony
is preaching. The painter had to find a compromise solution to
the fact that the two Saints were both acclaimed: Saint Francis
is obviously in a central position for his order, but the Saint
of Padua has a special position as well. The other friars whether
sitting or crouching on the floor are all below the line of the
window-sill either in meditation or attentive to the words of
the Saint.
The friar that first has the vision raises his face and with his
look addresses the viewers' looks to the Saint. The other friars
are all looking at Saint Anthony, except for those who for their
position would have been excessively twisted. Another exception
is the realistic portrayal of a friar who sits showing his back
to the Saint and talking to another friar. In any way all of them
show at least part of their faces.
A curious detail of this picture concerns the ceiling whose section
is decorated where the plane of the ceiling meets the plane of
the fresco, as if it needed some sort of embellishment. The decoration
cannot belong to a porch-roof outside the main scene since there
is one whose pillars are visible beyond the windows. Its beams
are drawn almost on a vertical line to show the considerable inclination.
The space of this interior is not limited to the right by any
precise boundary but it is by the vertical plane that ideally
touches the rigid geometrical structure of the friars' bench.
Here Giotto does not appear to be capable of creating a unitary
closed space as he does in the fresco of the preaching in front
of the Pope.
Another feature of this particular fresco concerns the horizontal
lines of the upper part (the beams of the ceiling) and of the
lower part (the bench and the pedestal where Saint Anthony is
standing). They converge towards a central horizon line which
more or less coincides with the window-sill. The cord of Francis's
cowl is just over it whereas Saint Anthony's arms are just below
it in perfect accordance with the required hierarchy.
NINETEENTH EPISODE
(Second of the Sixth Pair of the Second Series)
As the Blessed Francis was praying on a ridge of Mount Verna, he saw the image of Christ Crucified in a Seraph's shape, marking his own hands and feet and the right region of the ribs with the stigmatas of the Crucifixion and of Our Lord Jesus Christ.
LM 13,3- 1c 94/95 -3Cp 69- AP 46-LEE 5- Cons. 4.
The main reference for this episode appears to be the Considerations
about the Sacred Stigmatas, enclosed at the end of the Little
Flowers of Saint Francis, which were written later than the time
of the frescos in point of fact. They are rich with details over
this miracle, such as the poor houses for the Saint and Friar
Leon and the cleave of the mountain. The earlier sources do not
indulge over details about the Saint's movements with his companions
on Mount Verna. In fact there are very few hints to the circumstances
of the miracle. One reason for this could be the Saint's reluctance
to speak about or show those holy marks.
These details are not wanted to understand the fresco the panels
always having tituli while other explanations were given by word
of mouth to the pilgrims when they visited the Basilica. If the
emphasis was on the miracle, it would suffice to merely picture
Saint Francis receiving the Stigmatas the way the earlier sources
narrate it, and the pilgrims would have related the scene to the
whole story. Since nothing in the cycle is either left to chance
or unwanted and since there was no reason to devise such details
as setting and characters it is more likely that Giotto's choice
mirrored specific time and place circumstances that were told
in a possible oral tale or legend which isno longer available
as a source and from which also the Flowers drew inspiration.
Moreover if we compare the fresco with the picture that is kept
at the Louvre, we see that the two poor houses are still there
in the scene, even though the figure of Friar Leon disappears-
which most likely happens for reasons of space. Apart from the
considerations about authorship, it is important here to observe
that even in a process of simplification such as this one from
the fresco to the painting, the two houses are not considered
superfluous elements, which confirms the hypothesis of a lost
source or of a legend.
About the figure of the friar, he can either be a witness to the
episode like in many other cases or his presence is wanted to
attest the presence of the Order on such an important occasion.
The latter idea is supported by the elected attitude of the friar:
he is reading and he does not look at the main scene. Indeed not
one source refers to any witness to the miracle, whereas the fact
that the Saint was always accompanied by his early mates was an
established tradition. The Considerations mention the name of
Friar Leon.
As for the two little houses, they are obviously attributed to
the two characters, since the Seraph is here identified with Christ,
like the voice in the episode of the dream of the Palace. However
it must be remarked that their shape is made similar to that of
a church, and inside the left one the frontal of an altar is discernible-
the pilgrims would anyway consider the two houses as holy places.
Finally I believe that it would have been very naive to paint
two houses only to justify the presence of Friar Leon, also on
consideration of the fact that he is represented isolated from
the site of the miracle.
Summing up, the scene of the fresco is very similar to the story
in the Considerations. Unless we consider the latter a derivation
from the fresco, which is very unlikely, they must both refer
to a lost tradition.
When it comes to the analysis of the structure, the first thing
to be observed is that although this fresco is not symmetrical,
the masses appear well-balanced also from a tonal standpoint.
A vertical line starts at the top of the mountain, passing between
the Saint and the house behind him, made noticeable thanks to
the parallel lines of trees. The line ends where the edge of the
precipice is made hollow on that part of the ridge where the Saint
is kneeling. To the right and to the left of this nearly invisible
line the mountain stretches its flanks according to a very simple
sketch.
The figure of the Saint is drawn following the lines of the landscape:
the back is vertical like the external wall of the little house
behind him, but he appears slightly bent to the right like the
profile of the mountain. The edge of his cowl follows the curve
of the ridge, its folds multiple like the broken line of the rocks.
To the right, in a lower position and separated by the cleavage,
sits the other friar reading in meditation in front of the other
house. Up above, against the intense blue of the sky, there is
the Seraph with a Christ-like face. This image shows up because
of its bright and red hues, that allude to the building behind
Saint Francis, with which it is in tone-balance. There is in this
fresco a special play with colors, since the balance between the
two friars also serves the purpose of including Friar Leon in
a scene to which he would have been otherwise external.
The most striking feature of this fresco is the presence of very
thin lines joining the Seraph's sores (hands, feet and ribs) and
the relative parts of Francis's body. Since the Seraph-Christ
is placed higher than the Saint, the lines cross and the one reaching
Francis's left foot, passes behind his body. This is an exception
to the strategy of the cycle which is usually based on links created
by ideal lines joining the looks of the characters.
In point of fact this particular fresco is the climax of the cycle,
showing the highest point of perfection reached by the Saint.
Francis achieves the maximum state of sanctity for a man thanks
to the miracle of the Stigmatas that proves his perfect imitation
of Christ. As we know, this was the most discussed miracle at
the time of his canonization and the very iconography was long
debated. Thence the exceptionality of Giotto's representational
strategy here.
This episode is of capital importance for the Order, that becomes
the guardian of an authentic way to perfection and imitation of
Christ, also acquiring a unique position in the history of human
salvation. The iconography must be clear and unequivocable: the
Saint's Stigmatas were to be the specular image to those of Christ
and the presence of the Order had to be attested to grant the
continuity between the founder and his followers, which becomes
a common feature of the cycle from the moment of the Approval
of the Rule onwards. Moreover, all that concerns Saint Francis
and the Order is sacred, e.g. the poor houses resembling chapels
in this fresco.
By now the Saint has reached the climax of his earthly journey.
The Franciscan Order will have to carry on his work.
TWENTIETH EPISODE
(First of the Seventh Pair of the Second Series)
As a friar, at the time of the Blessed Francis's transit, saw his soul ascend into Heaven in the shape of a brighest star.
LM 14,6- 1c 110-2c217- 3Cp 68.
The literary sources describe the scene as it was seen by a
friar, Francis' soul ascending " like a star, as big as the
moon, and bright like the sun, brought on a snow-white cloud"
(Vita Prima).
Giotto's interpretation focusses on the very moment of the transit
which covers the upper part of the fresco. But the painter modifies
the scene by adding a number of angels (six are symmetrical to
the image of the Saint's soul and four actually support the moon-like
disc which in its turn appears over a cloud). Within the disc
the Saint's bust shows the Stigmatas. This image looks like a
painted medallion that the angels exhibit to the pilgrims.
The lower part of the fresco illustrates the mourning for the
Saint's death. The mortal remains are surrounded by eleven friars,
who are depicted in various attitudes of sorrow and compuction.
One kisses Francis's left foot, while another is holding a hand,
in accordance with Tommaso da Celano's description. The Stigmatas
of the right hand and of the feet are clearly observable; the
ribs' are also visible through an oblong cut in the Saint's cowl.
The central band is the fullest, with a crowd of friars, among
whom one is wearing priestly paraments.
The reason for this subdivision into zones is the preoccupation
for conveying the message that there was no particular or exclusive
heir to the Saint's mission. All the friars enjoy such inheritance,
those who were with the Saint at the time of the Approval of the
Rule and those who came later, respectively represented in the
lower and central part of the fresco. And Tommaso da Celano is
quite clear over this issue, when he describes the blessing act
of the now blind Francis, before he dies.
The question arose because some people interpreted the blessing
as a personal address to friar Elijah, who in fact receives it
for the whole Order. No one among the early mates and no one after
them could claim this special role- the same goes for the question
of the blessing to Bernardo da Chiaravalle. In fact, after Elijah's
excommunication, this incident disappears from the narrations
that follow Vita Prima, though the rest of the episode is kept.
The structure of the composition is similar to that of a Church,
with the three areas much more connected than they appear at a
first sight. Up above there is the Saint, like in a gothic rosette;
in the middle there are the friars and the whole Order, in a semicircle,
like an apse; below there is the Saint's body and the group of
the founders of the Order, like in a Cathedral's crypt where the
martyrs' and the Saints' bodies represent the foundations and
pillars of the Church as well as of the people's faith. Finally
the light which shines in the upper part of the fresco reminds
of the light that in cathedrals symbolizes the Divine Grace in
which people hope.
Even if this idea were not planned by the friars of Assisi or
Giotto, the effect would be the same. The characters concentrate
on the sides of the three different levels, so that the figure
of Saint Francis becomes central though in a low horizontal position.
A sort of emptiness is made into the centre of the image, the
most hollow part of the semicircle formed by the friars which
has the Saint's figure projected forward in the most central and
visible position, with the exception of one friar, who partly
covers the Saint's legs, closing the space to the viewer. Perhaps
this first image of the Saint's death was to be bound within the
Order's context.
One final remark concerns the tones of the fresco, which become
lighter as the viewers' looks move upward. From the warm brown
color of the friars'cowls and of the ground to the alternation
of white and black clothes of the friars ( those who are officiating
and those who are not), to the cold and deep blue of the background
sky and the shining white of the angels, the movement is suggestive
of the passage from the earthly death to the heavenly life.
TWENTY-FIRST EPISODE
(Second of the Seventh Pair of the Second Series)
When Friar Augustin was a Minister in Terra di Lavoro, ill
and close to the end of his life and having long lost the power
of speech, he cried: " Wait for me, Father, I shall come
with thee" and once dead, he followed the Saint.
Moreover, the Bishop of Assisi, on the mountain of San Michele
Arcangelo, saw the Blessed Francis, who said to him: " Here
I go to the Heavens".
M 14,6- 2c 218/220.
This fresco completes the last pair of episodes of the central
series. It includes two different wonders which are described
as contemporaneous to the Saint's death and ascension and repeat
the model of the friar's vision of the Saint's soul. Differently
from the other pairs- all showing distinct aspects of the Saint's
life- this pair presents one moment (the vision of the Soul) in
three different places, two of which are fused in one panel.
Giotto follows the literary sources which all agree about this
episode being told in connection to the previous vision, including
the reference to those who witnessed the Saint's ascension. Therefore
Time is unitary and Space is differentiated into three scenes,
and, needless to say, three is the number of perfection. The two
spaces of this fresco appear divergent, which stresses their separate
position, though the time of the action is supposed to be one.
Time and Space are fundamental notions for the development of
Western thought and art and Giotto for the first time in european
painting emphasizes this relationship.
This is also the first fresco that does not portray the Saint's
corporal body, although the ideal connection with the previous
panel makes it less obvious to the viewer, who must have been
considered positively to follow the planned circuit.
This pair means that the Saint's death was immediately acknowledged
as a fundamental moment for the Church, since the Saint's legacy
concerns the closer Order (including the early followers and all
the other friars) and the farther Church Hierarchy. The viewer,
then, first sees the panel devoted to the Order, which has a bigger
space, and then the panel devoted to the Secular Clergy, in its
two representatives, namely Friar Augustin and the Bishop of Assisi.
The panels also make the Order and the Secular Clergy of Assisi
witness to the Blessed status of the Saint that lived and died
in that tow.
The role of the Order appears uppermost here, higher than the
clerical hierarchy. In fact the Order was always respectful of
the authorities, which suggests that the intention of this panel
was mainly to create cohesion within the Order rather than address
the people external to it. Alternatively the Bishop's role as
a witness would have been greater.
The figure of the Bishop calls to mind other episodes of the cycle:
it was the Bishop who first accepted Francis into the world of
the clergy, even though in an informal way, at the moment of the
Renunciation to the father's riches. And his position here recalls
that of the sixth episode not to mention the fact that in both
panels the Bishop is portrayed in his paraments and in a rich
bedroom to make him easy to recognize.
The two episodes showed in the panel differ considerably. The
Bishop is alone in a room of which we only see a corner, part
of the ceiling, and the outer part of a garret; the furnishing
fabric and the Oriental carpet on the floor look very valuable
but the position of the Bishop in a corner of a room whose dimensions
are not explicit diminish his importance. On the contrary Friar
Augustin's bed is surrounded by many brothers who show care and
preoccupation till the moment of death, a sign of the community
feeling that characterizes the Franciscan Order. The space is
larger and the architecture is better defined. The room shows
two inner and one outer side to the viewer, thus allowing a sense
of largeness and depth Moreover the room looks more like a church
than a monk's cell. Indeed this shape recalls the scene of the
Saint's death.
From a technical point of view the architecture of this fresco
is very interesting. The upper part of the architecture is accurate,
featuring a number of marble statues on top of the pillars (supposedly
four, though only three are visible) and two flights of stairs
leading from the roofs of the two aisles to that of the central
nave. The bell-tower in the background and the cross-vault add
to the church-like appearance of the setting.
The vertical dimension is emphasized by the high thin pillars
that let the scene be seen. The friars are all standing: there
are four on each side of the bed and two in the middle closer
to Friar Augustin. On each side two characters stand outside the
architecture, thus creating a linking element between the spatiality
of the scene and that of the real Basilica. This is very likely
the first attempt at such an effect in the history of painting.
This is evident because the space of the cloister (or of the church)
must be limited by a front wall as well as by the upper architecture
that has been described. Even though the wall is missing to let
the scene visible, all the characters should have been within
the spatial limits of the two front pillars. This also strengthens
the assumption that in the previous episode the viewers have been
deliberately left out.
Let us consider another element that in previous frescos had been
definetely neglected- the feet. Here, the friar on the right has
feet that point to the edge of the fresco, and imaginatively step
out of it, projecting the scene to the inner part of the Basilica,
the pilgrims being on a lower plane.
The figure of Friar Augustin covers part of the narrow space between
the two front pillars which is characterized by other geometrical
features than the vertical lines: the horizontal bed, the inclination
of Augustin's body and the movement of the friars' arms. In particular
the friar on the left seems to address the viewer in a gesture
of invitation to observe the scene, thus adding to the sense of
depth of the panel.
The other scene is not as well projected towards the pilgrims,
both because there is no frontal architectural reference and because
the upper part of it seems to be located on a plane that lies
behind the bell-tower of the first scene. Moreover this part of
the scene is decoratively empty as compared to the complex architecture
of the other setting, with its statues, arches, and rich decoration
of which the lily on the pinnacle is the most striking element.
All this confirms the hypothesis that the plan of the cycle aimed
at respecting the clerical hierarchies, but leaving them figuratively
aside, with a marginal role in this prevalently " inner matter"
that is the works of the Basilica of Assisi.
TWENTY-SECOND EPISODE
(First of the Third Series)
When the body of the Blessed Francis lay at the Porziuncola Master Geronimo, an acclaimed doctor and man of letters, removed the nails and with his own hands inspected the Saint's hands, feet and ribs.
LM 15,4.
The third series of the plan is devoted to the burial and canonization
of the Saint. It may appear excessive to give such an importance
to events that follow the death of the Saint, but at the time
ceremonies and miracles were of great consequence. Moreover this
part of the cycle wants to affirm the work and role of the Order
after the Saint's death, because the whole community pursues the
founder's aims and identifies itself with him. The miracle of
the Stigmatas covers therefore the whole Order with a special
sanctity.Obviously enough, the first fresco of the series testifies
to the miracle of the Stigmatas.
The titulus is explanatory enough in this case. As for the literary
sources, the episode is mentioned only in Legenda Maior and in
the later Considerations on the Holy Stigmatas included in The
Little Flowers. The most obvious remark here is the parallel between
Master Geronimo and Saint Thomas, since both want to search the
Stigmatas, which reinforces in fact the parallel between Saint
Francis and Jesus Christ.
This is the first and greatest of the Saint's miracles, though
it would be more correct to say that this is a miracle concerning
the Saint. In any case, what is relevant here is that this is
not merely a witness' eye, but rather a medical report. Master
Geronimo is both a man of science and a man of faith - he is compared
with an apostle- , but his role here is to give evidence for himself
and everybody else. Indeed the exceptionality of this miracle
made it the most discussed case of canonization, since it appeared
as an excessive honor for a human being, though a Saint, to be
so close to the Grace of God as to suffer the same wondrous sores
as Jesus Christ. In some ways, considering the popular feel of
the cult of Saints, the Clergy could even expect a sort of envy
for this outstanding Saint.
The composition of this fresco is not singular reminding in particular
that of the Nativity Scene of Greccio, because of a beam supporting
a central Crucifix and two side panels, representing the Virgin
with the Child on the left and Saint Michael on the right. The
main difference is that these images are seen from a frontal viewpoint
and not from behind like in the other composition.
We suppose that this is the beam that also supports the Iconostasis,
which in this case is not a series of wooden panels, but a heavy
cloth that has been here removed for the sake of the blessing
of the corpse. The body of the Saint must lie outside it, since
from the viewpoint of the liturgy there are even today precise
minimal distances between a corpse and the altar. A dead body
would desecrate the altar that keeps the Eucharist, i.e. Eternal
Life. The scene of Greccio, on the contrary, was set beyond the
Iconostasis, because it concerned the moment of Consecration.
The beam cuts the panel into two areas horizontally and the action
takes place in the lower area. Like in the episodes of the Saint's
death and of Friar Augustin's vision, the figure of the Saint
catches the eye because of the horizontal position. All the other
characters- here are men only, differently from the scene at Greccio-
are standing, except for Master Gerolamo who is kneeling and indeed
forms one shape with the body of the Saint, breaking its line
in the middle of it.
Gerolamo's looks are obviously directed to the Saint's chest,
which he searches with one hand while the other unfastens the
cloth. Following his looks, the viewer's too are directed there.
The isolation of this scene is highlighted by the apparent distraction
of the other characters, who are all intent on carrying out the
funeral service. This fresco presents a real crowd, with their
typical attitudes, a series of different looks and postures that
eventually do not make a significant difference or distinction.
There is, though, one character that stands out- the gentleman
on the left, whose body bends smartly in the opposite direction
to that of the rigid staffs held by the clergymen in front of
him. His fluttering cloth seen from the back and the position
of the feet drawn according to perspective laws suggest the supposition
that this character was drawn later, or painted on a previous
drawing about a hundred years later. This is also likely for the
Archangel Michael's face, since traces of a previous drawing are
visible.
TWENTY-THIRD EPISODE
(Second of the Third Series)
The crowds that had gathered to carry the sacred body adorned with celestial gems to the town of Assisi, holding dry branches and a large number of lit candles, show it to the Blessed Clare and the other Holy Virgins.
LM 15,5- 1c 116/117.
The literary sources for this episode are Vita Prima and Legenda
Maior. Tommaso da Celano sets the scene inside a church, whereas
Giotto locates it outside it. One reason may be that he associates
the event of the funeral procession with the episode of the mourning
of the Poor Clares. This is also the only fresco that portrays
the Sisters of the second Franciscan Order. It was only rightful
to do that at least once, all the more because the event was exceptional:
the nuns only broke their enclosure on that momentuous occurrence.
Tommaso da Celano underlines this factor.
The scene is situated in front of a Gothic church reminiscent
of the Arnolfian architecture. An imaginary cross divides the
fresco: the upper horizontal line joining the heads of the crowd
with the architrave of the central door, the lower joining those
of the side doors. The left corner is the vertical line that divides
the scene into two: the mourning sisters (the word was used by
Saint Clare herself) stand on the right, just coming out of the
church, with bent heads and looks directed to the Saint's face;
the crowd stands on the left.
There is here the now well-known play of looks between the nuns'eyes
and the dead eyes of the Saint. Normally this device was used
to indicate- especially to those who could not read- the subjects
of the dialogue of the episode. But here there is no dialogue,
the Saint is dead and his eyes are closed. A similar artifice
had been employed in the episode of the Death of the Knight of
Celano.
There is no deeper sense of death than this representation of
sorrow. Within the general structure of the composition, a priviliged
mute dialogue is constructed between Saint Clare and the dead
eyes of Francis. She stoops towards him nearly embracing and shaking
his body as if it was alive, but her gesture cannot but be without
reply. The intense moment is heightened by the closeness of the
faces and the specular profiles of the cowls, especially on the
heads and necks. A triangle is formed that expresses the special
relationship that existed between the two Saints.
At a distance the other nuns repeat Clare's inclination of the
bodies and faces, with a particular emphasis on the looks. One
of them is bent over the body and kisses the Holy Stigmatas, thus
filling a compositive void between Clare and her nuns. In fact
the bent profiles are connected to the rest of the standing group
thanks to the folds of the drapery of another nun who is standing
behind them.
The area properly concerning Saint Francis is characterized by
the horizontal lines of the body made stiff by death and of the
litter covered with a cloth hanging heavily on the front plane,
thus making a compact bulky mass strike the eyes of the viewers.
The left part of the scene is filled with a crowd that presents
more variety, though the general attitude is one of compunction.
Their looks are mostly directed to the Saint, and the attention
is drawn to the Saint's body by the presence of three characters
that are bent towards his head. One of them is seen from the back
and seems to be calling someone standing farther. An ermine on
his shoulders indicates him as a Magistrate; other men of Justice
are discernible among the crowd.
Giotto's intention was to portray the notables of the town leading
the crowd. The friars here play a lesser role and are only noticeable
thanks to the long candles that they hold. Their attitude is not
desperate since from a Christian standpoint the Saint's death
inaugurates hig Glory in the Heavens. The palms some of them hold
symbolize that Glory.
The candles and the palms also have a compositive purpose. The
former carry on the vertical orientation of the spires of the
church. The latter fill in a void over the crowd: that space would
have been excessively empty in comparison to the rich decoration
of the building. There is also a big tree with a child climbing
on it, a classic "topos" . This part of the fresco calls
to mind Jesus Christ's thiumphal entrance of Jerusalem, with another
parallel between the Saint and Jesus. The fresco represents the
tribute of the town of Assisi to the Glory of the Saint.
TWENTY-FOURTH EPISODE
(Third of the Third Series)
When the Holy Father (Pope Gregory IX) personally visited the town of Assisi and having carefully examined the miracles and with the friars' witnesses, he canonized the Blessed Francis and registered him in the Saints' roll.
LM 15,7 - 1c 123/126- 3Cp71- AP 46/47.
This is the solemn canonization of Saint Francis that occurred
on the 16th of July 1228. The very titulus emphasizes the importance
of the friars' witnesses, which we have noted as a constant element
of the frescos of the first and especially the second series.
The literary sources do not indulge on the description of the
ceremony, except for the first, i.e. Vita Prima. Tommaso da Celano
writes a whole section on behalf of the Pope. It seems that the
canonization took on importance because of the historical context.
Facts such as the uprising stirred by Frederic the Suevian that
very year, the Pope's frequent journeys to Perugia for political
reasons suggest that the Pope might have thought of the occasion
to strengthen his power. The Franciscan Order was a firm support
for the Church of the time.
The fresco does not refer to those events in any way, which is
not difficult to understand: about seventyfive years had passed
between those difficult times and the making of the cycle. Saint
Bonaventura himself in his Legenda Maior deals with the canonization
as an obvious matter.
The composition of the fresco is centred on a large elevated covered
baldachin, which is empty. Its function is to separate the various
groups of people attending the ceremony. The right corner (the
farthest from the viewer) cuts the panel into two areas with an
imaginary vertical line. The central line that represents the
floor of the baldachin is drawn outside this on the same axis
as the heads of the characters sitting beside the Pope, but the
crowd of notables at the back estranges from this effect and expands
with no reference to the compositive structure.
The crowds end up being cut off the structure, almost as if the
painter wanted to include more characters than he possibly could,
with the result that the structural function of the baldachin
gets lost. The overall impression is that the geometrical plan
of the fresco was not respected. This panel might be the first
to be abandoned by Giotto and continued by some other painter
unable to understand the indications of the magister.
Below, between the two staffs that support the baldachin, stand
the friars behind an altar. The Pope, a Cardinal, a Bishop and
a friar stand opposite; in front of them in a lower position there
is a crowd of women with several children whereas behind them
there is a crowd of notables- women were always segregated in
official rites.
The positioning must have been drawn from Tommaso da Celano's
text that mentions a Cardinal, a Bishop and an Abbot standing
beside the Pope in a hierarchical order. However, the impression
that one gets from this composition is one of "horror vacui"
which never occurs elsewhere in the cycle.
TWENTY-FIFTH EPISODE
(Fourth of the Third Series)
Since Pope Gregory rather doubted the Stigmatas of the Chest, the Blessed Francis appeared in a dream and said to Him : "Give me an empty phial" and once he had it, it was visibly filled with the blood of his chest.
LM 1M, 2.
The obvious function of this fresco is to close the series
devoted to the death and canonization of the Saint by an indisputable
wondrous fact. Once the truthfulness of the Stigmatas is acclaimed
by the Pope himself, the eminence of the Saint and the rightfulness
of the honors tributed to him are ratified.
In addition the exceptionality of the miracle, and consequently
the special status of the Saint also serve to justify the spreading
iconography of the Saint. The earlier panels were dominated by
the indissoluble presence of the friars: his image was that of
the founder of the Franciscan Order. At this stage he becomes
a reference point for the Order and his power as a Saint becomes
the subject-matter of the cycle.
The following three frescos show the miracles that he makes after
his death and from this standpoint we can say that this twenty-fifth
panel links the three preceding frescos with the three that follow.
Legenda Maior, the only literary source reporting the episode,
also gives it a connecting function placing it soon after the
magnification of the miracle of the Stigmatas and before the list
of the following miracles.
By quoting this legend Saint Bonaventura shows his preoccupation
to prove the conformity between the Order and the Church Hierarchy.
However the way the Pope becomes convinced thanks to celestial
intervention seems to underline the idea that the Franciscan Order
takes its origin in the Divine Will rather than in human will.
The scene is located in a well-defined space, with regular and
precise lines, including geometrical proportions. The coffered
ceiling is made of squares whose dimensions create a width-depth
ratio of 8:2. Spatiality here priviliges height, which is about
twice an average man's, if we make a rough estimate referring
to the Saint's height.
The space does not appear deep enough for the scene (the panel
of the Approval of the Rule, for instance, was much more verisimilar
in its proportions). Yet almost all historians of art agree that
at least the plan of the fresco is to be attributed to Giotto.
In fact the depth compression could be a deliberate artifice to
push the image towards the viewers, adding to the visual impact
of the fresco.
Besides this, there are a few more structural features to be examined:
first of all, the whole appears to be constructed on two basic
lines- one is horizontal, the other is vertical. The former is
marked by the edge of the bed and the heads of the characters
couched on the floor; the latter is indicated by the Saint and
by the second character from the right. Fairly enough, this line
is central. A number of parallels to the two main lines develop
within the picture, among which the one created by the tonal contrast
of blue and pink of the bed.
The bed where the Pope is sleeping is the focus of the scene though
decentred on the right of the fresco. It is located on a higher
level than the other characters except for the Saint who is central.
However the heart of the fresco is the communication between Francis
and the Pope, which is symbolized by the proximity of the hands.
They nearly touch on a diagonal line, thus leaving the Pope's
right arm on the right and a certain emptiness on the left of
the Saint.
The suspended baldachin is probably an artifice to focus the attention
on the main scene. It is, though, a beautiful and brave solution:
it is an aerial structure supported by taut ropes, and the perspective
lets both sides of the cloth visible. This is a new technique
that Giotto adopts here for the first time.
Finally, the patterns of the decoration of the floor and the ceiling
as well as the cloths covering the walls and of the bed are all
similar which both reduces the compositive void by narrowing the
space and creates a homogeneous setting.
TWENTY-SIXTH EPISODE
(Fifth of the Third Series)
The Blessed Francis, being invoked by Giovanni da Ylerda, for whom the doctors had given up all hope restored him to health by touching and melting his wounds.
LM 1M,5- 3c 11/13.
This is the first of the three miracles- that close the cycle
of Assisi- the purpose of which is to give evidence of the power
of the Saint after his corporal death. In fact three miracles
are wanted in a process of canonization.
This episode is reported only in Legenda Maior: a knight, after
being wounded mortally invokes the Saint and cured by his prodigious
faculties. The miracle is ascribed to the power of the Holy Stigmatas,
since it is the touch of the Saint's sore hands that heals the
Catalan knight.
The spatiality of this fresco is unitary and rather peculiar within
the cycle. This is one of the reasons why historians attribute
it to a different magister. Space is not allocated according to
narration. Giotto placed each element of narration in a separate
area, constructing space differently for each narrative section.
Here, the story has two moments (the physician, the wife and a
relative on one side and the Saint with two angels and the knight
on the other), but the scene is tripartite.
The room is symmetrically cut by two thin columns, so that there
forms a central section on a square basis, and two side sections,
as deep as the central but less wide. Moreover the central area
appears on a higher level, with two windows on top. This difference
is highlighted by the curtains of the bed and two parapets that
fill in the void of the empty lateral sections.
The two columns cut the scene irrespective of what is behind,
namely the Saint. Thus the two delicate angels end up being the
prominent figures of the picture, though absent in the literary
source. On the left the two men are also partially hidden by the
refined drapery of the curtains.
The stylistic difference in drawing the figures, which appear
more delicate, and the lesser narrative intuition of this second
magister, suggest that he must have not appreciated neither the
significance of Giotto's accurate sense of spatiality nor the
value of his drawing style as his imposing figures seem to make
a statement of their historical importance out of their mass.
Notwithstanding these considerations, it still appears that this
fresco is an organic part of the cycle, whose plan goes back to
Giotto even if the structure or the making of some parts of it
belong to different minds and hands. Here the plan wanted the
exhaltation of the power of the Stigmatas, an eternal source of
Grace, and the fresco carries it out.
TWENTY-SEVENTH EPISODE
(Sixfth of the Third Series)
The Blessed Francis raised this woman from the dead and after she confessed at the presence of some clergy and other people a sin she had not confessed before , she died again and rested in the peace of God and the devil fled in confusion.
LM 2M, 1 - 3C 40.
The episode is told in Trattato dei Miracoli by Tommaso da
Celano and in Legenda Maior with no substantial differences. It
is the first of a series of miracles where the Saint intercedes
with God and raises people from the dead. The confessor of the
fresco is fairly enough a Franciscan friar, a detail that is not
reported in the sources, although it only seems obvious for a
devotee of Saint Francis.
Another difference from the sources is the addition of the representation
of the dispute between an Angel and a Devil of the dead woman's
soul. It symbolizes the fate of man after death- either Heaven
or Hell. This image belongs to the popular imagination and therefore
was included in the panel with no literary reference.
The structure of the composition is easy and not very accurate:
a pillar cuts the image into two parts that are neither equal
nor symmetrical. A certain sense of symmetry is appreciable only
as far as the two groups of people are concerned that stand by
the woman's bed, the fleeing devil being on the left of the pillar
and the driving angel on its right.
Although this fresco is dominated by a narrative principle and
a popular feel, which suggest that the autor be the same as of
the previous panel, it still fully adheres to the propositions
of the whole cycle. Like for the previous panel, our remarks concerning
the author of the work do not imply a judgment on the plan of
the cycle.
TWENTY-EIGHTH EPISODE
(Seventh of the Third Series)
The Blessed Francis freed this man who had been accused of heresy and, by the Pope's decree, sent under an episcopate to the Bishop of Tivoli. This occurred on Saint Francis's Day on the Eve of which the man had fasted according to Church observance.
LM 5M,4 - 3c 93.
The literary sources for this episode are Tommaso da Celano's
and Saint Bonaventura's. The earlier source is richer in details
than the later. Legenda Maior eludes all the contextual elements
that Tommaso da Celano narrates that could throw an embarassing
light over the Church. Although the latter himself shows an initially
benevolent Bishop, he shows an innocent ill-treated in prison.
Saint Bonaventura on the contrary does away with such incidents
as the prisoner's attempt to flee from custody and the political
implications of the Bishop of Tivoli, whose relationship with
the notables of the town were problematical. Most significantly
he omits the innocence from the accusation of heresy. In fact
he implicitly suggests the contrary as he propounds that the man
had gone back to his true faith during the period of custody.
Finally he omits the Bishop's emotional reaction to the news of
the prisoner's freedom.
The scene represented in the fresco is commom to both sources:
the guards show the prisoner with the broken blocks and chains
to the Bishop that kneels down thanking the Lord while his retinue
look in wonder. The composition roughly reminds of the Renounciation
to the Father's Goods, but its structure is less precise since
the action of the two characters is not well connected: the prisoner
is showing the chains while the Bishop is already kneeling in
prayer.
Spatiality is subdivided thanks to the presence of two buildings,
the typology of which is highly imaginative, although the one
on the left recalls the architecture of Pisa. Both present a massive
body and a central tower-like part that goes into a spin towards
the sky. The one on the right, presumably the prison, has a spiral
column that elevates the building while its gravity is preserved.
The building on the left is presumably the Bishop's palace, but
there is no evidence to it.
The towers address the viewers' looks to the sky where Saint Francis
intercedes with God, or, like the sources say, where he returns
after personally freeing the prisoner. The aim of this fresco,
like the two preceding ones is to provide a pattern for the ex-voto
reverence, which has always been a relevant part of a Saint' s
devotion. The fact that the episode occurs on Saint Francis's
Day is not accidenrtal.
Finally a remark about the figures: they are more elegant than
Giotto's and add to the hypothesis that the three last frescos
of the cycle belong to a different hand.
APPENDIX
I include here the conclusions of a short essay of mine on
Dante and the figurative arts entitled La Pittura di Dante and
a number of considerations on Giotto's fame. I recommend the reading
of the whole essay for a full account of the subject whereas for
the sake of the present work the conclusions suffice to clarify
the thesis propounded here.
The english text of Dante Alighieri is the classic translation
by Wadsworth Longfellow.
DANTE AND GIOTTO
Dante's view of art is definitively clarified apertis verbis in the last cantos of Paradiso, where the art of painting appears to be the most apt means to express what is Beautiful and Good. Dante declares himself incapable of describing things and thoughts that are too strong for the human mind (a tint too glaring) so as to overcome his creative ability (my fantasy).
From that one which I noted of most beauty
Beheld I issue forth a fire so happy
That none it left there of a greater brightness.
And around Beatrice three several times
It whirled itself with so divine a song,
My fantasy repeats it not to me;
Therefore the pen skips, and I write it not,
Since our imagination for such folds,
Much more our speech, is a tint too glaring.
(Par. XXIV, 19-27)
He recurs to parallels with painting and in particular he hints
to the question of the shading of folds in a cloth. This was a
difficult problem to which Giotto gradually found different solutions.
As his mastery of the art progressed the solutions became more
skillful. Giotto was aware of problems of tridimensionality and
adjusted elements in space and modified techniques accordingly.
When the color was too glaring (troppo vivo), i.e. too vivid,
he lightened it and in Padua he even modified its tone, which
usually becomes colder. The shade was shifted to blue tones that
did not alter the original color, but apparently made it less
vivid. The cycle of Padua must have been known by Dante when he
composed these lines.
We want to consider the issue of the influence of Dante's work
on the cycle of Padua or alternatively, the evolution of Dante's
idea of painting after the acquaintance with the Giottesque renovation.
The feeling of humanity of Inferno reveals through the paintings
of Padua, yet the publication of the first seven cantos of Inferno
before the exile years is very unlikely, while it is certain that
the two first books were widely known from 1312 on, when the Scrovegni
Chapel had come to completion. On the other hand Dante must have
had a certain knowledge of the cycle of Assisi and it is more
likely that it was him who drew inspiration from the other's work.
If we read the history of art, we see that cycles of painting
tend to replace cycles of sculpture. The art of Giotto contributed
to this phenomenon and we only have to observe that Dante himself
drew inspiration from the art of sculpture for his Purgatorio
only to come to different conclusions in the last Book of the
Comedy. As we have seen, he refers to the art of painting as the
one possessing the most communicative qualities, especially in
the realm of feelings.
The beauty of painting is compared with that of Nature for its
power on Man and it cannot be diminished but in Heaven:
My mind enamoured, wich is dallying
At all times with my Lady, to bring back
To her mine eyes was more than ever ardent.
And if Art or Nature has made bait
To catch the eyes and si posses the mind,
In human flesh or in its portraiture.
All joined together would appear as nought
To the divine delight which shone upon me
When to her smiling face I turned me round.
(Par. XXVII, 88-96)
To paint, to make poetry and follow Beauty is the aim of Art:
From the first day that I beheld her face
In this life, to the moment of this look,
The sequence of my song has ne'er been severed,
But now perforce this sequence must desist
From following her beauty with my verse,
As every artist at his uttermost.
(Par. XXX, 28-33)
I do not believe that Dante had such a convinced and clear
idea of art before writing the Comedy nor that the above lines
could have been composed at the time of Vita Nova. They are the
result of a years' long process that may have been accelerated
and perfected by the contemplation of Giotto's work. Another factor
was the poet's disappointment and disillusionment in life with
the consequent need of a hope in a future life. These elements
find a shape in the images of the last Book and contribute to
the poet's new sensibility for art, which eventually becomes his
only life-reason on earth. The after-life was the other higher
objective.
Saint Thomas's theory of cognition propounds the impression of
reality on the human mind. This theory is compared- in the poetic
interpretation of Dolce Stil Novo- with the trasmigration of sprites
from the person generating Love, the loved one, to the lover's
soul, where they eventually find shelter. The realm of Rationality
is governed by the faculties of the Intellect that thus learn
to comprehend the world. The realm of Poetry is governed by other
faculties of the human mind, which are trained by the "courtly"
education- in fact we should speak of a whole way of life, with
a style of its own, rather than of proper education. This all-encompassing
view of the human being together with the idea of progress that
Dante theorizes in the lines about Giotto's superiority are the
germs of the yet-to-be-born Humanism.
The last cantos of Paradiso tend to lose the excessively rational
approach and are diffused with a more generic mystical feeling
which is perfectly in tune with the subject-matter of the poetry.
In stead of Saint Thomas's Summa Teologica, the reference text
seems to be Itinerarium mentis in Deum by Saint Bonaventura. The
poet appears to be preoccupied with poetry and art as the only
means to express such spiritual need. This ideas cannot originate
from conscious choices and seem the result of a spontaneous process
ignited by the very poetical activity.
The real novelty and progress of the artistic conception that
Dante develops throughout the Comedy consists in going beyond
the idea of painting as a matter of technique and manual skill.
The poet amd the painter have something in common, as his own
early education to drawing shows. Both arts are dignified by this
conception in a way unknown for centuries.
The new global notion of life as the education of the mind and
spirit is a sort of itinerarium animi towards perfection. While
theoretically the only perfection lies in God, in fact man can
strive for it through the love that the contemplation of Beauty
generates. In the Comedy Dante performs his personal itinerarium
mentis in Deum led by Beatrice. In the last Book, after purifying
himself from his sins, and realizing he is still attached to earthly
things, he decides to sing Beauty declaring this as the final
aim and objective of every artist.
In the course of writing his masterpiece, the poet acquired the
capability of expressing himself spontaneuosly and straightforwardly.
He exploits the possibilities of the language that he prodigiously
masters and translates feelings directly into poetry thus paving
the way for the artists of the younger generations as well as
even surpassing the ancient models.
Likewise it was for Giotto and the art of painting. This indicates
that new ways of art were coming into being. Both artists changed
themselves and their art as they experimented and refined their
expressive ways. It was not just a natural evolution of the artist
due to personal inner growth, it was a prolonged research into
style grounded on conscious and deliberate autocorrection. This
process is so evident that its tracks can be followed, as they
were, by historians and later artists.
When we speak of modernity or of revolution we mean this act of
conceiving of the work before doing it. Even though Dante did
not speculate over the matter, I believe that his search for making
sense in life through love first and truth and salvation later
runs parallel to the search for an objective in art, which is
in fact stated in the lines quoted above. As for Giotto there
is no written text to prove the thesis, but his works appear fair
evidence to me.
A series of questions follows here that will remain unanswered:
if the great fame of these artists in their own days was due to
the highest quality of their works, was this quality understood
thoroughly? Was it for both? Did the contemporaries easily perceive
the relationship between the two personalities and their modes
of working like we do? And finally how could those people feel
that cultural unity and excite that we associate to the Italian
artists of those times?
The heart of the matter concerns the fullness of the success of
these two artists. Dante wrote works that tuned in with the medioeval
mind, especially as far as aims and structure were concerned:
this helped his immediate fame. But was the new important role
of the artist understood and/or accepted?
Giotto's technical innovations were obviously accepted with enthusiasm
since they improved the ways of representation of painting, but
didn't his humanizing the sacred yeld fierce reaction against
him? Some historians believe so, but this might have been only
the appearance.
Sociological and political observations should be taken into account
for a balanced answer to the last question. The reactions to the
excessive realism of Giotto's art were embodied in cultural refinements
that restablished the traditional divide between the educated
and the unlearned. But, differently from previous centuries this
"culture" belonged to those who could manage and articulate
it and not to those who simply covered offices and had charges,
namely the clergy. Significantly Petrarca, the other great poet
of the time and a different personality to Dante, never compares
the expressive capacity of poetry to that of painting despite
the high consideration of both. It would also be of interest to
examine the relationship between Petrarca and Simone Martini,
but these issues are outside the scope of this work.
GIOTTO' S FAME
All we have said must be related to the widespread opinion
of Giotto's art of painting as a revolution in the history of
art and of visual communication. But what was the reaction of
his contemporaries? Beyond the positive appreciation, did they
see him as an innovator or simply as a superior, maybe far superior
magister?.
A posteriori evaluation is easily supported by undisputable arguments
but the contemporary eye is not provided with the interpretative
key that is very often correct, but none the less added. The reading
of history itself implies an ideological frame of mind.
The notion of revolution was unknown at the time and all appreciative
remarks ignore the newness of the manner and only concern the
quality of the works. Let us consider the words that Franco Sacchetti
has Taddeo Gaddi utter:
" & among other issues one Orcagna, magister of the noble
oratory of Nostra Donna d'Orto San Michele, raised this: who was
the major master of painting beside Giotto? Some replied Cimabue,
others Stefano, others Bernardo, and some said Buffalmacco, amd
others suggested one or the other. Taddeo Gaddi, who was among
the companions, said: 'Certainly they were skilled painters who
painted according to form, which is impossible for the human nature,
but this art has been disappearing&".
This quotation shows that the superiority of Giotto's art was
acknowledged also by those who in different ways reacted to its
excessive materialism, like Orcagna. Incidentally it should be
noted that Sacchetti gives information about Orcagna but does
it through Taddeo Gaddi, who had worked with Giotto, as if his
fame did not need any notes.
I do not really know how far we can trust a dialogue reported
later than the year 1390 that should have occurred about 40 years
earlier. It was also objected in the proem to Trecentonovelle
and it is cetain that Cennini ignored the position held by Sacchetti.
Before that, Benvenuto da Imola, an annotator of Dante's Comedy
comments the two famous terzinas about the fact that fame lives
on until a new figure obscures the previous:
O thou vain glory of the human powers,
How little green upon thy summit lingers,
If't be not followed by an age of grossness!
In painting Cimabue thoght that he
Should hold the field, now Giotto has the cry,
So that other's fame is growing dim.
(Purg. , XI 91-96)
with these words :"Giottus adhuc tenet campum, quia nondum venit alius eo subtilor, cum tamen fecerit aliquando magnos errores in picturis suis, ut audivi a magnis ingeniis".
On consideration of the admitted incompetence of the author
of this statement, who recurs to other experts' opinion, I believe
that what really matters here is the proposition to prove Dante's
thoughts rather than to find faults in Giotto's work. Fairly enough,
nobody would argue for Giotto's perfection and therefore it only
seems obvious that art made progress even soon after Giotto's
own achievement. Any consideration on this line of thought does
not represent an anti-Giottesque statement.
Such an anti-materialistic poet as Petrarca praises Giotto in
his testament of 1370, where he mentions a Virgin cuius pulchritudinem
ignorantes non intelligunt, magistri autem artis stupent. No wonder
in the fact that the poet was more preoccupied with beauty than
with any possible faults (From this standpoint the spiritualist
currents of art that meet in the school of Simone Martini in Siena
were capable of much better paintings as far as realism and perspective
are concerned. But the fact that he mentions unlearned people
not wondering means that his technical and expressive innovations
had become accepted.
The quotation echoes Quintiliano's Docti rationem artes intelligunt,
indocti voluptatem, and reminds us of Petrarca's reading of Institutiones
Oratoriae, which he had discovered in one of the earliest conscious
acts of Humanism. Despite Petrarca's reference to ignorant people
in a technical sense where Quintiliano's assumption was more general,
both imply a feeling of superiority towards them. The cultural
superiority of the mind for Quintiliano and of the spirit for
Petrarca over the instinctual part of man adjusted the excessive
realism of the two beginners of modern art of the thirteenth century,
namely Dante and Giotto.
Summing up, we have seen that Dante had a rather lucid idea about
the painter's importance, which he relates to the general renewal
of the arts of which he considered himself an actor. Dante's fame
assumed huge proportions during their lifetime.
We believe that the negative reaction to Giotto's innovation was
due to the contemporary and immediately following generation's
ignorance of any theory about perspective, which is only obvious
since the latter was a consequence and not a cause of the Giottesque
revolution. Therefore the contemporaries could only intuitively
grasp his greatness, which was as a matter of fact universally
acknowledged in all sources despite a lack of analysis and definition.
Indeed is not this capability of communicating without the understanding
of the ways a feature of
art ?